Caproasia.com | The leading source of data, research, information & resource for financial professionals, investment managers, professional investors, family offices & advisors to institutions, billionaires, UHNWs & HNWs. Covering capital markets, investments and private wealth in Asia. How do you invest $3 million to $300 million? How do you manage $20 million to $3 billion of assets? Caproasia - Learn more
This site is for accredited investors, professional investors, investment managers and financial professionals only.
You should have assets around $3 million to $300 million or managing $20 million to $30 billion.
United States Public Alert List of Entities to Target at Non-US Investors: 1552 Firms Including AIA, Apollo, Berkshire, Blackstone, BNY, CitiWealth, Morgan, Reliance, Santander & Sony
8th March 2023 | Hong Kong
The United States Securities & Exchange Commission (SEC) has provided an updated public alert list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, with a total of 1552 firms including AIA, Apollo, Berkshire, Blackstone, BNY, CitiWealth, Morgan, Santander & Sony. Selected: AIA Capital Markets, Apollo Global Securities, Berkshire Financial Management, Blackstone Royalty Corporation, BNY Trading Services, CitiWealth Asset Management, Morgan Investment Management, Reliance Capital Management Advisors, Santander Investment Securities Group, Sony Global Asset Management. The list classifies the entities under 3 groups – Unregistered Soliciting Entities, Fictitious Regulators and Impersonators of Genuine Firms. See full 1,552 entities below.
“ United States Public Alert List of Entities to Target at Non-US Investors: 1552 Firms Including AIA, Apollo, Berkshire, Blackstone, BNY, CitiWealth, Morgan, Reliance, Santander & Sony “
- Article continues below -
Quick Links, Ads & Announcements
Caproasia Access | Events | Summits | Register Events | The Financial Centre
The 2024 Investment Day | 2024 Family Office Summits | Family Office Circle
Sign Up
Basic Member: $5 Monthly | $60 Yearly
Newsletter Daily 2 pm (Promo): $20 Monthly | $180 Yearly (FP: $680)
The 2025 Investment Day
Hong Kong | Singapore
March / July / Sept / Oct / Nov
Private Equity, Hedge Funds, Boutique Funds, Private Markets & more. Join 20+ CIOs & Senior investment team, with > 60% single family offices with $300 million AUM. Taking place in Hong Kong and in Singapore. Every March, July, Sept, Oct & Nov.
Visit | Register here
The 2025 Family Office Summit10th April & 16th Oct Hong Kong St Regis | 17th April & 6th Nov Singapore Amara Sanctuary Resort
Join 80 single family offices & family office professionals in Hong Kong & Singapore
Links: 2025 Family Office Summit | Register here
2025 Investment / Alternatives Summit
March / Oct / Nov in Hong Kong & Singapore
Join leading asset managers, hedge funds, boutique funds, private equity, venture capital & real estate firms in Hong Kong, Singapore & Asia-Pacific at the Investment / Alternatives Summit. Join as delegate, speaker, presenter, partner & sponsor.
Visit | Register here
2025 Private Wealth Summit
April / Oct / Nov in Hong Kong & Singapore
Join CEOs, CIOs, Head of Private Banking, Head of Family Offices & Product Heads at The Private Wealth Summit. Join as delegate, speaker, presenter, partner & sponsor.
Visit | Register here
United States SEC: “The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use misleading information to solicit primarily non-U.S. investors, adding 96 soliciting entities, three impersonators of genuine firms, and five bogus regulators. The SEC’s list of soliciting entities that have been the subject of investor complaints, known as the Public Alert: Unregistered Soliciting Entities (PAUSE) list, enables investors to better inform themselves and avoid being a victim of fraud. The latest additions are firms that SEC staff found were providing inaccurate information about their affiliation, location, or registration. Under U.S. securities laws, firms that solicit investors generally are required to register with the SEC and meet minimum financial standards and disclosure, reporting, and recordkeeping requirements. The Office of Market Intelligence periodically updates the PAUSE list in coordination with the Office of Investor Education and Advocacy and the Office of International Affairs. See full 1,552 entities below.
Jose M. Rodriguez, Chief of the SEC’s Office of Market Intelligence: “This latest update to the PAUSE list reflects the Commission’s ongoing effort to protect retail investors across all investment products – including crypto asset securities. The PAUSE program continues to provide valuable information to aid investors in making informed investment decisions. In addition to alerting investors to firms falsely claiming to be registered, the PAUSE list flags those impersonating registered securities firms and bogus regulators who falsely claim to be government agencies or affiliates. Inclusion on the PAUSE list does not mean the SEC has found violations of U.S. federal securities laws or made a judgment about the merits of any securities being offered.”
United States Public Alert List of Entities to Target at Non-US Investors
SEC Updates List of Firms Using Inaccurate Information to Solicit Investors
Unregistered Soliciting Entities – These are entities that falsely claim to be registered, licensed, and/or located in the United States in their solicitation of investors. In many cases, SEC investigation reveals that the soliciting entities are not registered in the United States as they claim or imply. In an effort to warn the public about these entities, the SEC is publishing information it has learned in reviewing these complaints. For each of the entities listed, the SEC has determined that there is no US registered securities firm with this name. Where applicable, the “Note” section for each entity provides additional relevant information we have learned. The SEC will regularly update this list.
Fictitious Regulators – These are entities that falsely claim to be a regulator, governmental agency, or international organization that do not exist. In many cases, SEC investigation reveals that the so-called governmental agencies or international organizations claimed to have lent support to these solicitations do not exist. Where applicable, the “Note” section for each entity provides additional relevant information we have learned. The SEC will regularly update this list.
Impersonators of Genuine Firms – These are legitimate entities/firms whose information were wrongfully appropriated. This information may include legitimate entity’s name, address, registration number, and website likeness. The information was wrongfully appropriated from publicly available databases such as EDGAR and FINRA’s BrokerCheck, and set up phony websites in order to confuse and deceive investors. In other cases, these “spoofer” entities have appropriated the registration information of legitimate firms that recently terminated their registration with the SEC and FINRA or did so years ago. Similarly, representatives of the impersonating entities who cold-call investors often claim to be licensed employees of the legitimate firms being impersonated or of other legitimate firms. The SEC has determined that the impersonators have no connection with, and are not to be confused with, the genuine firms, whether active or defunct. The SEC will regularly update this list.
You should be aware that the PAUSE lists do not include all unregistered entities, impersonators of genuine firms, fake regulators, or entities that have been the subject of complaints received by the SEC. Also, you should understand that the inclusion of a name on these lists does not mean that the SEC has concluded that a violation of the US securities laws has occurred or that the SEC has made any judgment about the merits of the securities being offered by these entities. You can view the official SEC release describing and providing more details about this list. If you have information, questions or comments about the entities on this list, submit a question or complaint to the SEC. To view the SEC’s Data Quality Guidelines, click here.
2023 Updated List of 1,552 Firms
| Public Alert List | Type | |
| 1 | 12 West Capital Management | Impersonators of Genuine Firms |
| 2 | 1st American Securities | Unregistered Soliciting Entities |
| 3 | 1st New York Financial Corporation | Unregistered Soliciting Entities |
| 4 | 205fx.com | Unregistered Soliciting Entities |
| 5 | 247Crypto Trade | Unregistered Soliciting Entities |
| 6 | 247 Options Trade | Unregistered Soliciting Entities |
| 7 | 24Brickstonefx.com | Unregistered Soliciting Entities |
| 8 | 24cryptoindex | Unregistered Soliciting Entities |
| 9 | 24 Provident Trade | Unregistered Soliciting Entities |
| 10 | 24TradeConnect | Unregistered Soliciting Entities |
| 11 | 24TradeSpace | Unregistered Soliciting Entities |
| 12 | 360cryptominners | Unregistered Soliciting Entities |
| 13 | 360Traders | Unregistered Soliciting Entities |
| 14 | 362livefxmarket | Unregistered Soliciting Entities |
| 15 | 365Tradeposition | Unregistered Soliciting Entities |
| 16 | 426 Investments Incorporated | Unregistered Soliciting Entities |
| 17 | 9figuretradechannel | Unregistered Soliciting Entities |
| 18 | Abacus & Partners | Unregistered Soliciting Entities |
| 19 | Accer Mergers and Acquisitions | Unregistered Soliciting Entities |
| 20 | Access Broker.com Inc | Impersonators of Genuine Firms |
| 21 | Access Financial Investment | Impersonators of Genuine Firms |
| 22 | Accrescent Holdings Inc. | Impersonators of Genuine Firms |
| 23 | Accrued Equities Inc. | Impersonators of Genuine Firms |
| 24 | AchieversChainFX | Unregistered Soliciting Entities |
| 25 | Acquisition & Development Consulting, Inc. | Impersonators of Genuine Firms |
| 26 | Acquisition & Development Consulting, Inc. | Fictitious Regulators |
| 27 | ACT Transfer Services | Unregistered Soliciting Entities |
| 28 | ADG Capital LLC | Impersonators of Genuine Firms |
| 29 | Advanced Digital Trade | Unregistered Soliciting Entities |
| 30 | Advanced Global Securities Corporation | Impersonators of Genuine Firms |
| 31 | Advance Partners LLC | Impersonators of Genuine Firms |
| 32 | Advisors For Excellence | Unregistered Soliciting Entities |
| 33 | Advisors Group, Inc. | Impersonators of Genuine Firms |
| 34 | Affiliatetradecoin24 | Unregistered Soliciting Entities |
| 35 | AffinityFXInvest | Unregistered Soliciting Entities |
| 36 | Affinity Group | Unregistered Soliciting Entities |
| 37 | AffluenceCoins | Unregistered Soliciting Entities |
| 38 | AIA Capital Markets, LLC | Impersonators of Genuine Firms |
| 39 | AipCapitaltrade | Unregistered Soliciting Entities |
| 40 | AJ Nelson Consultants, LLC | Unregistered Soliciting Entities |
| 41 | Alderbrook Capital Management | Unregistered Soliciting Entities |
| 42 | Alexander Capital Management | Unregistered Soliciting Entities |
| 43 | Alexander Kingsley Private Equity Inc. | Unregistered Soliciting Entities |
| 44 | Allen Brothers M&A | Unregistered Soliciting Entities |
| 45 | Alliance Finance | Unregistered Soliciting Entities |
| 46 | Alliance Finance Union Investor Services LLC | Unregistered Soliciting Entities |
| 47 | Alliance Global Group | Impersonators of Genuine Firms |
| 48 | Alliance Group, Inc. Alliance Insurance Agency | Unregistered Soliciting Entities |
| 49 | Alliance Transfer Inc. | Unregistered Soliciting Entities |
| 50 | Alliance Trust Finance Corp | Unregistered Soliciting Entities |
| 51 | Alliant Holdings I Inc. | Impersonators of Genuine Firms |
| 52 | Allianze Global Insurance Inc. | Unregistered Soliciting Entities |
| 53 | Allied Capitals | Unregistered Soliciting Entities |
| 54 | Allstateline | Unregistered Soliciting Entities |
| 55 | Ally Stock Investment | Unregistered Soliciting Entities |
| 56 | Alpha Consulting Group | Unregistered Soliciting Entities |
| 57 | Alpha Corporate Consultants | Unregistered Soliciting Entities |
| 58 | Alpha Investment Management LLC | Impersonators of Genuine Firms |
| 59 | Alta Paramount Ltd. | Unregistered Soliciting Entities |
| 60 | Altaris Capital Securities, LLC | Impersonators of Genuine Firms |
| 61 | Alter Management LLC | Unregistered Soliciting Entities |
| 62 | Ambitminers | Unregistered Soliciting Entities |
| 63 | American Financial Group | Fictitious Regulators |
| 64 | American Financial Group, Inc. | Impersonators of Genuine Firms |
| 65 | American First City Corporation | Unregistered Soliciting Entities |
| 66 | American First Securities | Unregistered Soliciting Entities |
| 67 | AmericanFXtrade | Unregistered Soliciting Entities |
| 68 | American Taxation Incorporated | Unregistered Soliciting Entities |
| 69 | AmeriFXpro | Unregistered Soliciting Entities |
| 70 | Ameritradeoptions | Unregistered Soliciting Entities |
| 71 | Amex-Financials | Unregistered Soliciting Entities |
| 72 | AMK Trust Ltd. | Unregistered Soliciting Entities |
| 73 | Andersen Mergers | Unregistered Soliciting Entities |
| 74 | Anderson & Scott LLP | Unregistered Soliciting Entities |
| 75 | Anderson, Franklin, Sullivan Partners Ltd., a.k.a. AFS Partners Ltd. | Unregistered Soliciting Entities |
| 76 | Anderson Ford Financial | Unregistered Soliciting Entities |
| 77 | Angle Financial Solutions | Unregistered Soliciting Entities |
| 78 | Angle Financial Solutions | Unregistered Soliciting Entities |
| 79 | Anoli Capital International, Inc. | Unregistered Soliciting Entities |
| 80 | Anti Cyber Crime & Financial | Fictitious Regulators |
| 81 | Apex Capital Acquisition Group | Unregistered Soliciting Entities |
| 82 | ApexFuturesFX | Unregistered Soliciting Entities |
| 83 | Apexfx Verge | Unregistered Soliciting Entities |
| 84 | Apex Global Finance | Impersonators of Genuine Firms |
| 85 | Apex Options | Unregistered Soliciting Entities |
| 86 | Apex Stock Transfer Inc. | Impersonators of Genuine Firms |
| 87 | Apexus Capital Investment | Impersonators of Genuine Firms |
| 88 | Apollo Global Securities LLC | Impersonators of Genuine Firms |
| 89 | Arcadia Acquisition Group Inc. | Unregistered Soliciting Entities |
| 90 | Arcadia Trading Group, Ltd. Arcadia Oil & Gas, LLC | Unregistered Soliciting Entities |
| 91 | Ardea Capital L.P. | Unregistered Soliciting Entities |
| 92 | Ardent Asset Advisors LP | Impersonators of Genuine Firms |
| 93 | Ares Acquisitions | Unregistered Soliciting Entities |
