Hong Kong SFC Seeks 2 Years Ban for Chairman & CEO of AMTD Group Calvin Choi, Failure to Disclose Conflict of Interest as Managing Director at UBS in 2014 & 2015
3rd June 2022 | Hong Kong
The Hong Kong Securities & Futures Commission (SFC) is seeking a 2 years ban on Chairman & CEO of AMTD Group Calvin Choi for professional misconduct, failing to disclose conflict of interest in LR Capital Financial Holdings when acting as advisor (Managing Director) at UBS for clients (2015: LR Capital Financial Holdings, China Minsheng and 2014: Xinte Energy, LR Capital China Growth Company). Chairman & CEO of AMTD Group Calvin Choi had filed for anonymity in his appeal, and had been rejected (Date of Ruling 29/4/22). In 2020, China Minsheng Investment Group had accused Calvin Choi of financial fraud.
“ Hong Kong SFC Seeks 2 Years Ban for Chairman & CEO of AMTD Group Calvin Choi “
AMTD Group
According to the CIC Report, we are the No. 1 independent investment banking firm in Asia as measured by both the number and the aggregate offering size of Hong Kong and U.S. IPOs completed in each of 2018 and the first quarter of 2019, and the largest independent asset management firm in Asia in serving both PRC regional banks and new economy companies as measured by assets under management (AUM) as of March 31, 2019. On Aug 5, 2019, AMTD International successfully listed on New York Stock Exchange (NYSE:HKIB); then on Apr 8, 2020, AMTD International successfully listed on Singapore Exchange (SGX: HKB).
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