London, United Kingdom
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UK Financial Conduct Authority Crackdown on Hiring Individuals for Senior or Influential Roles to Fulfil Regulatory Criteria for Business Launches & Mergers, Roles Include CEOs, Executive Directors, Compliance & Money-Laundering Officers

16th February 2023 | Hong Kong

The UK Financial Conduct Authority (FCA) has crackdown on the hiring of individuals for senior or influential roles to fulfil regulatory criteria for business launches and mergers, with roles under scrutiny including CEOs, Executive Directors, Compliance and Money-Laundering Officers.  These are influential roles that will commonly meet criteria for regulatory approval (UK AFCA), and the crackdown have began to delay new business launches and mergers.   The UK FCA regulates the conduct of 50,000 firms in the UK to ensure that financial markets are honest, competitive and fair.

“ UK Financial Conduct Authority Crackdown on Hiring Individuals for Senior or Influential Roles to Fulfil Regulatory Criteria for Business Launches & Mergers, Roles Include CEOs, Executive Directors, Compliance & Money-Laundering Officers “

 



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UK Financial Conduct Authority (FCA)

London, United Kingdom

We regulate the conduct of 50,000 firms in the UK to ensure that our financial markets are honest, competitive and fair. Find out more about our role.  Financial markets must be honest, fair and effective so consumers get a fair deal. We work to ensure that these markets work well for individuals, for businesses and for the economy as a whole. We do this by:

  • regulating the conduct of around 50,000 businesses
  • prudentially supervising 48,000 firms
  • setting specific standards for around 18,000 firms

We were set up on 1 April 2013, taking over conduct and relevant prudential regulation from the Financial Services Authority (FSA).  Our Head Office is based in London, but we also work across the UK, from our offices in Leeds and Edinburgh and via colleagues in Belfast and Cardiff.




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