| 94 | Argentinian Securities Commission | Fictitious Regulators |
| 95 | Argonoak | Unregistered Soliciting Entities |
| 96 | Arista Capital Ventures | Unregistered Soliciting Entities |
| 97 | Arlington Securities Group | Impersonators of Genuine Firms |
| 98 | Arron Copeland | Unregistered Soliciting Entities |
| 99 | Ashley Partners M&A | Unregistered Soliciting Entities |
| 100 | Asia Pacific Group, a.k.a. Asia Pacific Financial Management Group Inc. | Impersonators of Genuine Firms |
| 101 | Asprey Associates | Unregistered Soliciting Entities |
| 102 | Asset Recovery Solutions | Unregistered Soliciting Entities |
| 103 | Asset Trust Management, LLC | Unregistered Soliciting Entities |
| 104 | Association of Securities Transfer Companies (ASTC) | Unregistered Soliciting Entities |
| 105 | Astride Capitals a/k/a Astride Forex Trade | Unregistered Soliciting Entities |
| 106 | ATG Capital Solutions, Inc. | Unregistered Soliciting Entities |
| 107 | Athens Capital Management LLC / Athens Investments | Impersonators of Genuine Firms |
| 108 | Atlanta Mediation Group | Unregistered Soliciting Entities |
| 109 | Atlantic Capital Trust Management, LLC | Unregistered Soliciting Entities |
| 110 | Atlantic Escrow Services | Unregistered Soliciting Entities |
| 111 | Atlantic Group | Unregistered Soliciting Entities |
| 112 | Atlantic Investment Market | Unregistered Soliciting Entities |
| 113 | Atlantis Capital Partners, Inc. | Unregistered Soliciting Entities |
| 114 | Atlas Consultancy | Unregistered Soliciting Entities |
| 115 | Atlas Stock Transfer | Impersonators of Genuine Firms |
| 116 | Aton Capital Invest | Unregistered Soliciting Entities |
| 117 | Auburn Hill Capital | Unregistered Soliciting Entities |
| 118 | Austin Claymore LP | Unregistered Soliciting Entities |
| 119 | Avaro | Unregistered Soliciting Entities |
| 120 | Avery Wealth | Impersonators of Genuine Firms |
| 121 | AxTrading-Investment | Unregistered Soliciting Entities |
| 122 | AZ Invest | Unregistered Soliciting Entities |
| 123 | Bainbridge Management | Unregistered Soliciting Entities |
| 124 | Baker Hamlin | Unregistered Soliciting Entities |
| 125 | Banc De Binary | Unregistered Soliciting Entities |
| 126 | Bank Guarantee Funding | Unregistered Soliciting Entities |
| 127 | Banner Commodities | Unregistered Soliciting Entities |
| 128 | Banner Partners | Unregistered Soliciting Entities |
| 129 | Baros and Ronaldo Associates | Unregistered Soliciting Entities |
| 130 | Barton Advisors, LLC | Impersonators of Genuine Firms |
| 131 | Bayside Equity Group, Inc. | Unregistered Soliciting Entities |
| 132 | Baytree Capital Associates | Unregistered Soliciting Entities |
| 133 | Beacon Capital Management Inc. | Impersonators of Genuine Firms |
| 134 | BeaconFxTop Trading | Unregistered Soliciting Entities |
| 135 | Beacon Global Management, Inc. | Unregistered Soliciting Entities |
| 136 | Belmont Capital Holdings | Impersonators of Genuine Firms |
| 137 | Belmont Shaw and Associates Mergers and Acquisitions | Unregistered Soliciting Entities |
| 138 | Beltrades | Unregistered Soliciting Entities |
| 139 | Belvin Miners | Unregistered Soliciting Entities |
| 140 | Benchmark International Trading Group, Inc. | Unregistered Soliciting Entities |
| 141 | Benson Hill Advisors | Unregistered Soliciting Entities |
| 142 | Benton Wells & Associates, LLC | Unregistered Soliciting Entities |
| 143 | Berdon Law Mergers & Acquisitions | Unregistered Soliciting Entities |
| 144 | Berger Aron Macey | Unregistered Soliciting Entities |
| 145 | Berkley Liquidation & Administration | Unregistered Soliciting Entities |
| 146 | Berkshire Consulting | Unregistered Soliciting Entities |
| 147 | Berkshire Financial Management, LLC | Unregistered Soliciting Entities |
| 148 | Bernstein & Younge Asset Management Group, Ltd. | Unregistered Soliciting Entities |
| 149 | Bernstein, Whitman & Lloyds | Unregistered Soliciting Entities |
| 150 | Berrscott, Elliott & Associates | Unregistered Soliciting Entities |
| 151 | Best Investors Group, Inc. | Impersonators of Genuine Firms |
| 152 | Betterlife Investment Group | Unregistered Soliciting Entities |
| 153 | Billionsnet | Unregistered Soliciting Entities |
| 154 | Binary-stocktrading | Unregistered Soliciting Entities |
| 155 | Binary Invest Expert | Unregistered Soliciting Entities |
| 156 | Binary Investment Management | Unregistered Soliciting Entities |
| 157 | Binary Market Arbitration Refund | Unregistered Soliciting Entities |
| 158 | Binary Trading LLC | Unregistered Soliciting Entities |
| 159 | Binatrex Advisors Corporation | Unregistered Soliciting Entities |
| 160 | Bingham Consulting Group | Impersonators of Genuine Firms |
| 161 | Bit-Vaults Investments Ltd | Unregistered Soliciting Entities |
| 162 | Bitbimocefx.com | Unregistered Soliciting Entities |
| 163 | Bitcoin Mining Signals | Unregistered Soliciting Entities |
| 164 | Bitcoins Investments FXT | Unregistered Soliciting Entities |
| 165 | Bitcoin Tradesfx | Unregistered Soliciting Entities |
| 166 | Bit Crypto Signals Investment Ltd | Unregistered Soliciting Entities |
| 167 | Bitforexoption | Unregistered Soliciting Entities |
| 168 | Bitimefx | Unregistered Soliciting Entities |
| 169 | Bitminingfx | Unregistered Soliciting Entities |
| 170 | Bitpayfxpro | Unregistered Soliciting Entities |
| 171 | BitPro Traders Way | Unregistered Soliciting Entities |
| 172 | Bitsupply | Unregistered Soliciting Entities |
| 173 | Bittrade Capitals | Unregistered Soliciting Entities |
| 174 | BitvestTradex | Unregistered Soliciting Entities |
| 175 | Bitwala Trading Options | Unregistered Soliciting Entities |
| 176 | BlackBox Traders | Impersonators of Genuine Firms |
| 177 | Blackstone Royalty Corporation | Unregistered Soliciting Entities |
| 178 | Blackswan Morgan | Unregistered Soliciting Entities |
| 179 | Black Water Investment Group, L.L.P. | Unregistered Soliciting Entities |
| 180 | Blackwell & Associates | Unregistered Soliciting Entities |
| 181 | Blake Morgan Financials | Unregistered Soliciting Entities |
| 182 | Blockcryptomining | Unregistered Soliciting Entities |
| 183 | Bloomfield Trust Management, LLC | Unregistered Soliciting Entities |
| 184 | BL Trading Group | Unregistered Soliciting Entities |
| 185 | Blue Bayou Prospect Management | Unregistered Soliciting Entities |
| 186 | Blueford Consultancy Limited | Unregistered Soliciting Entities |
| 187 | Blue Line Trading | Unregistered Soliciting Entities |
| 188 | Blue Ridge Financial Group | Unregistered Soliciting Entities |
| 189 | BN Securities, L.P. | Unregistered Soliciting Entities |
| 190 | BNY Trading Services | Impersonators of Genuine Firms |
| 191 | Board of Financial Affairs | Fictitious Regulators |
| 192 | Board of International Equities | Fictitious Regulators |
| 193 | Board of Securities and Financial Services | Fictitious Regulators |
| 194 | Board of Securities Trading Commission | Fictitious Regulators |
| 195 | Boesch Haufmann Asset Management, Inc. | Unregistered Soliciting Entities |
| 196 | Boom Trader Crypto | Unregistered Soliciting Entities |
| 197 | Boston Acquisition Group | Unregistered Soliciting Entities |
| 198 | Boston Capital Management Inc. | Unregistered Soliciting Entities |
| 199 | Boston Management & Research | Impersonators of Genuine Firms |
| 200 | Boston Private Equity | Unregistered Soliciting Entities |
| 201 | Bowman & Malone LLP | Unregistered Soliciting Entities |
| 202 | Boyd & Lyman Law | Unregistered Soliciting Entities |
| 203 | Bradford Securities LLC | Impersonators of Genuine Firms |
| 204 | Bradley & Nowell | Unregistered Soliciting Entities |
| 205 | Bradley & Rogers | Unregistered Soliciting Entities |
| 206 | Brady & Bell Acquisition Ltd. | Unregistered Soliciting Entities |
| 207 | Bramwell & Kent Consultants, LLC. | Unregistered Soliciting Entities |
| 208 | Brant Fletcher Trust Management | Unregistered Soliciting Entities |
| 209 | Breakthrough Incorporated | Unregistered Soliciting Entities |
| 210 | Bremer Financial Ltd. | Unregistered Soliciting Entities |
| 211 | Brentcliffe Limited | Unregistered Soliciting Entities |
| 212 | Brentwood Capital Ventures | Unregistered Soliciting Entities |
| 213 | Bristol Financial Offshore | Unregistered Soliciting Entities |
| 214 | Brixton Business Consultants | Unregistered Soliciting Entities |
| 215 | Brookdale Management Consultancy, Inc. | Unregistered Soliciting Entities |
| 216 | Brookdale West Capital Management | Unregistered Soliciting Entities |
| 217 | Brooklyn Arbitration Council | |
| 218 | Brooklyn Arbitration Council | Unregistered Soliciting Entities |
| 219 | Brookstone Group Transfer Agents | Unregistered Soliciting Entities |
| 220 | Brown and Wenger Consultancy Firm | Unregistered Soliciting Entities |
| 221 | BSC Transfer Agent | Unregistered Soliciting Entities |
| 222 | BTC Fast Trade | Unregistered Soliciting Entities |
| 223 | BTC FX Profit | Unregistered Soliciting Entities |
| 224 | BTC Investments | Unregistered Soliciting Entities |
| 225 | Bull Xchange Trade | Unregistered Soliciting Entities |
| 226 | Bureau of Compliance and Regulatory Board | Fictitious Regulators |
| 227 | Bureau of Financial & Protection Services | Fictitious Regulators |
| 228 | Bureau of Financial Trading | Fictitious Regulators |
| 229 | Bureau of Global Financial Trade Services | Fictitious Regulators |
| 230 | Bureau of International Securities Trading | Fictitious Regulators |
| 231 | Burgess, Cooper & Reynolds | Unregistered Soliciting Entities |
| 232 | Burnell Larkins, LLC | Unregistered Soliciting Entities |
| 233 | Burton Capital Partners | Unregistered Soliciting Entities |
| 234 | BWGMiner | Unregistered Soliciting Entities |
| 235 | C&O Fund Distributor, Inc. | Impersonators of Genuine Firms |
| 236 | Cabbot Law Group | Unregistered Soliciting Entities |
| 237 | Cadwell Capital Partners | Unregistered Soliciting Entities |
| 238 | Cain Capital LLC | Impersonators of Genuine Firms |
| 239 | CAIS Capital LLC | Impersonators of Genuine Firms |
| 240 | Cambridge Equity Corporation | Impersonators of Genuine Firms |
| 241 | Cambridge Financial Partners LLC | Impersonators of Genuine Firms |
| 242 | Cameron McDonald & Co. | Unregistered Soliciting Entities |
| 243 | Cameron Poe & Associates Inc. | Unregistered Soliciting Entities |
| 244 | Cannon Corporate Consultants | Unregistered Soliciting Entities |
| 245 | Cantata Equity Management | Unregistered Soliciting Entities |
| 246 | Capgemini Law Mergers & Acquisitions | Unregistered Soliciting Entities |
| 247 | Capital Acquisition Group Inc. | Unregistered Soliciting Entities |
| 248 | Capital Advisory Partners New York | Impersonators of Genuine Firms |
| 249 | Capital Arc Holdings | Unregistered Soliciting Entities |
| 250 | CapitalE-trade.com | Unregistered Soliciting Entities |
| 251 | Capital Equity | Unregistered Soliciting Entities |
| 252 | Capitalfxinvestor | Unregistered Soliciting Entities |
| 253 | Capital Insurance Group Ltd. | Unregistered Soliciting Entities |
| 254 | Capital M & A | Unregistered Soliciting Entities |
| 255 | Capital One Management Inc. | Impersonators of Genuine Firms |
| 256 | Capital Securities International | Unregistered Soliciting Entities |
| 257 | Capital Trade, LLC | Unregistered Soliciting Entities |
| 258 | Capital Transfer Consolidated | Unregistered Soliciting Entities |
| 259 | Capital Trust Management, LLC | Unregistered Soliciting Entities |
| 260 | Capital Union Partners | Unregistered Soliciting Entities |
| 261 | Cardone Trading Option Limited | Unregistered Soliciting Entities |
| 262 | Carlson and Clarke | Unregistered Soliciting Entities |
| 263 | Carlson Group Consultancy | Unregistered Soliciting Entities |
| 264 | Carlsson and Capehart Group, Ltd. | Unregistered Soliciting Entities |
| 265 | Carlton Capital Inc. | Unregistered Soliciting Entities |
| 266 | Cartwright & Keating, Inc. | Unregistered Soliciting Entities |
| 267 | Cartwright Financial | Unregistered Soliciting Entities |
| 268 | Cartwright Law Specialist Boston | Unregistered Soliciting Entities |
| 269 | Casey McCormick Private Equity | Unregistered Soliciting Entities |
| 270 | Caspian Trading, Inc., a.k.a. Caspian Investments | Unregistered Soliciting Entities |
| 271 | CC Ltd | Unregistered Soliciting Entities |
| 272 | CC Wealth Ltd. | Unregistered Soliciting Entities |
| 273 | CDN Law | Unregistered Soliciting Entities |
| 274 | Celivox Alliance | Unregistered Soliciting Entities |
| 275 | Centaur Global Advisors | Unregistered Soliciting Entities |
| 276 | Center for Securities Investigation Department | Fictitious Regulators |
| 277 | Center Point Financial Regulatory Board | Fictitious Regulators |
| 278 | Centrade Management Corp. | Unregistered Soliciting Entities |
| 279 | Central Commonwealth Securities & Exchange Commission | Fictitious Regulators |
| 280 | Central Equities Administrators | Fictitious Regulators |
| 281 | Central Finance Regulatory Commission | Fictitious Regulators |
| 282 | CentralFX Trade | Unregistered Soliciting Entities |
| 283 | Central Stock Regulators | Fictitious Regulators |
| 284 | Central Trade & Financial Authority | Fictitious Regulators |
| 285 | Century Holdings Ltd | Unregistered Soliciting Entities |
| 286 | Century Management Division, Inc. | Unregistered Soliciting Entities |
| 287 | CenturyVille | Unregistered Soliciting Entities |
| 288 | CEXGlobalMarkets | Unregistered Soliciting Entities |
| 289 | CFTCooperations | Unregistered Soliciting Entities |
| 290 | Chadwick & Co. | Unregistered Soliciting Entities |
| 291 | Chain Broker Trade | Unregistered Soliciting Entities |
| 292 | Charles Pearson Investments International | Unregistered Soliciting Entities |
| 293 | Charlton Hayfield and Company | Unregistered Soliciting Entities |
| 294 | Chartered Capital Management | Unregistered Soliciting Entities |
| 295 | Chicago Division of Securities | Fictitious Regulators |
| 296 | Chicago Trading Regulatory Board | Fictitious Regulators |
| 297 | Chopper Securities | Impersonators of Genuine Firms |
| 298 | Chris Gardner Group | Unregistered Soliciting Entities |
| 299 | Christian, Bradford and Cohen Legal Group | Unregistered Soliciting Entities |
| 300 | CIG LLC, a.k.a. Commerce Investments Group LLC | Unregistered Soliciting Entities |
| 301 | CitiWealth Asset Management | Unregistered Soliciting Entities |
| 302 | City Capital Mergers & Acquisitions | Unregistered Soliciting Entities |
| 303 | Clarkson Black Associates | Unregistered Soliciting Entities |
| 304 | Clarus Capital Group Management | Unregistered Soliciting Entities |
| 305 | Clayton Capital Ventures, Inc. | Unregistered Soliciting Entities |
| 306 | CLC Acquisition Corp | Unregistered Soliciting Entities |
| 307 | Clear Global LLC | Unregistered Soliciting Entities |
| 308 | Clifton Capital Partners LLC | Unregistered Soliciting Entities |
| 309 | Clifton Consulting Group LLC | Unregistered Soliciting Entities |
| 310 | Cloudfinancials | Unregistered Soliciting Entities |
| 311 | Cloudinmine | Unregistered Soliciting Entities |
| 312 | Clydesdale Securities, LLC | Impersonators of Genuine Firms |
| 313 | Cohen & Partners | Unregistered Soliciting Entities |
| 314 | Cohen Corporate Consulting | Unregistered Soliciting Entities |
| 315 | Coin-infinitude | Unregistered Soliciting Entities |
| 316 | Coin Capitals Ltd | Unregistered Soliciting Entities |
| 317 | Coin Fx Capital | Unregistered Soliciting Entities |
| 318 | Coinify Investment | Unregistered Soliciting Entities |
| 319 | Coiniva | Unregistered Soliciting Entities |
| 320 | Coinminersfxoptions | Unregistered Soliciting Entities |
| 321 | Coinnex Capital | Unregistered Soliciting Entities |
| 322 | Coinspotfx | Unregistered Soliciting Entities |
| 323 | Colbert & Welling LLP | Unregistered Soliciting Entities |
| 324 | Colby Mergers | Unregistered Soliciting Entities |
| 325 | Coldan Investment Company Ltd | Unregistered Soliciting Entities |
| 326 | Coleman, Peterson & Associates | Unregistered Soliciting Entities |
| 327 | Coleman Brothers | Unregistered Soliciting Entities |
| 328 | Collett Quinlan M&A | Unregistered Soliciting Entities |
| 329 | Colonial Square Acquisition LLC | Impersonators of Genuine Firms |
| 330 | Colonial Trust Transfer Agency LLC | Unregistered Soliciting Entities |
| 331 | Coltin Securities LLC | Impersonators of Genuine Firms |
| 332 | Commission on Financial & Securities Compliance | Fictitious Regulators |
| 333 | Commission on International Trade and Economics (COITE) | Fictitious Regulators |
| 334 | Commodity Compliance Services, Inc. | Unregistered Soliciting Entities |
| 335 | Condor Securities | Impersonators of Genuine Firms |
| 336 | Connelly Peterson Ltd. | Unregistered Soliciting Entities |
| 337 | Connolly Thomas Law | Unregistered Soliciting Entities |
| 338 | Connor Law Firms | Unregistered Soliciting Entities |
| 339 | Conservative Fx Investment | Unregistered Soliciting Entities |
| 340 | Continental American Group | Unregistered Soliciting Entities |
| 341 | Continental Private Equity LLC | Unregistered Soliciting Entities |
| 342 | Cooper Company Management | Unregistered Soliciting Entities |
| 343 | Coreen Bradford Insurance | Unregistered Soliciting Entities |
| 344 | CoremarketOptions | Unregistered Soliciting Entities |
| 345 | Corestone Distributors | Impersonators of Genuine Firms |
| 346 | Cornerstone Financial Services | Impersonators of Genuine Firms |
| 347 | Corporate Consulting Group Inc. | Impersonators of Genuine Firms |
| 348 | Corporate Finance Solutions Inc. | Unregistered Soliciting Entities |
| 349 | Corporate Interest | Unregistered Soliciting Entities |
| 350 | Corporate Mergers & Acquisition Group | Unregistered Soliciting Entities |
| 351 | Corporate Stock Transfer Services | Unregistered Soliciting Entities |
| 352 | Corporations International and Domestic Donor Advised Funds Grants FB&CO | Unregistered Soliciting Entities |
| 353 | Costello & Rubin Attorneys at Law | Unregistered Soliciting Entities |
| 354 | Cotton Wood Stock Transfer | Impersonators of Genuine Firms |
| 355 | Cover Capital Partners | Unregistered Soliciting Entities |
| 356 | CPI International | Unregistered Soliciting Entities |
| 357 | Crawford Clarke M&A | Unregistered Soliciting Entities |
| 358 | Crawford Stanley Advisors LLC | Unregistered Soliciting Entities |
| 359 | Crest Equity Partners, LP | Impersonators of Genuine Firms |
| 360 | Crest Trust Management, LLC | Unregistered Soliciting Entities |
| 361 | Cromwell and Goodwin | Unregistered Soliciting Entities |
| 362 | Crossley Acquisitions | Unregistered Soliciting Entities |
| 363 | Crown Corporate Consultants | Unregistered Soliciting Entities |
| 364 | Crown Will Escrow and Clearing | Unregistered Soliciting Entities |
| 365 | Crypto-Trading Hub | Unregistered Soliciting Entities |
| 366 | Cryptobravos | Unregistered Soliciting Entities |
| 367 | Cryptochain Investment | Unregistered Soliciting Entities |
| 368 | Cryptocurrency Exchange LLC | Unregistered Soliciting Entities |
| 369 | Crypto Digital Expert Trading | Unregistered Soliciting Entities |
| 370 | Cryptoexpertoption | Unregistered Soliciting Entities |
| 371 | Crypto Forex Trading Ltd | Unregistered Soliciting Entities |
| 372 | Cryptofxearners | Unregistered Soliciting Entities |
| 373 | Cryptofxtrader | Unregistered Soliciting Entities |
| 374 | CryptoIndex Options | Unregistered Soliciting Entities |
| 375 | CryptoInvestments | Unregistered Soliciting Entities |
| 376 | Cryptoinvesttrading | Unregistered Soliciting Entities |
| 377 | Crypto Invtwld | Unregistered Soliciting Entities |
| 378 | Cryptolegaltrade | Unregistered Soliciting Entities |
| 379 | Cryptometastock | Unregistered Soliciting Entities |
| 380 | Crypto Mining Masters | Unregistered Soliciting Entities |
| 381 | Cryptonaryfxsignals Inc. | Unregistered Soliciting Entities |
| 382 | Cryptopridefx International | Unregistered Soliciting Entities |
| 383 | Cryptoprofits, Inc. | Unregistered Soliciting Entities |
| 384 | Cryptostocktradefx | Unregistered Soliciting Entities |
| 385 | Crypto Tradefox | Unregistered Soliciting Entities |
| 386 | Crypto Trade FXDirect | Unregistered Soliciting Entities |
| 387 | Crystal Optimum FX Trade | Unregistered Soliciting Entities |
| 388 | CSA Financial Group | Unregistered Soliciting Entities |
| 389 | CT Lambson and Associates, LLC | Unregistered Soliciting Entities |
| 390 | Cunningham, Austin, Wheeler & Associates | Unregistered Soliciting Entities |
| 391 | CurrencyFX Ltd | Unregistered Soliciting Entities |
| 392 | Current Capital Securities Ltd/CCS Ltd | Impersonators of Genuine Firms |
| 393 | Cybitexfx | Unregistered Soliciting Entities |
| 394 | Dailey Securities, Inc. | Impersonators of Genuine Firms |
| 395 | DailyFx | Unregistered Soliciting Entities |
| 396 | Dale, Mariam and Banks Associates at Law | Unregistered Soliciting Entities |
| 397 | Dalzelltrade | Unregistered Soliciting Entities |
| 398 | Danford Capital Group | Unregistered Soliciting Entities |
| 399 | Darwin Acquisition Group | Unregistered Soliciting Entities |
| 400 | David, Scott & Allen PLLC | Unregistered Soliciting Entities |
| 401 | Davidson Capital Partners | Unregistered Soliciting Entities |
| 402 | David W. Jones, Attorney at Law | Impersonators of Genuine Firms |
| 403 | Davis & Rudell LLC | Unregistered Soliciting Entities |
| 404 | Davis and Company LLC | Unregistered Soliciting Entities |
| 405 | DB Yates & Associates | Unregistered Soliciting Entities |
| 406 | DC Markets LLC | Impersonators of Genuine Firms |
| 407 | DC Trading Options | Unregistered Soliciting Entities |
| 408 | Dean Witter Consultancy | Impersonators of Genuine Firms |
| 409 | Delta West Financial Management | Unregistered Soliciting Entities |
| 410 | DeluxeMiningAssets | Unregistered Soliciting Entities |
| 411 | Dempsey Bingham | Unregistered Soliciting Entities |
| 412 | Dempsey Securities LLC | Unregistered Soliciting Entities |
| 413 | Department of Financial Compensation | Fictitious Regulators |
| 414 | Department of Financial Conduct | Fictitious Regulators |
| 415 | Department of Financial Regulators | Fictitious Regulators |
| 416 | Department of Financial Securities Board | Fictitious Regulators |
| 417 | Department of Financial Trading | Fictitious Regulators |
| 418 | Department of Global Pacific Mergers & Acquisitions | Fictitious Regulators |
| 419 | Department of Interagency Protection Bureau | Fictitious Regulators |
| 420 | Department of International Financial Trading | Fictitious Regulators |
| 421 | Department of Law and Public Safety | Fictitious Regulators |
| 422 | Department of Orderly Liquidation | Fictitious Regulators |
| 423 | Department of Regulation in Washington | Fictitious Regulators |
| 424 | Department of Securities | Fictitious Regulators |
| 425 | Department of Securities and Exchange Regulation | Fictitious Regulators |
| 426 | Department of Securities Liquidations | Fictitious Regulators |
| 427 | Department of Securities Trading | Fictitious Regulators |
| 428 | Dial Mergers | Unregistered Soliciting Entities |
| 429 | Diamondoption9 | Unregistered Soliciting Entities |
| 430 | Diamond Title Services, LLC | Unregistered Soliciting Entities |
| 431 | Digital Capital Markets LLC | Impersonators of Genuine Firms |
| 432 | District Stock Transfer | Unregistered Soliciting Entities |
| 433 | Diversified Global Equities Group | Unregistered Soliciting Entities |
| 434 | Diversified Portfolio Management Invest, a.k.a. DPM Invest | Unregistered Soliciting Entities |
| 435 | Diversified Private Capital Group | Unregistered Soliciting Entities |
| 436 | Division of Securities | Fictitious Regulators |
| 437 | Division of Securities for the District of Columbia (DOSDC) | Fictitious Regulators |
| 438 | Dixon Associates | Unregistered Soliciting Entities |
| 439 | DMR Consulting, LLC | Unregistered Soliciting Entities |
| 440 | Donald Mark & Bradstone LLC | Unregistered Soliciting Entities |
| 441 | Double Invest Crypto | Unregistered Soliciting Entities |
| 442 | Dragon International, a.k.a. Dragon Mergers | Unregistered Soliciting Entities |
| 443 | Drala-Capital | Impersonators of Genuine Firms |
| 444 | Drexel Lambert Mergers and Acquisitions | Unregistered Soliciting Entities |
| 445 | DreyfusMeyer & Co., Inc. | Unregistered Soliciting Entities |
| 446 | Drobium Associates | Unregistered Soliciting Entities |
| 447 | Duke & Bremmer Law Firm LP | Unregistered Soliciting Entities |
| 448 | Dukes Merger & Acquisitions, Inc. | Unregistered Soliciting Entities |
| 449 | Duke Smythe Associates | Unregistered Soliciting Entities |
| 450 | Dumont Private Equity | Unregistered Soliciting Entities |
| 451 | DurdanHeyer Ltd. | Unregistered Soliciting Entities |
| 452 | Earn Bitcoin Zone | Unregistered Soliciting Entities |
| 453 | East Coast Law Florida | Unregistered Soliciting Entities |
| 454 | Eastern Security Trading Commission | Fictitious Regulators |
| 455 | East Financial Group Incorporated | Unregistered Soliciting Entities |
| 456 | East International Transfer | Unregistered Soliciting Entities |
| 457 | Eastman Pierce Partners Mergers and Acquisitions | Unregistered Soliciting Entities |
| 458 | Easton Consultancy, a.k.a. Easton Consultancy Advisory Firm | Unregistered Soliciting Entities |
| 459 | East West Financial & Securities Compliance | Fictitious Regulators |
| 460 | Eastwest Management Group Ltd. | Unregistered Soliciting Entities |
| 461 | Ebond Securities L.L.C. | Impersonators of Genuine Firms |
| 462 | Echelon Capital | Impersonators of Genuine Firms |
| 463 | Economic and Financial Services Commission | Fictitious Regulators |
| 464 | Edison Transfer Agency | Unregistered Soliciting Entities |
| 465 | Edward Collins and Associates | Unregistered Soliciting Entities |
| 466 | Elite Crypto Mines Inc. | Unregistered Soliciting Entities |
| 467 | Elite FX Options | Unregistered Soliciting Entities |
| 468 | Elitefxtrader | Unregistered Soliciting Entities |
| 469 | Elite Investment | Impersonators of Genuine Firms |
| 470 | Elite TradePlus | Unregistered Soliciting Entities |
| 471 | Elliot Private Equity | Unregistered Soliciting Entities |
| 472 | Ellipse Trading | Unregistered Soliciting Entities |
| 473 | Emerald Point Capital | Impersonators of Genuine Firms |
| 474 | Empire Capital Partners | Impersonators of Genuine Firms |
| 475 | Empire Financial Management Incorporated | Unregistered Soliciting Entities |
| 476 | Endeavor Capital Partners | Impersonators of Genuine Firms |
| 477 | Endeavour Mergers and Acquisitions | Unregistered Soliciting Entities |
| 478 | Equities Registrar | Unregistered Soliciting Entities |
| 479 | Equities Trading Commission | Fictitious Regulators |
| 480 | Equity Law Group | Unregistered Soliciting Entities |
| 481 | Equity Trust Management, LLC | Unregistered Soliciting Entities |
| 482 | Etorocoinoption | Unregistered Soliciting Entities |
| 483 | Europa Commodities, a.k.a. Europa Capital LLC | Impersonators of Genuine Firms |
| 484 | Everett Capital Partners | Unregistered Soliciting Entities |
| 485 | Evo Capitals | Unregistered Soliciting Entities |
| 486 | Exclusivecryptotraders | Unregistered Soliciting Entities |
| 487 | Expeke | Unregistered Soliciting Entities |
| 488 | Expertlivetrade | Unregistered Soliciting Entities |
| 489 | Explorecoinindex | Unregistered Soliciting Entities |
| 490 | Exsotrade | Unregistered Soliciting Entities |
| 491 | EXW Trade Options | Unregistered Soliciting Entities |
| 492 | EztradeFX | Unregistered Soliciting Entities |
| 493 | Faber Landau | Unregistered Soliciting Entities |
| 494 | Factor Private Equity LLC | Unregistered Soliciting Entities |
| 495 | Fairchild Holdings & Advisory Firm Corporation | Unregistered Soliciting Entities |
| 496 | FAP USA, L.P. | Impersonators of Genuine Firms |
| 497 | Farrel, Thornton, Lloyd & Brown | Unregistered Soliciting Entities |
| 498 | FCM Advisory Services, Inc. | Unregistered Soliciting Entities |
| 499 | Federal Asset Management | Unregistered Soliciting Entities |
| 500 | Federal Capital, Inc. | Unregistered Soliciting Entities |
| 501 | Federal Division Of Securities, NY | Fictitious Regulators |
| 502 | Federal Equities Corporation | Unregistered Soliciting Entities |
| 503 | Federal Financial Regulatory Board | Fictitious Regulators |
| 504 | Federal Financial Services Commission | Fictitious Regulators |
| 505 | Federal Recapitalization Fund | Fictitious Regulators |
| 506 | Federal Regulatory Board | Fictitious Regulators |
| 507 | Federal Securities and Investments Regulatory Commission (FSIRC) | Fictitious Regulators |
| 508 | Federal Securities Commission | Fictitious Regulators |
| 509 | Federal Securities Regulatory Agency | Fictitious Regulators |
| 510 | Federal Security Trading Regulatory Board | Fictitious Regulators |
| 511 | Federal Stock Commission | Fictitious Regulators |
| 512 | Federation Against Investor Fraud Committee | Fictitious Regulators |
| 513 | Feinler Management Group | Unregistered Soliciting Entities |
| 514 | Felton and Feld International | Unregistered Soliciting Entities |
| 515 | Fenix Securities | Impersonators of Genuine Firms |
| 516 | Ferguson Hathaway Consulting, Ltd./FH Consulting | Unregistered Soliciting Entities |
| 517 | Fidelity Concept | Unregistered Soliciting Entities |
| 518 | Fidelity Revenue LLC | Unregistered Soliciting Entities |
| 519 | Fidel Venture | Unregistered Soliciting Entities |
| 520 | Fieldia Asset Management | Unregistered Soliciting Entities |
| 521 | FinAllianz | Unregistered Soliciting Entities |
| 522 | Finance Regulation Board | Fictitious Regulators |
| 523 | Finance Regulation Bureau | Fictitious Regulators |
| 524 | Financial & Regulatory Oversight Board | Fictitious Regulators |
| 525 | Financial Action Task Force | Fictitious Regulators |
| 526 | Financial Advisors KMG | Unregistered Soliciting Entities |
| 527 | Financial Affairs Corporation | Unregistered Soliciting Entities |
| 528 | Financial Asset Management, Inc. | Impersonators of Genuine Firms |
| 529 | Financial Assets Corporation | Impersonators of Genuine Firms |
| 530 | Financial Compensation Authority | Fictitious Regulators |
| 531 | Financial Conduct United States of America | Fictitious Regulators |
| 532 | Financial Fraud Enforcement Task Force | Fictitious Regulators |
| 533 | Financial Fraud Examiners | Unregistered Soliciting Entities |
| 534 | Financial Options Security Exchange | Fictitious Regulators |
| 535 | Financial Protection Commission | Fictitious Regulators |
| 536 | Financial Protection Intelligence Unit | Fictitious Regulators |
| 537 | Financial Regulation Bureau | Fictitious Regulators |
| 538 | Financial Regulatory Authority | Fictitious Regulators |
| 539 | Financial Securities and Equities Bureau (FSEB) | Fictitious Regulators |
| 540 | Financial Securities and Investments Commission | Fictitious Regulators |
| 541 | Financial Securities Authority | Fictitious Regulators |
| 542 | Financial Services Commission | Fictitious Regulators |
| 543 | Financial Services Department | Fictitious Regulators |
| 544 | Financial Soultions (sic) | Unregistered Soliciting Entities |
| 545 | Financial Trading Board | |
| 546 | Financial Trading LLC | Unregistered Soliciting Entities |
| 547 | Fincord Asset | Unregistered Soliciting Entities |
| 548 | Finesse Brokers | Unregistered Soliciting Entities |
| 549 | FinSolve Inc. | Unregistered Soliciting Entities |
| 550 | FinTrade Advisors Inc. | Unregistered Soliciting Entities |
| 551 | Firmarkets | Unregistered Soliciting Entities |
| 552 | First American Group, Inc. | Unregistered Soliciting Entities |
| 553 | First Axis Group | Unregistered Soliciting Entities |
| 554 | First Escrow Trust | Unregistered Soliciting Entities |
| 555 | First Financial Management | Unregistered Soliciting Entities |
| 556 | First Independent Accounting & Management Services Inc. | Unregistered Soliciting Entities |
| 557 | First Investment Securities | Impersonators of Genuine Firms |
| 558 | First Liberty Transfer Agency, LLC | Unregistered Soliciting Entities |
| 559 | First National Reliance Inc. | Unregistered Soliciting Entities |
| 560 | First National Stock Transfer Inc. | Impersonators of Genuine Firms |
| 561 | First Prime Corporations, a.k.a. First Prime Corp. | Unregistered Soliciting Entities |
| 562 | FirstPrime Financial Corporation | Unregistered Soliciting Entities |
| 563 | First Private Equity Group | Unregistered Soliciting Entities |
| 564 | First Trade Securities | Unregistered Soliciting Entities |
| 565 | Fisher Bennett Private Equity Inc. | Unregistered Soliciting Entities |
| 566 | FMX Trade | Unregistered Soliciting Entities |
| 567 | Foreign Investments Enforcement Division | Fictitious Regulators |
| 568 | Foreign Investors Surveillance Authority | Fictitious Regulators |
| 569 | Forensic Accounting and Financial Fraud Investigator | Fictitious Regulators |
| 570 | Forex Pro Trades | Unregistered Soliciting Entities |
| 571 | ForexstockOptions | Unregistered Soliciting Entities |
| 572 | Forex Trade Services | Unregistered Soliciting Entities |
| 573 | Forex Vip Investment Advisors Corporation | Unregistered Soliciting Entities |
| 574 | Forte Capital Mergers and Acquisitions | Unregistered Soliciting Entities |
| 575 | Fortis IM Trade | Unregistered Soliciting Entities |
| 576 | FORTRESS Investment Group | Impersonators of Genuine Firms |
| 577 | Foster & White Acquisition Group | Unregistered Soliciting Entities |
| 578 | Franklin Law Office | Unregistered Soliciting Entities |
| 579 | Franklin Rankin, LLC | Unregistered Soliciting Entities |
| 580 | Fraud Detection and Recovery Council | Fictitious Regulators |
| 581 | Frazer White Group | Unregistered Soliciting Entities |
| 582 | Freetrader Investment | Unregistered Soliciting Entities |
| 583 | Frost Capital Partners | Unregistered Soliciting Entities |
| 584 | FTI Brokers | Impersonators of Genuine Firms |
| 585 | Fundamental Trading Inc. | Unregistered Soliciting Entities |
| 586 | Fund Investors, Inc. | Impersonators of Genuine Firms |
| 587 | Fund Recovery and Security Commission | Fictitious Regulators |
| 588 | Fx-cryptotrade | Unregistered Soliciting Entities |
| 589 | FX Bitcash | Unregistered Soliciting Entities |
| 590 | Fxcryptoinvestment | Unregistered Soliciting Entities |
| 591 | Fxcryptoprotrade | Unregistered Soliciting Entities |
| 592 | FX Digital Equity Market | Unregistered Soliciting Entities |
| 593 | FxEmpire Trading | Unregistered Soliciting Entities |
| 594 | FX Globalminer | Unregistered Soliciting Entities |
| 595 | FX Options Trade | Unregistered Soliciting Entities |
| 596 | FXProStrategy | Unregistered Soliciting Entities |
| 597 | FX Stock Stallions | Unregistered Soliciting Entities |
| 598 | FxTime Options | Unregistered Soliciting Entities |
| 599 | FXTstockstraders | Unregistered Soliciting Entities |
| 600 | FX Well Investment | Unregistered Soliciting Entities |
| 601 | Fxzenithstocks | Unregistered Soliciting Entities |
| 602 | G&L Partners, Inc. | Impersonators of Genuine Firms |
| 603 | Gardner Financial Trading | Impersonators of Genuine Firms |
| 604 | Garrett Hopkins Associates | Unregistered Soliciting Entities |
| 605 | Gemini M&A | Unregistered Soliciting Entities |
| 606 | Gerard Wealth | Impersonators of Genuine Firms |
| 607 | GFC Worldwide, a.k.a. Global Financial Corp. | Unregistered Soliciting Entities |
| 608 | Giles and Hochman Consulting | Unregistered Soliciting Entities |
| 609 | Glendale Management Group | Unregistered Soliciting Entities |
| 610 | Global Alliance Insurance Company | Unregistered Soliciting Entities |
| 611 | Global Asset Management Inc. | Unregistered Soliciting Entities |
| 612 | Global Asset Registration and Transfer Corporation | Unregistered Soliciting Entities |
| 613 | GlobalBitTraders | Unregistered Soliciting Entities |
| 614 | Global Capital Group Mergers & Acquisitions | Unregistered Soliciting Entities |
| 615 | Global Capital Management, Inc. | Impersonators of Genuine Firms |
| 616 | Global Capital Markets Worldwide | Impersonators of Genuine Firms |
| 617 | Global Compliance Agency | Fictitious Regulators |
| 618 | Global Corporate Partners | Unregistered Soliciting Entities |
| 619 | Global Direct Asset Management | Unregistered Soliciting Entities |
| 620 | Global Direct Equities LLC | Impersonators of Genuine Firms |
| 621 | Global Direct Financial Inc. | Unregistered Soliciting Entities |
| 622 | Global Equities, Inc. | Impersonators of Genuine Firms |
| 623 | Global Expert Miner | Unregistered Soliciting Entities |
| 624 | Global Financial Corp. Worldwide, a.k.a. GFC Worldwide | Unregistered Soliciting Entities |
| 625 | Global Financial Group Advisors | Impersonators of Genuine Firms |
| 626 | Global Financial Protection Commission | Fictitious Regulators |
| 627 | Global Financial Tree | Unregistered Soliciting Entities |
| 628 | Global Fraud Prevention | Fictitious Regulators |
| 629 | Global FX | Unregistered Soliciting Entities |
| 630 | Global Growth Acquisition Corporation | Impersonators of Genuine Firms |
| 631 | Global Investments Compliance Center | Fictitious Regulators |
| 632 | Global Merger Arbitrage Partners | Unregistered Soliciting Entities |
| 633 | Global Partners Securities | Impersonators of Genuine Firms |
| 634 | Global Quest Consultancy Services, Inc. | Unregistered Soliciting Entities |
| 635 | Global Quest Emerging Fund LP | Impersonators of Genuine Firms |
| 636 | Global Re-Insurance Services | Unregistered Soliciting Entities |
| 637 | Global Registration and Transfer Corporation | Unregistered Soliciting Entities |
| 638 | Global Securities and Trading Regulatory Commission | Fictitious Regulators |
| 639 | Global Securities Crime Investigators | Fictitious Regulators |
| 640 | Global Securities Protection Agency | Fictitious Regulators |
| 641 | Global Securities Regulatory Commission | Fictitious Regulators |
| 642 | Global Securities Service Group | Unregistered Soliciting Entities |
| 643 | Global Security Transfer | Unregistered Soliciting Entities |
| 644 | Global Trading Group | Impersonators of Genuine Firms |
| 645 | Global Transfer Service | Unregistered Soliciting Entities |
| 646 | Gloucester & Stern Inc. | Unregistered Soliciting Entities |
| 647 | GMA Advisory Services, Inc. | Unregistered Soliciting Entities |
| 648 | Golden Medallion Trading | Unregistered Soliciting Entities |
| 649 | Goldman-Investment.com | Impersonators of Genuine Firms |
| 650 | Goldman Capital Management | Impersonators of Genuine Firms |
| 651 | Goldman Phillips | Unregistered Soliciting Entities |
| 652 | Goldsmith & Harris | Impersonators of Genuine Firms |
| 653 | Goldstein & Bradley | Unregistered Soliciting Entities |
| 654 | GoLiveCrypto.com | Unregistered Soliciting Entities |
| 655 | Goodwin William Inc. | Unregistered Soliciting Entities |
| 656 | Gordon, Tait & Co. LLC | Unregistered Soliciting Entities |
| 657 | Gordon Group Services | Unregistered Soliciting Entities |
| 658 | Gorman Reeve Associates | Unregistered Soliciting Entities |
| 659 | GoSwing * claims to be registered with SIPC | Unregistered Soliciting Entities |
| 660 | GPS Mining Option | Unregistered Soliciting Entities |
| 661 | Graham Morrison Wilson | Unregistered Soliciting Entities |
| 662 | Grant Global Associates | Unregistered Soliciting Entities |
| 663 | Grant Group LLC | Unregistered Soliciting Entities |
| 664 | Gray Capital Group | Unregistered Soliciting Entities |
| 665 | Great Harbor Compliance Regulatory Board | Fictitious Regulators |
| 666 | Great Southern Investment | Impersonators of Genuine Firms |
| 667 | Green & Book LLC | Unregistered Soliciting Entities |
| 668 | Green Bay Ventures LLC | Unregistered Soliciting Entities |
| 669 | Greenberg International Law & Tax Advisory | Unregistered Soliciting Entities |
| 670 | Greenbridge International | Unregistered Soliciting Entities |
| 671 | Greenfield and Associates | Unregistered Soliciting Entities |
| 672 | Greenfield Insurance Services | Unregistered Soliciting Entities |
| 673 | Greenfield Securities Ltd. | Unregistered Soliciting Entities |
| 674 | Green Knight Financial Services | Impersonators of Genuine Firms |
| 675 | Greentree Financial Advisors | Impersonators of Genuine Firms |
| 676 | Green Wave Corporation | Impersonators of Genuine Firms |
| 677 | Green Wave Corporation | Unregistered Soliciting Entities |
| 678 | Greenway Consultancy | Unregistered Soliciting Entities |
| 679 | Greenwood Capital Advisors | Unregistered Soliciting Entities |
| 680 | Grenfell and Blackrock Associates | Unregistered Soliciting Entities |
| 681 | Greyson Consulting Group | Unregistered Soliciting Entities |
| 682 | Greystone Asset Management | Impersonators of Genuine Firms |
| 683 | Griffin Advisors Limited | Impersonators of Genuine Firms |
| 684 | Griffin Mergers and Acquisitions | Unregistered Soliciting Entities |
| 685 | Gruber and Green, Inc. | Unregistered Soliciting Entities |
| 686 | GS Global Asset Management LLC | Impersonators of Genuine Firms |
| 687 | Guardian Creative Tax Planners | Unregistered Soliciting Entities |
| 688 | Guardian International | Unregistered Soliciting Entities |
| 689 | Gultsara Trading Ltd. | Unregistered Soliciting Entities |
| 690 | H. Taft Private Equity | Unregistered Soliciting Entities |
| 691 | Hales Securities | Impersonators of Genuine Firms |
| 692 | Hamilton and Pricehouse Consultancy | Unregistered Soliciting Entities |
| 693 | Hammond Global Solutions LLC | Unregistered Soliciting Entities |
| 694 | Hampton Capital Management | Unregistered Soliciting Entities |
| 695 | Hamza and Associates | Unregistered Soliciting Entities |
| 696 | Hanworth Weir Ltd. | Unregistered Soliciting Entities |
| 697 | Harbor Light Securities Inc. | Impersonators of Genuine Firms |
| 698 | Harkins Law Firm | Unregistered Soliciting Entities |
| 699 | Harris James Associates | Unregistered Soliciting Entities |
| 700 | HCC Global Financial Group | Impersonators of Genuine Firms |
| 701 | Heale Financial LLC | Unregistered Soliciting Entities |
| 702 | Heckart Associates, LLC | Unregistered Soliciting Entities |
| 703 | Hedges Capital Group | Unregistered Soliciting Entities |
| 704 | Hedges Mergers & Acquisitions | Unregistered Soliciting Entities |
| 705 | Heinz Hokkaido International | Unregistered Soliciting Entities |
| 706 | Hendricks & Hurst | Unregistered Soliciting Entities |
| 707 | Henrickson Dickson LLC | Unregistered Soliciting Entities |
| 708 | Heritage Capital Ltd. | Impersonators of Genuine Firms |
| 709 | Hermann Brothers Group | Unregistered Soliciting Entities |
| 710 | Hill Law Associates | Unregistered Soliciting Entities |
| 711 | Hillton Stock Investment Limited, a.k.a. Hillton Stocks Investments | |
| 712 | Hobart & Roth, LLC | Unregistered Soliciting Entities |
| 713 | Hobdell and Williamson | Unregistered Soliciting Entities |
| 714 | Hogan, Case & Polk | Unregistered Soliciting Entities |
| 715 | Holland Capital Management | Impersonators of Genuine Firms |
| 716 | Home of Binary | Unregistered Soliciting Entities |
| 717 | HooverHyfield | Unregistered Soliciting Entities |
| 718 | Hoover Hyfield Group | Unregistered Soliciting Entities |
| 719 | Hopewood and Company | Unregistered Soliciting Entities |
| 720 | Horizon Fx Trade | Unregistered Soliciting Entities |
| 721 | Hostfx, Inc. | Unregistered Soliciting Entities |
| 722 | Hot Binary247 | Unregistered Soliciting Entities |
| 723 | Howard, James & Watson LLC | Unregistered Soliciting Entities |
| 724 | Howard Gary & Company, Inc. | Impersonators of Genuine Firms |
| 725 | Howden Global Acquisitions Group, Inc. | Unregistered Soliciting Entities |
| 726 | Howell and Johnson Associates | Unregistered Soliciting Entities |
| 727 | Howell International Transfer | Unregistered Soliciting Entities |
| 728 | Howland Law | Unregistered Soliciting Entities |
| 729 | Hudson Munroe Transfer Agents | Unregistered Soliciting Entities |
| 730 | Humphrey ETS LTD. | Unregistered Soliciting Entities |
| 731 | Hutton Field Capital Partners | Unregistered Soliciting Entities |
| 732 | HV Global Partners | Unregistered Soliciting Entities |
| 733 | IBG and Associates | Unregistered Soliciting Entities |
| 734 | ICSID Lawyers | Fictitious Regulators |
| 735 | IDA Consultancy | Unregistered Soliciting Entities |
| 736 | Illuminate Ventures Advisor Inc. | Impersonators of Genuine Firms |
| 737 | Impact Finance | Unregistered Soliciting Entities |
| 738 | Imperial Quest Ventures, Ltd. | Unregistered Soliciting Entities |
| 739 | IndexCapitalMarkets | Unregistered Soliciting Entities |
| 740 | Initial Pips | Unregistered Soliciting Entities |
| 741 | Institutional Equity Partners | Unregistered Soliciting Entities |
| 742 | Integrated Financial Regulatory Board | Fictitious Regulators |
| 743 | Integrated Tax | Unregistered Soliciting Entities |
| 744 | Interactive Taxation Consultants | Unregistered Soliciting Entities |
| 745 | Intercapital Equity Partners | Unregistered Soliciting Entities |
| 746 | Intercapital Venture Group | Unregistered Soliciting Entities |
| 747 | Intercontinental Financial Protection Commission | Fictitious Regulators |
| 748 | InterContinental Financial Regulatory Board | Fictitious Regulators |
| 749 | InterGlobal Financial Registrar | Fictitious Regulators |
| 750 | International Association of Transfer Agents | Fictitious Regulators |
| 751 | International Board of Mergers & Acquisitions | Fictitious Regulators |
| 752 | International Board of Trade Commission | Fictitious Regulators |
| 753 | International Business Permit Certificate | Unregistered Soliciting Entities |
| 754 | International Business Permit Certificate a/k/a IBPC Corp | Unregistered Soliciting Entities |
| 755 | International Claims Commission | Fictitious Regulators |
| 756 | International Commission of Securities | Fictitious Regulators |
| 757 | International Compliance Assistance Center | Fictitious Regulators |
| 758 | International Corporate Advisors | Unregistered Soliciting Entities |
| 759 | International Divestment Services IR Ltd | Unregistered Soliciting Entities |
| 760 | International Equities Administrators | Fictitious Regulators |
| 761 | International Escrow Services, Inc | Unregistered Soliciting Entities |
| 762 | International Exchange Commission | Fictitious Regulators |
| 763 | International Financial & Regulatory Commission | Fictitious Regulators |
| 764 | International Financial Forensics Organization | Fictitious Regulators |
| 765 | International Financial Market Regulatory Agency | Fictitious Regulators |
| 766 | International Financial Oversight Commission | Fictitious Regulators |
| 767 | International Financial Securities Regulatory Commission | Fictitious Regulators |
| 768 | International Financial Trading Commission | Fictitious Regulators |
| 769 | International Fraud Alert | Fictitious Regulators |
| 770 | International Fraud Assessment Agency | Fictitious Regulators |
| 771 | International Information Exchange | Fictitious Regulators |
| 772 | International Investments and Securities Commission | Fictitious Regulators |
| 773 | International Investor Protection Coalition, a.k.a. IIP Coalition | Fictitious Regulators |
| 774 | International Mergers | Unregistered Soliciting Entities |
| 775 | International Network for Investor Action and Protection | Fictitious Regulators |
| 776 | International Organization of Registrar and Clearing Agents (IORACA) | Fictitious Regulators |
| 777 | International Organization of Transfer and Registrar Agents | Fictitious Regulators |
| 778 | International Protection and Surveillance Authority | Fictitious Regulators |
| 779 | International Regulators Board | Fictitious Regulators |
| 780 | International Securities Accreditation Authority | Fictitious Regulators |
| 781 | International Securities Administrators | Fictitious Regulators |
| 782 | International Securities and Equities Board | Fictitious Regulators |
| 783 | International Securities Authority | Fictitious Regulators |
| 784 | International Securities Board | Fictitious Regulators |
| 785 | International Securities Commission | Fictitious Regulators |
| 786 | International Securities Regulators | Fictitious Regulators |
| 787 | International Securities Regulatory Agency | Fictitious Regulators |
| 788 | International Securities Regulatory Division | Fictitious Regulators |
| 789 | International Securities Trade Agency | Fictitious Regulators |
| 790 | International Securities Validation Division | Fictitious Regulators |
| 791 | International Shareholders Compliance Department | Fictitious Regulators |
| 792 | International Share Verification Department | Fictitious Regulators |
| 793 | International Stock Regulators | Fictitious Regulators |
| 794 | International Stock Transfer Administration (ISTA) | Fictitious Regulators |
| 795 | International Trading Board | Fictitious Regulators |
| 796 | International Trading Commission | Fictitious Regulators |
| 797 | International Transfer Services Limited | Unregistered Soliciting Entities |
| 798 | Inter Prime Financial | Impersonators of Genuine Firms |
| 799 | Intertrade Compliance Board | Fictitious Regulators |
| 800 | Investment and Securities Recovery Council | Fictitious Regulators |
| 801 | Investment and Security Fraud Protection Agency Two Prudential Plaza | Fictitious Regulators |
| 802 | Investment Recovery Service | Unregistered Soliciting Entities |
| 803 | Investorcog | Unregistered Soliciting Entities |
| 804 | Investor Protect Bureau | Fictitious Regulators |
| 805 | Investor Protection Enforcement Council | Fictitious Regulators |
| 806 | Investors Advisory Services, LLC | Impersonators of Genuine Firms |
| 807 | IPO Securities Litigation | Unregistered Soliciting Entities |
| 808 | IQBrokerFx | Unregistered Soliciting Entities |
| 809 | IQ Crypto Exchange | Unregistered Soliciting Entities |
| 810 | Irvine Mutual | Unregistered Soliciting Entities |
| 811 | Isaac Paige Group | |
| 812 | Itaxation Corporation Ltd. | Unregistered Soliciting Entities |
| 813 | J. Rowan Associates | Unregistered Soliciting Entities |
| 814 | J. Streicher & Co LLC | Impersonators of Genuine Firms |
| 815 | Jackson Bernstein Associates | Unregistered Soliciting Entities |
| 816 | Jacobson Group | Unregistered Soliciting Entities |
| 817 | Jacob Stuart & Knight Inc. | Unregistered Soliciting Entities |
| 818 | James & Mays, PLLC | Unregistered Soliciting Entities |
| 819 | Janco Lazard Transfer Company | Unregistered Soliciting Entities |
| 820 | JC Capital Markets LTD | Unregistered Soliciting Entities |
| 821 | JDL-Invest | Unregistered Soliciting Entities |
| 822 | JD Trading | Unregistered Soliciting Entities |
| 823 | Jefferson Clark Associates | Unregistered Soliciting Entities |
| 824 | Jeremy Fleming International | Unregistered Soliciting Entities |
| 825 | JFA Advisors, LLC | Impersonators of Genuine Firms |
| 826 | John H. Slade & Co., Inc. | Unregistered Soliciting Entities |
| 827 | Johnson McQuade Acquisitions Corp. | Unregistered Soliciting Entities |
| 828 | JPR Capital Corp. | Impersonators of Genuine Firms |
| 829 | JSM Financial | Unregistered Soliciting Entities |
| 830 | JT Limited Partnership | Unregistered Soliciting Entities |
| 831 | Kaplan Mergers | Unregistered Soliciting Entities |
| 832 | Karum Group LLC Law Firm | Unregistered Soliciting Entities |
| 833 | Keep Clearing Corporation LLC | Unregistered Soliciting Entities |
| 834 | Kenilworth Mergers & Acquisitions Inc. | Unregistered Soliciting Entities |
| 835 | Kennedy, Anderson & Lang | Unregistered Soliciting Entities |
| 836 | Kensington Advisory & Investment Group | Impersonators of Genuine Firms |
| 837 | Keswick Group | Unregistered Soliciting Entities |
| 838 | Keys Law Group | Unregistered Soliciting Entities |
| 839 | Keystone Corporate Group | Unregistered Soliciting Entities |
| 840 | Keystone Global Marketing | Unregistered Soliciting Entities |
| 841 | Kiefer Business Services LLC | Unregistered Soliciting Entities |
| 842 | Kinetic Escrow Trust | Unregistered Soliciting Entities |
| 843 | Kings Crypto Space | Unregistered Soliciting Entities |
| 844 | Kingsley Capital Partners Inc. | Unregistered Soliciting Entities |
| 845 | Kipling Mercer & Co. LLC | Unregistered Soliciting Entities |
| 846 | Kirby Joe Associates | Unregistered Soliciting Entities |
| 847 | Kirkland Gray Acquisitions | Unregistered Soliciting Entities |
| 848 | Kirkland Mergers & Acquisitions | Unregistered Soliciting Entities |
| 849 | Klarotte Group Inc | Unregistered Soliciting Entities |
| 850 | Kobe Asset Management | Unregistered Soliciting Entities |
| 851 | KPH Consulting Group | Unregistered Soliciting Entities |
| 852 | Kramer & Associates Management Group LLC | Unregistered Soliciting Entities |
| 853 | Kravitz Roth, Ltd. | Unregistered Soliciting Entities |
| 854 | Krust Global Financials | Unregistered Soliciting Entities |
| 855 | Lakeshore Private Equity LLP | Unregistered Soliciting Entities |
| 856 | Lambert McMillan Corporation | Unregistered Soliciting Entities |
| 857 | Landmark M&A, Inc. | Unregistered Soliciting Entities |
| 858 | Lane Capital Group | Unregistered Soliciting Entities |
| 859 | Lansley, Everett & Moore, LLC | Unregistered Soliciting Entities |
| 860 | Law Experts of New York | Unregistered Soliciting Entities |
| 861 | Law Office of Ashley & Gina Wilson Associates | Unregistered Soliciting Entities |
| 862 | Lawrence James and Associates | Unregistered Soliciting Entities |
| 863 | Laxiom | Unregistered Soliciting Entities |
| 864 | Lead Asset Pro | Unregistered Soliciting Entities |
| 865 | Lead Capital Partners | Unregistered Soliciting Entities |
| 866 | Lead Global Ltd. | Unregistered Soliciting Entities |
| 867 | Lee Grant Morrison | Unregistered Soliciting Entities |
| 868 | Legacy Capital Management, LLC | Impersonators of Genuine Firms |
| 869 | Legal Management Consultants | Unregistered Soliciting Entities |
| 870 | Legal Recovery Consultants | Unregistered Soliciting Entities |
| 871 | Legal Trust Coin | Unregistered Soliciting Entities |
| 872 | Legg and Berman Acquisitions Management | Unregistered Soliciting Entities |
| 873 | Legitimatebitrade | Unregistered Soliciting Entities |
| 874 | Leo Equities | Unregistered Soliciting Entities |
| 875 | Levine & Levine Law Specialist | Unregistered Soliciting Entities |
| 876 | Liam Sachwell & Galahad a/k/a LSG LLC | Unregistered Soliciting Entities |
| 877 | Liberty Investors Protection Agency | Unregistered Soliciting Entities |
| 878 | Liberty Trade & Investment | Unregistered Soliciting Entities |
| 879 | Liberty Transfer Co. | Impersonators of Genuine Firms |
| 880 | Liberty Ventures Holding Inc. | Unregistered Soliciting Entities |
| 881 | Lincoln & Rutherford Trust Management | Unregistered Soliciting Entities |
| 882 | Lincoln Equity Partners | Unregistered Soliciting Entities |
| 883 | Lincoln International Fund LP | Impersonators of Genuine Firms |
| 884 | Lincoln Trust Transfer Agency LLC | Unregistered Soliciting Entities |
| 885 | Lindenberg Asset Management | Unregistered Soliciting Entities |
| 886 | Litmus Capital Management Group LLC | Impersonators of Genuine Firms |
| 887 | Livetradingfx | Unregistered Soliciting Entities |
| 888 | Livingston Mergers & Acquisitions | Unregistered Soliciting Entities |
| 889 | LJ Portfolios, LLC | Unregistered Soliciting Entities |
| 890 | Lloyd Brown Investments, Inc. | Unregistered Soliciting Entities |
| 891 | Lloyd Morgan Company | Unregistered Soliciting Entities |
| 892 | Lloyds & Lambert Capital Ventures Inc. | Unregistered Soliciting Entities |
| 893 | Lloyds Commercial Finance | Unregistered Soliciting Entities |
| 894 | LM Waterhouse | Impersonators of Genuine Firms |
| 895 | Logan Acquisitions | Unregistered Soliciting Entities |
| 896 | Lombard Grand Financials | Unregistered Soliciting Entities |
| 897 | Longworth and Richman Law Group | Unregistered Soliciting Entities |
| 898 | Lubater Consulting | Unregistered Soliciting Entities |
| 899 | Lynch and Nitomura | Unregistered Soliciting Entities |
| 900 | Lynx Mackenzie, Inc. | Unregistered Soliciting Entities |
| 901 | M&A Global Consulting Group | Unregistered Soliciting Entities |
| 902 | M&A Securities Group | Impersonators of Genuine Firms |
| 903 | Macallaster Pitfield Mackay Inc. | Impersonators of Genuine Firms |
| 904 | Macellum Capital Management, LLC | Impersonators of Genuine Firms |
| 905 | MacMillian Escrow Trust | Unregistered Soliciting Entities |
| 906 | Macro Acquisitions LLC | Unregistered Soliciting Entities |
| 907 | Macros Investment, Inc. | Impersonators of Genuine Firms |
| 908 | Madden Group Inc. (MGI) | Unregistered Soliciting Entities |
| 909 | Maddisson Jardine Associates | Unregistered Soliciting Entities |
| 910 | Madison Avenue Mergers & Acquisitions | Unregistered Soliciting Entities |
| 911 | Maecon Investment Group | Unregistered Soliciting Entities |
| 912 | MAGV Securities | Impersonators of Genuine Firms |
| 913 | Maitland Bell & Co. | Unregistered Soliciting Entities |
| 914 | Mallary & Company, LLC | Unregistered Soliciting Entities |
| 915 | Mandolin Resources | Unregistered Soliciting Entities |
| 916 | Manhasset Capital Management Group | Impersonators of Genuine Firms |
| 917 | Manhattan Acquisition Corp. | Impersonators of Genuine Firms |
| 918 | Manhattan Corporate Transfers | Unregistered Soliciting Entities |
| 919 | ManMar Capital LLC | Unregistered Soliciting Entities |
| 920 | Manning Capital Inc. | Unregistered Soliciting Entities |
| 921 | Mannix M&A | Unregistered Soliciting Entities |
| 922 | Marcus & Company Inc. | Unregistered Soliciting Entities |
| 923 | Marcus KPO Services, LLC | Unregistered Soliciting Entities |
| 924 | Marsh & Reede Capital | Unregistered Soliciting Entities |
| 925 | Marshall Security & Transfer Inc. | Unregistered Soliciting Entities |
| 926 | Martin Curtis Smith Group Limited Global Law | Unregistered Soliciting Entities |
| 927 | Mason Securities LLC | Impersonators of Genuine Firms |
| 928 | Massaki, Lane and Associates | Unregistered Soliciting Entities |
| 929 | Master Wealth Global | Unregistered Soliciting Entities |
| 930 | Mathisen Financial | Unregistered Soliciting Entities |
| 931 | Maxwell Consultancy Limited | Unregistered Soliciting Entities |
| 932 | Maxwell Financial Services | Unregistered Soliciting Entities |
| 933 | Maxwell Financial Services | Impersonators of Genuine Firms |
| 934 | Maxwell Mergers & Acquisitions Group Inc. | Unregistered Soliciting Entities |
| 935 | May Capital Group LLC | Impersonators of Genuine Firms |
| 936 | Mayer and Connolly LLP | Unregistered Soliciting Entities |
| 937 | Mayor Mining FX | Unregistered Soliciting Entities |
| 938 | MBC Finance Group | Unregistered Soliciting Entities |
| 939 | MBR Asset Management | Unregistered Soliciting Entities |
| 940 | MC Capital Markets LLC | Impersonators of Genuine Firms |
| 941 | McCarthy & Bennett M&A | Unregistered Soliciting Entities |
| 942 | Mckenzie & Sons Mergers & Acquisitions | Unregistered Soliciting Entities |
| 943 | McKinney Capital Partners | Unregistered Soliciting Entities |
| 944 | Mclintock Greer | Unregistered Soliciting Entities |
| 945 | McMillan Consulting | Unregistered Soliciting Entities |
| 946 | McMillan Consulting Group | Unregistered Soliciting Entities |
| 947 | McNeil Associates | Unregistered Soliciting Entities |
| 948 | McPherson Gordon Ltd. | Unregistered Soliciting Entities |
| 949 | MCT International Investments | Unregistered Soliciting Entities |
| 950 | Mc’Dave Investments & Financial | Unregistered Soliciting Entities |
| 951 | Mecuryfx | Unregistered Soliciting Entities |
| 952 | Medallion Asset Management LLC | Unregistered Soliciting Entities |
| 953 | Meister VI – Meister Ventures Inc. | Unregistered Soliciting Entities |
| 954 | MEL International Ltd. | Unregistered Soliciting Entities |
| 955 | Melrose & Greystone | Unregistered Soliciting Entities |
| 956 | Mendelson & Associates | Unregistered Soliciting Entities |
| 957 | Menden Hall Law Office | Unregistered Soliciting Entities |
| 958 | Mercury Global Acquisition Inc. | Unregistered Soliciting Entities |
| 959 | Merger Masters International | Unregistered Soliciting Entities |
| 960 | Mergers & Acquisitions Law Group | Unregistered Soliciting Entities |
| 961 | Meta Trader Options | Unregistered Soliciting Entities |
| 962 | Metcap Securities | Impersonators of Genuine Firms |
| 963 | Meteor Trade | Unregistered Soliciting Entities |
| 964 | Metropolitan Financial Institutions Supervisory | Fictitious Regulators |
| 965 | Micro Global Management Inc. | Unregistered Soliciting Entities |
| 966 | MicrointellectualStrategies | Unregistered Soliciting Entities |
| 967 | Midal Consulting Co. | Unregistered Soliciting Entities |
| 968 | Miller & Cohen | Unregistered Soliciting Entities |
| 969 | Miller & Parker Consulting Group | Unregistered Soliciting Entities |
| 970 | Miller & Ross | Unregistered Soliciting Entities |
| 971 | Miller Consulting Group | Unregistered Soliciting Entities |
| 972 | Miller Winston | Unregistered Soliciting Entities |
| 973 | Minemora Investment Group | Unregistered Soliciting Entities |
| 974 | Minor Group Incorporated | Unregistered Soliciting Entities |
| 975 | MIT Associates Incorporated | Impersonators of Genuine Firms |
| 976 | Mitchell Bloch Law Firm | Unregistered Soliciting Entities |
| 977 | Mitrex Coin Trade | Unregistered Soliciting Entities |
| 978 | MKL Business Services, LLC | Unregistered Soliciting Entities |
| 979 | Monarch Holdings Inc. | Unregistered Soliciting Entities |
| 980 | Montgomery Roth International LLP | Unregistered Soliciting Entities |
| 981 | Moreton Capital | Impersonators of Genuine Firms |
| 982 | Morgan Consultancy Group | Unregistered Soliciting Entities |
| 983 | Morgan Investment Management | Impersonators of Genuine Firms |
| 984 | Morgan Premier Group | Unregistered Soliciting Entities |
| 985 | Morisson & Associates a.k.a. Morisson & Associates Law Firm & Consultancy | Unregistered Soliciting Entities |
| 986 | Morisson Ventures Inc. | Unregistered Soliciting Entities |
| 987 | Mulvey & Hanson, LLP | Unregistered Soliciting Entities |
| 988 | Myers and Baker Associates | Unregistered Soliciting Entities |
| 989 | National Compliance Regulatory Board | Fictitious Regulators |
| 990 | National Financial and Economic Compliance Center | Fictitious Regulators |
| 991 | National Financial Commission | Fictitious Regulators |
| 992 | National Financial Market Regulatory Board | Fictitious Regulators |
| 993 | National Financial Supervision Authority | Fictitious Regulators |
| 994 | National Securities Authority | Fictitious Regulators |
| 995 | Navy Invest | Unregistered Soliciting Entities |
| 996 | NBI Energy | Impersonators of Genuine Firms |
| 997 | Nevada Transfer Agent | Unregistered Soliciting Entities |
| 998 | New Alliance Securities, Inc. | Impersonators of Genuine Firms |
| 999 | Newcastle Distributors | Impersonators of Genuine Firms |
| 1000 | Newcastle Trust, Ltd. | Unregistered Soliciting Entities |
| 1001 | New Dawn Forex Investments | Unregistered Soliciting Entities |
| 1002 | New England Private Equity, LLC | Unregistered Soliciting Entities |
| 1003 | New Republiq Trust | Unregistered Soliciting Entities |
| 1004 | New York Board of Regulators | Fictitious Regulators |
| 1005 | New York City Investment Fund Inc. | Impersonators of Genuine Firms |
| 1006 | New York Compliance Regulatory Board | Fictitious Regulators |
| 1007 | New York Finance Company | Unregistered Soliciting Entities |
| 1008 | New York Global Group, Inc. | Impersonators of Genuine Firms |
| 1009 | New York Law Acquisitions | Unregistered Soliciting Entities |
| 1010 | New York Law Specialist | Unregistered Soliciting Entities |
| 1011 | New York Mergers Inc. | Unregistered Soliciting Entities |
| 1012 | New York Regulatory Division | Fictitious Regulators |
| 1013 | New York Securities Division | Fictitious Regulators |
| 1014 | Nitrodex | Unregistered Soliciting Entities |
| 1015 | Norsk Financial | Unregistered Soliciting Entities |
| 1016 | North American Securities Transfer | Unregistered Soliciting Entities |
| 1017 | Northern Alliance Group | Unregistered Soliciting Entities |
| 1018 | North Pacific Mergers & Acquisitions | Unregistered Soliciting Entities |
| 1019 | NorthPoint M&A Advisors NorthPoint M&A Advisors LLC | Unregistered Soliciting Entities |
| 1020 | Northwest Global Management, Inc. | Unregistered Soliciting Entities |
| 1021 | Northwest Mergers and Acquisitions, Inc. | Unregistered Soliciting Entities |
| 1022 | Nortia Account Management | Unregistered Soliciting Entities |
| 1023 | NTCoinma | Unregistered Soliciting Entities |
| 1024 | NT Financial Services | Unregistered Soliciting Entities |
| 1025 | NW Advisors LLC | Impersonators of Genuine Firms |
| 1026 | NY Finance Ltd. | Unregistered Soliciting Entities |
| 1027 | NYSE Block Finance <br /> Aka nyseplatform.com | Fictitious Regulators |
| 1028 | O’Coone, McCormack & Button Ltd. | Impersonators of Genuine Firms |
| 1029 | Oasis Mergers & Acquisitions | Unregistered Soliciting Entities |
| 1030 | Oasis Options | Unregistered Soliciting Entities |
| 1031 | Obrien & Shepard Inc. | Impersonators of Genuine Firms |
| 1032 | Ocminvestments.ltd. | Impersonators of Genuine Firms |
| 1033 | Octacoin Capital | Impersonators of Genuine Firms |
| 1034 | Office of Financial Affairs | Fictitious Regulators |
| 1035 | Offshore Securities Commission | Fictitious Regulators |
| 1036 | Offshore Taxation | Unregistered Soliciting Entities |
| 1037 | Offutt Securities Inc. | Impersonators of Genuine Firms |
| 1038 | Omnicap, LLC | Impersonators of Genuine Firms |
| 1039 | One Global Management | Unregistered Soliciting Entities |
| 1040 | One Global Venture Group | Unregistered Soliciting Entities |
| 1041 | One New York Financial Services | Unregistered Soliciting Entities |
| 1042 | Optimalfxtraderoption | Unregistered Soliciting Entities |
| 1043 | Optimo Legal Associates | Unregistered Soliciting Entities |
| 1044 | OptimumMarkets | Unregistered Soliciting Entities |
| 1045 | Option9ine | Unregistered Soliciting Entities |
| 1046 | Orbinoxstock | Unregistered Soliciting Entities |
| 1047 | Orient Acquisitions Group Inc. | Unregistered Soliciting Entities |
| 1048 | Osprey Partners LLC | Impersonators of Genuine Firms |
| 1049 | OTCEX-Investment.com | Unregistered Soliciting Entities |
| 1050 | Overseas Financial & Regulatory Oversight Board | Fictitious Regulators |
| 1051 | Overseas Financial Authority | Fictitious Regulators |
| 1052 | Overseas Investors Information Network | Fictitious Regulators |
| 1053 | Overseas Security Trading Protection Commission | Fictitious Regulators |
| 1054 | Oxford Mergers and Acquisitions | Unregistered Soliciting Entities |
| 1055 | P.A.N. Securities LP | Impersonators of Genuine Firms |
| 1056 | P.J. Solomon Securities LLC, a.k.a. P.J. Solomon LLC | Impersonators of Genuine Firms |
| 1057 | Pacific American Securities | Impersonators of Genuine Firms |
| 1058 | Pacific Capital Management LLC | Impersonators of Genuine Firms |
| 1059 | Pacific Capital Management LLC | Unregistered Soliciting Entities |
| 1060 | Pacific Ventures Consultancy | Unregistered Soliciting Entities |
| 1061 | Palmieri Angnardo & Co Inc. | Impersonators of Genuine Firms |
| 1062 | Pan American Acquisition Group | Unregistered Soliciting Entities |
| 1063 | Paragon Capital Group, Inc. | Impersonators of Genuine Firms |
| 1064 | Paragon Traders | Unregistered Soliciting Entities |
| 1065 | Park Avenue Mergers and Acquisitions LLC | Unregistered Soliciting Entities |
| 1066 | Parkbrook Capital Inc. aka Parkbrook Inc. | Impersonators of Genuine Firms |
| 1067 | Parker & Masters LLC | Unregistered Soliciting Entities |
| 1068 | Parker & Mckenzie, Inc. | Unregistered Soliciting Entities |
| 1069 | Passive Trade Plan | Unregistered Soliciting Entities |
| 1070 | Paxmint Investment Management Company | Unregistered Soliciting Entities |
| 1071 | PCA Capital | Impersonators of Genuine Firms |
| 1072 | PDH Transfers LLC | Unregistered Soliciting Entities |
| 1073 | Pederson Law Firm | Unregistered Soliciting Entities |
| 1074 | Pegasus Mergers and Acquisitions | Unregistered Soliciting Entities |
| 1075 | Pelican Trading Group | Unregistered Soliciting Entities |
| 1076 | Pennsylvania Division of Securities | Fictitious Regulators |
| 1077 | Performance Equity Inc. | Unregistered Soliciting Entities |
| 1078 | Perkins Consultancy Group | Unregistered Soliciting Entities |
| 1079 | Permanent Fund LLC | Unregistered Soliciting Entities |
| 1080 | Peter Hamilton Law Firm & Consultancy | Unregistered Soliciting Entities |
| 1081 | Peterson Advisors Limited, a.k.a. Peterson Consultancy | Unregistered Soliciting Entities |
| 1082 | Peterson Capital Partners, Inc., a.k.a. Peterson Capital Partnership Inc. | Unregistered Soliciting Entities |
| 1083 | Petron-Pay | Unregistered Soliciting Entities |
| 1084 | Pex Global Inc. | Impersonators of Genuine Firms |
| 1085 | PFS Investments | Impersonators of Genuine Firms |
| 1086 | Phenix Digital Solutions | Unregistered Soliciting Entities |
| 1087 | Pierce Morgan Trust Management, LLC, a.k.a. Pierce Morgan Capital Management | Unregistered Soliciting Entities |
| 1088 | Pinecrest Corporation | Unregistered Soliciting Entities |
| 1089 | Pinicle Registry | Unregistered Soliciting Entities |
| 1090 | Pinnacle Invest Group Ltd. | Unregistered Soliciting Entities |
| 1091 | Platinum Global Associates | Unregistered Soliciting Entities |
| 1092 | Platinum Group International | Unregistered Soliciting Entities |
| 1093 | Plutus Private Equity LLP | Unregistered Soliciting Entities |
| 1094 | Pointe Atlantic | Impersonators of Genuine Firms |
| 1095 | Pointe Capital Partners Inc. | Unregistered Soliciting Entities |
| 1096 | Polarfxt | Unregistered Soliciting Entities |
| 1097 | Porter Todd Law | Unregistered Soliciting Entities |
| 1098 | Portfolio Investment Co. Ltd. | Impersonators of Genuine Firms |
| 1099 | Powell Financial Services | Unregistered Soliciting Entities |
| 1100 | Premier Consultancy Group (PCG) | Unregistered Soliciting Entities |
| 1101 | Premier Mergers | Unregistered Soliciting Entities |
| 1102 | Premium Direct Capital Partners | Unregistered Soliciting Entities |
| 1103 | Prime Acquisitions Group, Inc. | Unregistered Soliciting Entities |
| 1104 | Prime Cadre | Unregistered Soliciting Entities |
| 1105 | Prime Group of Companies | Unregistered Soliciting Entities |
| 1106 | Prime Risk Solutions | Unregistered Soliciting Entities |
| 1107 | Prime Solutions, Inc. | Unregistered Soliciting Entities |
| 1108 | Princeton Capital Investments, Inc. | Impersonators of Genuine Firms |
| 1109 | Private Capital Venture Group | Unregistered Soliciting Entities |
| 1110 | Private Fund Management S.A. | Unregistered Soliciting Entities |
| 1111 | Private Investment Bank | Unregistered Soliciting Entities |
| 1112 | Private Trading Acquisitions | Unregistered Soliciting Entities |
| 1113 | Procryptostock | Unregistered Soliciting Entities |
| 1114 | Proexpertearnings | Unregistered Soliciting Entities |
| 1115 | Profit Finance Option | Unregistered Soliciting Entities |
| 1116 | Profitstradezone | Unregistered Soliciting Entities |
| 1117 | Progress Investments LLC | Impersonators of Genuine Firms |
| 1118 | Pro Income Stream | Unregistered Soliciting Entities |
| 1119 | Provident Capital Management | Impersonators of Genuine Firms |
| 1120 | PV Merger Group | Unregistered Soliciting Entities |
| 1121 | Qatalyst Partners, L.P. | Impersonators of Genuine Firms |
| 1122 | Qual Invest Equities | Unregistered Soliciting Entities |
| 1123 | Quantum Global Equities Inc. | Unregistered Soliciting Entities |
| 1124 | Quantum Partners International | Unregistered Soliciting Entities |
| 1125 | Quantum Private Equity | Unregistered Soliciting Entities |
| 1126 | Quantum Reliance Group | Unregistered Soliciting Entities |
| 1127 | QuickFxTrade | Unregistered Soliciting Entities |
| 1128 | Qwallet | Unregistered Soliciting Entities |
| 1129 | Rapidreturn247 | Unregistered Soliciting Entities |
| 1130 | Ratherways and Co. | Unregistered Soliciting Entities |
| 1131 | Rave Fx Trades | Unregistered Soliciting Entities |
| 1132 | Rayburn Watson & Associates | Unregistered Soliciting Entities |
| 1133 | RBM International Limited | Unregistered Soliciting Entities |
| 1134 | Real Options | Unregistered Soliciting Entities |
| 1135 | Reclaw International Inc. | Unregistered Soliciting Entities |
| 1136 | Redmond Asset Management, LLC | Impersonators of Genuine Firms |
| 1137 | Regal Registrars | Unregistered Soliciting Entities |
| 1138 | Regency Acquisition Group | Unregistered Soliciting Entities |
| 1139 | Regency Group Inc. | Impersonators of Genuine Firms |
| 1140 | Regency Group Inc. | Unregistered Soliciting Entities |
| 1141 | Regent & Langley Consulting Group | Unregistered Soliciting Entities |
| 1142 | Regent Capital Ventures Inc. | Unregistered Soliciting Entities |
| 1143 | Regent Consolidated | Unregistered Soliciting Entities |
| 1144 | Regional Financial Services Commission | Fictitious Regulators |
| 1145 | Regional Regulatory Board | Fictitious Regulators |
| 1146 | Regulatory Advisory Commission | Fictitious Regulators |
| 1147 | Regulatory Compliance Board | Fictitious Regulators |
| 1148 | RE Investors 126 LLC | Unregistered Soliciting Entities |
| 1149 | Reliable Options Trade | Unregistered Soliciting Entities |
| 1150 | Reliance Capital Management Advisors | Impersonators of Genuine Firms |
| 1151 | Relion Assets Management | Impersonators of Genuine Firms |
| 1152 | Resonanceoptions | Unregistered Soliciting Entities |
| 1153 | RetireWell Investors | Unregistered Soliciting Entities |
| 1154 | Returnforex1 | Unregistered Soliciting Entities |
| 1155 | Revera Associates | Unregistered Soliciting Entities |
| 1156 | Rexbit Capitals | Unregistered Soliciting Entities |
| 1157 | RFM-Corp | Unregistered Soliciting Entities |
| 1158 | Rhine & Associates | Unregistered Soliciting Entities |
| 1159 | Richfield Orion International Group | Impersonators of Genuine Firms |
| 1160 | Richmond Grant Security & Transfer Inc. | Unregistered Soliciting Entities |
| 1161 | RidgeWood Securities | Impersonators of Genuine Firms |
| 1162 | Ridley Steed & Cabot | Unregistered Soliciting Entities |
| 1163 | Riley Cohen LLC | Unregistered Soliciting Entities |
| 1164 | Riley Securities and Trading Management | Unregistered Soliciting Entities |
| 1165 | Rixe Trade | Unregistered Soliciting Entities |
| 1166 | Robbins, McCaully, Appleby LLC | Unregistered Soliciting Entities |
| 1167 | Robertson Ellis | Unregistered Soliciting Entities |
| 1168 | Robinson Capital Partners | Unregistered Soliciting Entities |
| 1169 | Robinson Hurst M&A | Unregistered Soliciting Entities |
| 1170 | Roche Capital Partners LP | Unregistered Soliciting Entities |
| 1171 | Rootel Investment Service | Unregistered Soliciting Entities |
| 1172 | Rose & Cranfield | Unregistered Soliciting Entities |
| 1173 | Rosen and Associates | Unregistered Soliciting Entities |
| 1174 | Rosen and Schmertz | Unregistered Soliciting Entities |
| 1175 | Rosenberg Corporate Law | Unregistered Soliciting Entities |
| 1176 | Rosenthal & Goldberg Associates | Unregistered Soliciting Entities |
| 1177 | Rothman Securities | Impersonators of Genuine Firms |
| 1178 | Rothridge Consulting Group | Unregistered Soliciting Entities |
| 1179 | Ryan & Mahar, LLC | Unregistered Soliciting Entities |
| 1180 | S-Acquisition Corp | Unregistered Soliciting Entities |
| 1181 | Safefxinvestment | Unregistered Soliciting Entities |
| 1182 | Salvora Invest and Trade, Inc. | Unregistered Soliciting Entities |
| 1183 | Sanders Associates LLP | Unregistered Soliciting Entities |
| 1184 | Santander Investment Securities Group | Impersonators of Genuine Firms |
| 1185 | Saxon Invest | Unregistered Soliciting Entities |
| 1186 | SB Capital Management | Impersonators of Genuine Firms |
| 1187 | SB Registry | Unregistered Soliciting Entities |
| 1188 | SBV Venture Partners, a.k.a. SBV Venture Partners Law Services | Impersonators of Genuine Firms |
| 1189 | Schiller Gates, Inc. | Unregistered Soliciting Entities |
| 1190 | Schroeder Law Firm | Unregistered Soliciting Entities |
| 1191 | Schwartz Leiberman Associates | Unregistered Soliciting Entities |
| 1192 | Scope Acquisitions | Unregistered Soliciting Entities |
| 1193 | Scorpio Acquisitions | Unregistered Soliciting Entities |
| 1194 | Scott & Alder | Unregistered Soliciting Entities |
| 1195 | Scott and Fischer Consultancy Limited | Unregistered Soliciting Entities |
| 1196 | Seago South Mergers & Acquisitions, LLP | Unregistered Soliciting Entities |
| 1197 | Seale Capital Inc. | Impersonators of Genuine Firms |
| 1198 | Secured Capital Policy | Unregistered Soliciting Entities |
| 1199 | Securedcryptomarket24 | Unregistered Soliciting Entities |
| 1200 | Secured Trade Investment | Unregistered Soliciting Entities |
| 1201 | SecureFx Options | Unregistered Soliciting Entities |
| 1202 | Secure Insurance | Unregistered Soliciting Entities |
| 1203 | Securities Administration | Fictitious Regulators |
| 1204 | Securities Africa Limited | Unregistered Soliciting Entities |
| 1205 | Securities and Financial Commission (SFC) | Fictitious Regulators |
| 1206 | Securities and Investments Disputes Agency | Fictitious Regulators |
| 1207 | Securities and Investments Protection Committee | Fictitious Regulators |
| 1208 | Securities Board of Regulators | Fictitious Regulators |
| 1209 | Securities Compliance Agency | Fictitious Regulators |
| 1210 | Securities Fraud Protection Authority | Fictitious Regulators |
| 1211 | Securities Registration & Corporate Oversight Commission | Fictitious Regulators |
| 1212 | Securities Regulation, Protection and Litigation Agency | Fictitious Regulators |
| 1213 | Securities Regulation and Recovery Bureau | Fictitious Regulators |
| 1214 | Securities Regulatory Agency | Fictitious Regulators |
| 1215 | Securities Regulatory Authority | Fictitious Regulators |
| 1216 | Securities Trading Board | Fictitious Regulators |
| 1217 | Securities Trading Commission | Fictitious Regulators |
| 1218 | Securities Transfer & Registration Group | Fictitious Regulators |
| 1219 | Securities Validation Department | Fictitious Regulators |
| 1220 | SeedChange Inc./SeedChange Execution Services Inc. | Impersonators of Genuine Firms |
| 1221 | Select American Transfer Co. | Impersonators of Genuine Firms |
| 1222 | Senaca Stock Transfer Inc. | Unregistered Soliciting Entities |
| 1223 | Severn Funding and Investment Limited | Unregistered Soliciting Entities |
| 1224 | Seward, Groves, Richard and Wells | Impersonators of Genuine Firms |
| 1225 | Sharp Courage Global | Unregistered Soliciting Entities |
| 1226 | Shearer Sampson & Associates | Unregistered Soliciting Entities |
| 1227 | Sheppard Capital Partners | Unregistered Soliciting Entities |
| 1228 | Sherman Consultancy Group | Unregistered Soliciting Entities |
| 1229 | Sherman Ellis Law Mergers and Acquisitions | Unregistered Soliciting Entities |
| 1230 | Sidstone, Gray & Partners | Unregistered Soliciting Entities |
| 1231 | Silva Consulting Group | Unregistered Soliciting Entities |
| 1232 | Silverberg & Associates | Unregistered Soliciting Entities |
| 1233 | Silver Spring Capital Management, LLC | Unregistered Soliciting Entities |
| 1234 | Sinikat Investment | Unregistered Soliciting Entities |
| 1235 | Skye Trust Trading | Unregistered Soliciting Entities |
| 1236 | Sky GlobalFx | Unregistered Soliciting Entities |
| 1237 | Skyoption LLC d/b/a 360Sky Options | Unregistered Soliciting Entities |
| 1238 | Skysphere | Unregistered Soliciting Entities |
| 1239 | Smartautofxtrades | Unregistered Soliciting Entities |
| 1240 | Smart Bull Options | Unregistered Soliciting Entities |
| 1241 | Smart Capital, LP | Unregistered Soliciting Entities |
| 1242 | SmartCoins24 | Unregistered Soliciting Entities |
| 1243 | SmartfxMasters | Unregistered Soliciting Entities |
| 1244 | Smith and Lincoln LLC | Unregistered Soliciting Entities |
| 1245 | Smith and Lockhart Associates | Unregistered Soliciting Entities |
| 1246 | Smith and Olsson | Unregistered Soliciting Entities |
| 1247 | Smith Kearney M&A | Unregistered Soliciting Entities |
| 1248 | Soloman Mckinley Associates | Unregistered Soliciting Entities |
| 1249 | Solution Capital Partners LP | Impersonators of Genuine Firms |
| 1250 | Sony Global Asset Management, Ltd. | Unregistered Soliciting Entities |
| 1251 | Southampton Investment Services Inc. | Impersonators of Genuine Firms |
| 1252 | South Atlantic Securities | Impersonators of Genuine Firms |
| 1253 | Sovereign Marketing | Unregistered Soliciting Entities |
| 1254 | Sovereign Pacific Inc. | Unregistered Soliciting Entities |
| 1255 | SparkleWhite FX | Unregistered Soliciting Entities |
| 1256 | Spartan Capital Asset Management | Unregistered Soliciting Entities |
| 1257 | Spectrum Global International | Unregistered Soliciting Entities |
| 1258 | Speed Funds Recovery | Unregistered Soliciting Entities |
| 1259 | springprotrade | Unregistered Soliciting Entities |
| 1260 | Squire Investment Solutions | Unregistered Soliciting Entities |
| 1261 | Stamford Niles Equities, LLC | Unregistered Soliciting Entities |
| 1262 | Standard Crypto Tradefx | Unregistered Soliciting Entities |
| 1263 | Standard Hokori Group | Unregistered Soliciting Entities |
| 1264 | Standard New York Securities Corporation | Impersonators of Genuine Firms |
| 1265 | Stanford Law Firm | Unregistered Soliciting Entities |
| 1266 | Stanley Capital Group Mergers and Acquisitions | Unregistered Soliciting Entities |
| 1267 | Stansell Corporate Services, LLC | Unregistered Soliciting Entities |
| 1268 | Stansfield Private Equity Ltd. | Unregistered Soliciting Entities |
| 1269 | Stardom Minefx | Unregistered Soliciting Entities |
| 1270 | StarFxMarket | Unregistered Soliciting Entities |
| 1271 | Stargate Advisors Limited | Impersonators of Genuine Firms |
| 1272 | Stargroove Trade Ltd., a.k.a. Stargroove Corporation | Impersonators of Genuine Firms |
| 1273 | State Securities Commission | Fictitious Regulators |
| 1274 | Stateside Capital, LLC | Impersonators of Genuine Firms |
| 1275 | Statonfxc | Unregistered Soliciting Entities |
| 1276 | Stax Capital | Impersonators of Genuine Firms |
| 1277 | Steam Takeovers | Unregistered Soliciting Entities |
| 1278 | Steed and Associates | Unregistered Soliciting Entities |
| 1279 | Steinberg & Ashley Corp. | Unregistered Soliciting Entities |
| 1280 | Steinberg Private Equity | Unregistered Soliciting Entities |
| 1281 | Stephen Schmidt Capital Ventures Inc. | Unregistered Soliciting Entities |
| 1282 | Sterling Equity Corp. | Unregistered Soliciting Entities |
| 1283 | Sterling FX International | Unregistered Soliciting Entities |
| 1284 | Stern Fisher Edwards Corp. | Impersonators of Genuine Firms |
| 1285 | Steve Pearson Capital Management | Impersonators of Genuine Firms |
| 1286 | Stockate | Unregistered Soliciting Entities |
| 1287 | StockBidders | Unregistered Soliciting Entities |
| 1288 | Stockbrew | Unregistered Soliciting Entities |
| 1289 | Stock BTC Trade | Unregistered Soliciting Entities |
| 1290 | Stockfinace247 | Unregistered Soliciting Entities |
| 1291 | Stock Funding Corporation | Unregistered Soliciting Entities |
| 1292 | Stock Harbour | Unregistered Soliciting Entities |
| 1293 | Stockholm Holdings | Unregistered Soliciting Entities |
| 1294 | Stocktradefxt | Unregistered Soliciting Entities |
| 1295 | Stonebridge Securities | Impersonators of Genuine Firms |
| 1296 | Strategic Private Equity Group | Unregistered Soliciting Entities |
| 1297 | Strategic Private Equity LLC | Unregistered Soliciting Entities |
| 1298 | Strike Commodities | Unregistered Soliciting Entities |
| 1299 | Stronghold Capital Partners | Impersonators of Genuine Firms |
| 1300 | Stronghold Mergers & Acquisition Regulatory Board | Fictitious Regulators |
| 1301 | Sullivan Seton Murphy Law Firm | Unregistered Soliciting Entities |
| 1302 | Summers Associates Limited | Unregistered Soliciting Entities |
| 1303 | Summit M&A Inc. | Unregistered Soliciting Entities |
| 1304 | Summit Private Equity LLP | Unregistered Soliciting Entities |
| 1305 | SummitTrade24 | Unregistered Soliciting Entities |
| 1306 | Sungold Investments, a.k.a. Sungold Escrow | Unregistered Soliciting Entities |
| 1307 | SuperBinance | Unregistered Soliciting Entities |
| 1308 | Superfxtrading | Unregistered Soliciting Entities |
| 1309 | Sure Mergers & Acquisitions | Unregistered Soliciting Entities |
| 1310 | Swapworld | Unregistered Soliciting Entities |
| 1311 | SWFinvestguide Financial Services Inc. | Unregistered Soliciting Entities |
| 1312 | Swift360pays | Unregistered Soliciting Entities |
| 1313 | Swiftlive Trades | Unregistered Soliciting Entities |
| 1314 | Swiftsure Securities Limited | Impersonators of Genuine Firms |
| 1315 | Swinson Consultancy Firm | Unregistered Soliciting Entities |
| 1316 | Swiss Private Capital Ltd. | Unregistered Soliciting Entities |
| 1317 | Synergy Capital, LLC | Impersonators of Genuine Firms |
| 1318 | Synergy Ventures Inc. | Unregistered Soliciting Entities |
| 1319 | T.M.R. Trading Escrow and Clearing | Unregistered Soliciting Entities |
| 1320 | Taber Scott LLC | Unregistered Soliciting Entities |
| 1321 | Taft MacKenzie Ventures | Unregistered Soliciting Entities |
| 1322 | Tanner-White PLLC | Unregistered Soliciting Entities |
| 1323 | Tanner and Kaplan PC | Unregistered Soliciting Entities |
| 1324 | Tate, Aron, and Madden LLP | Unregistered Soliciting Entities |
| 1325 | Tate and Carver Consultancy Group | Unregistered Soliciting Entities |
| 1326 | Tax Strategies LLC | Unregistered Soliciting Entities |
| 1327 | Tax Strategies Ltd. | Unregistered Soliciting Entities |
| 1328 | Taxwise Consultants | Unregistered Soliciting Entities |
| 1329 | Taylor and Grant Associates | Unregistered Soliciting Entities |
| 1330 | Taylor Stuart Financial Inc. | Impersonators of Genuine Firms |
| 1331 | TBO Capital Group, Inc. | Unregistered Soliciting Entities |
| 1332 | TCM Financial | Unregistered Soliciting Entities |
| 1333 | TDB Financial Group | Unregistered Soliciting Entities |
| 1334 | Texas Stock and Bond | Unregistered Soliciting Entities |
| 1335 | The Column Capital Partners | Unregistered Soliciting Entities |
| 1336 | The Crowne Registry | Unregistered Soliciting Entities |
| 1337 | The Equity Exchange Group Portfolio Management (Limited) | Unregistered Soliciting Entities |
| 1338 | The Financial & Regulatory Oversight Board | Fictitious Regulators |
| 1339 | The Firm Inc., a.k.a. The Ottoman Group | Unregistered Soliciting Entities |
| 1340 | The ICON Group | Unregistered Soliciting Entities |
| 1341 | The Mayhill Agency | Impersonators of Genuine Firms |
| 1342 | The Regulating Body of Securities and Investments | Fictitious Regulators |
| 1343 | Think Crypto FX | Unregistered Soliciting Entities |
| 1344 | Thomas & Hyde Consulting | Unregistered Soliciting Entities |
| 1345 | Thomas, Lloyd, Cohen & Anderson LLP | Unregistered Soliciting Entities |
| 1346 | Thomas Anderson Advisory | Unregistered Soliciting Entities |
| 1347 | Thomas McCain Group Inc. | Unregistered Soliciting Entities |
| 1348 | Thompson-Russo Securities | Unregistered Soliciting Entities |
| 1349 | Thornton Wilson Group | Unregistered Soliciting Entities |
| 1350 | TMRTrust Ltd. | Unregistered Soliciting Entities |
| 1351 | Tokotaf | Unregistered Soliciting Entities |
| 1352 | Tomason Henry Law Offices | Unregistered Soliciting Entities |
| 1353 | Tompkins, Price & Walker | Unregistered Soliciting Entities |
| 1354 | Top Trade Invest FX | Unregistered Soliciting Entities |
| 1355 | Toptrend Investment | Unregistered Soliciting Entities |
| 1356 | Total International CPA LTD | Unregistered Soliciting Entities |
| 1357 | Total Research Group, Inc. | Unregistered Soliciting Entities |
| 1358 | Tower Insurance Limited | Unregistered Soliciting Entities |
| 1359 | Trade-BTC | Unregistered Soliciting Entities |
| 1360 | Tradealgo | Unregistered Soliciting Entities |
| 1361 | Trade Coins Global | Unregistered Soliciting Entities |
| 1362 | Trade Guide Insurance | Unregistered Soliciting Entities |
| 1363 | Trademax Ltd | Unregistered Soliciting Entities |
| 1364 | Trademegacoin.com | Unregistered Soliciting Entities |
| 1365 | Trade Mill FX | Unregistered Soliciting Entities |
| 1366 | Tradeoption | Unregistered Soliciting Entities |
| 1367 | Tradeov | Unregistered Soliciting Entities |
| 1368 | Tradeoxen | Unregistered Soliciting Entities |
| 1369 | Trade Profit Link | Unregistered Soliciting Entities |
| 1370 | Traderex Mining | Unregistered Soliciting Entities |
| 1371 | Traders Financial Insurance | Unregistered Soliciting Entities |
| 1372 | TradersRoom | Unregistered Soliciting Entities |
| 1373 | TradeRyt | Unregistered Soliciting Entities |
| 1374 | Tradesbail247 | Unregistered Soliciting Entities |
| 1375 | Tradesen | Unregistered Soliciting Entities |
| 1376 | Tradevilley | Unregistered Soliciting Entities |
| 1377 | Tradewebexchange | Unregistered Soliciting Entities |
| 1378 | TradingBinance | Unregistered Soliciting Entities |
| 1379 | Trading Venture Financial Services, Inc. | Unregistered Soliciting Entities |
| 1380 | Transatlantic Alliance Inc. | Unregistered Soliciting Entities |
| 1381 | Transfer Securities Inc. | Unregistered Soliciting Entities |
| 1382 | Treadstone Private Equity | Unregistered Soliciting Entities |
| 1383 | Trendline Futures Inc. | Impersonators of Genuine Firms |
| 1384 | Trias Ltd. | Unregistered Soliciting Entities |
| 1385 | Tribune Assets Management Litmited (sic) | Unregistered Soliciting Entities |
| 1386 | Trident Capital Management, LLC | Impersonators of Genuine Firms |
| 1387 | Trident Transfer Services Ltd. | Unregistered Soliciting Entities |
| 1388 | Trillium Advisory Firm | Unregistered Soliciting Entities |
| 1389 | Triumph Capital Management | Unregistered Soliciting Entities |
| 1390 | Tron Trade Options | Unregistered Soliciting Entities |
| 1391 | Truman Stock Transfer LLC | Impersonators of Genuine Firms |
| 1392 | Tsaifu Elysium Global | Unregistered Soliciting Entities |
| 1393 | TTBD Traders | Impersonators of Genuine Firms |
| 1394 | Tudor Capital Group, a.k.a. Tudor Capital Global Financial Consultancy Firm | Unregistered Soliciting Entities |
| 1395 | Turner, Liebermann & Cohen | Unregistered Soliciting Entities |
| 1396 | Turner, Silverman and Cohen LLC | Unregistered Soliciting Entities |
| 1397 | TwitXOptions | Unregistered Soliciting Entities |
| 1398 | U.S. Board of Merger & Acquisitions | Fictitious Regulators |
| 1399 | U.S. Bureau of Compensation and Liquidation | Fictitious Regulators |
| 1400 | U.S. Compensation Department | Fictitious Regulators |
| 1401 | U.S. Department of Registrars Bureau | Fictitious Regulators |
| 1402 | U.S. District Court of Arbitration | Fictitious Regulators |
| 1403 | U.S. Financial Management Service | Unregistered Soliciting Entities |
| 1404 | U.S. International Bureau for Trading | Fictitious Regulators |
| 1405 | U.S. Mergers and Acquisition Regulatory Board | Fictitious Regulators |
| 1406 | U.S. Municipal Securities & Information Board | Fictitious Regulators |
| 1407 | U.S. Offshore Registry Commission | Fictitious Regulators |
| 1408 | U.S. Offshore Trading Administration | Fictitious Regulators |
| 1409 | U.S. Registration of Securities Bureau | Fictitious Regulators |
| 1410 | U.S. Regulatory Securities Agency | Fictitious Regulators |
| 1411 | U.S. Regulatory Trade & Commission | Fictitious Regulators |
| 1412 | Uinvest, Inc. | Unregistered Soliciting Entities |
| 1413 | UltraCryptoMine | Unregistered Soliciting Entities |
| 1414 | Ultrafx Smart Trades | Unregistered Soliciting Entities |
| 1415 | Unifund America, Inc. | Impersonators of Genuine Firms |
| 1416 | Union Financial Protection Commission | Fictitious Regulators |
| 1417 | Union Street Partners | Unregistered Soliciting Entities |
| 1418 | Unique Trade Market | Unregistered Soliciting Entities |
| 1419 | United Compliance Regulatory Board | Fictitious Regulators |
| 1420 | United Consultants Fiduciary Services (UCFS) | Unregistered Soliciting Entities |
| 1421 | United Financial Protection Commission | Fictitious Regulators |
| 1422 | UnitedOne Partners, Inc. | Unregistered Soliciting Entities |
| 1423 | Uniteds Investment Global Corp. | Unregistered Soliciting Entities |
| 1424 | United States Bureau of Securities Registration | Fictitious Regulators |
| 1425 | United States Fair Trade Bureau | Fictitious Regulators |
| 1426 | United States Federal Court of Arbitration | Fictitious Regulators |
| 1427 | United States Federal System | Fictitious Regulators |
| 1428 | United States Financial Services Registry | Fictitious Regulators |
| 1429 | United States Investment Dealers | Fictitious Regulators |
| 1430 | United States Investment Dealers Organization (USIDO) | Fictitious Regulators |
| 1431 | United States Mergers and Acquisitions Regulators | Fictitious Regulators |
| 1432 | United States of America Takeovers & Acquisitions Regulatory Board | Fictitious Regulators |
| 1433 | United States Registration Commission | Fictitious Regulators |
| 1434 | United States Regulators and Administration Commission | Fictitious Regulators |
| 1435 | United States Securities and Acquisitions Administration | Fictitious Regulators |
| 1436 | United States Securities and Investments Commission | Fictitious Regulators |
| 1437 | United States Securities and Investments Dealers | Fictitious Regulators |
| 1438 | United States Securities Liquidations Department | Fictitious Regulators |
| 1439 | United States Securities Regulatory Commision (sic) | Fictitious Regulators |
| 1440 | United States Settlement and Claims Commission a.k.a. Settlement Claims Commission (SCC) | Fictitious Regulators |
| 1441 | United States Trading Committee | Fictitious Regulators |
| 1442 | United Tax Consulting Limited | Unregistered Soliciting Entities |
| 1443 | United Tax Strategies | Unregistered Soliciting Entities |
| 1444 | Universal Consolidated | Unregistered Soliciting Entities |
| 1445 | Universal Equities Consolidated LLC | Unregistered Soliciting Entities |
| 1446 | Universal Forex Trade | Unregistered Soliciting Entities |
| 1447 | Universal Partners Mergers & Acquisitions | Unregistered Soliciting Entities |
| 1448 | Upper East Side Trust Management | Unregistered Soliciting Entities |
| 1449 | US Commission on Regulatory Enforcement | Fictitious Regulators |
| 1450 | US Compensation Bureau | Fictitious Regulators |
| 1451 | US Federal Oversight Investment Bureau | Fictitious Regulators |
| 1452 | US Financial Authority | Fictitious Regulators |
| 1453 | US Financial Regulators | Fictitious Regulators |
| 1454 | US International Investment Trade Authority | Fictitious Regulators |
| 1455 | US International Registry & Compliance Agency | Fictitious Regulators |
| 1456 | US Liquidation and Compensation Board | Fictitious Regulators |
| 1457 | US Registration Authority | Fictitious Regulators |
| 1458 | US Securities Registration Oversight Commission | Fictitious Regulators |
| 1459 | US Shareholders Registry Department | Fictitious Regulators |
| 1460 | UST Financial Services Corp. | Impersonators of Genuine Firms |
| 1461 | Utmost Open Trades | Unregistered Soliciting Entities |
| 1462 | Validtrades | Unregistered Soliciting Entities |
| 1463 | Van Der Hout, Parker & Price LLP | Unregistered Soliciting Entities |
| 1464 | Vantage Global Advisors Inc. | Impersonators of Genuine Firms |
| 1465 | Varalen Capital Markets LLC | Unregistered Soliciting Entities |
| 1466 | Variant Trading | Impersonators of Genuine Firms |
| 1467 | Vault Acquisitions | Unregistered Soliciting Entities |
| 1468 | Verity Transfer Inc. | Unregistered Soliciting Entities |
| 1469 | VipBinary, a.k.a. Vip Binary | Unregistered Soliciting Entities |
| 1470 | Virgo Binary Trade | Unregistered Soliciting Entities |
| 1471 | Vista Capital Finance | Unregistered Soliciting Entities |
| 1472 | Vitacapitals, LLC | Unregistered Soliciting Entities |
| 1473 | Vogel, Maines & Associates | Unregistered Soliciting Entities |
| 1474 | Vpoint LLC aka Vantage Point Investment Advisors | Unregistered Soliciting Entities |
| 1475 | Wade and Wiley Consultancy | Unregistered Soliciting Entities |
| 1476 | Wahrburg Moss | Unregistered Soliciting Entities |
| 1477 | Wahrburg Moss Group | Unregistered Soliciting Entities |
| 1478 | Waight & Caffie Company Ltd. | Unregistered Soliciting Entities |
| 1479 | Wallace Jacob Consultants Corporate Services | Unregistered Soliciting Entities |
| 1480 | Wallstreet M & A Group | Unregistered Soliciting Entities |
| 1481 | Wall Street Systems Holdings, Inc. | Impersonators of Genuine Firms |
| 1482 | Wall Street Top Trade | Unregistered Soliciting Entities |
| 1483 | Walter Parker Group | Unregistered Soliciting Entities |
| 1484 | Walters and Reed | Unregistered Soliciting Entities |
| 1485 | Walton Mergers & Acquisitions | Unregistered Soliciting Entities |
| 1486 | Wampum Group LLC | Impersonators of Genuine Firms |
| 1487 | Warren & Massey Asset Management Ltd., Inc. | Unregistered Soliciting Entities |
| 1488 | Warren Fisher and Associates | Unregistered Soliciting Entities |
| 1489 | Warren Hill, LLC | Unregistered Soliciting Entities |
| 1490 | Warren Sitco & Company | Unregistered Soliciting Entities |
| 1491 | Washington Regulatory Division | Fictitious Regulators |
| 1492 | Wasp Mining | Unregistered Soliciting Entities |
| 1493 | Watson Sandy Holding Co. | Impersonators of Genuine Firms |
| 1494 | Wealth Markets | Unregistered Soliciting Entities |
| 1495 | Wegman & Associates | Unregistered Soliciting Entities |
| 1496 | Weinberg Equity Management | Unregistered Soliciting Entities |
| 1497 | Weinstein & Younge Asset Management Group | Unregistered Soliciting Entities |
| 1498 | Weiss Rifkin & Partners | Unregistered Soliciting Entities |
| 1499 | Welborn Capital & Partners LLC, a.k.a. Welborn Capiltal (sic) LLC, a.k.a. Welborn Capital Partners Inc. | Impersonators of Genuine Firms |
| 1500 | Wellbitex | Unregistered Soliciting Entities |
| 1501 | Welling & Company, LLC | Unregistered Soliciting Entities |
| 1502 | Wellington Capital Markets | Impersonators of Genuine Firms |
| 1503 | Wellington Mergers and Acquisitions | Unregistered Soliciting Entities |
| 1504 | Welsh Securities LLC | Impersonators of Genuine Firms |
| 1505 | Wentworth Fiduciary and Transfer Services | Unregistered Soliciting Entities |
| 1506 | Werner Group | Unregistered Soliciting Entities |
| 1507 | West Capital Partners, Inc. | Unregistered Soliciting Entities |
| 1508 | West Coast Financial LLC, a.k.a. WC Financial Group LLC | Impersonators of Genuine Firms |
| 1509 | West Coast Stock Transfer Inc. | Impersonators of Genuine Firms |
| 1510 | Western Capital, Inc. | Unregistered Soliciting Entities |
| 1511 | Western Equities Corporation | Impersonators of Genuine Firms |
| 1512 | Western Global Capital Management | Unregistered Soliciting Entities |
| 1513 | Western Pacific Advisors Inc., a.k.a. Westpac Inc. | Unregistered Soliciting Entities |
| 1514 | Western Transfers Company | Unregistered Soliciting Entities |
| 1515 | Western Trust Company Washington | Unregistered Soliciting Entities |
| 1516 | Westgate Consulting Group | Unregistered Soliciting Entities |
| 1517 | Westhill Partners, Inc. | Unregistered Soliciting Entities |
| 1518 | Westwood Consultancy | Unregistered Soliciting Entities |
| 1519 | Whalberg and Kaplan Agency Inc. | Unregistered Soliciting Entities |
| 1520 | Wheeler Consultancy | Unregistered Soliciting Entities |
| 1521 | Whitman Law Group | Unregistered Soliciting Entities |
| 1522 | Whitney Cooper and Associates | Unregistered Soliciting Entities |
| 1523 | Whittman Simmons Inc. | Unregistered Soliciting Entities |
| 1524 | Wiess & Associates Ltd. | Unregistered Soliciting Entities |
| 1525 | William Burke Ventures | Unregistered Soliciting Entities |
| 1526 | William Campbell Company | Unregistered Soliciting Entities |
| 1527 | Williams & Miller PLLC | Unregistered Soliciting Entities |
| 1528 | Williams Mckenna Associates | Unregistered Soliciting Entities |
| 1529 | Williamson Advisors Ltd. | Unregistered Soliciting Entities |
| 1530 | Williams Royale Associates | Unregistered Soliciting Entities |
| 1531 | Willkinson Capital Group | Unregistered Soliciting Entities |
| 1532 | Willow Stream Capital | Unregistered Soliciting Entities |
| 1533 | Windcrest Management Solution, Ltd. | Unregistered Soliciting Entities |
| 1534 | Windgate Security Management | Unregistered Soliciting Entities |
| 1535 | Wineburg Corporate Insurance | Unregistered Soliciting Entities |
| 1536 | Woodbridge Escrow and Clearing | Unregistered Soliciting Entities |
| 1537 | Woori Investment & Securities America, Inc. | Impersonators of Genuine Firms |
| 1538 | Worldwide Insurance Network Group (aka WING Insurance) | Unregistered Soliciting Entities |
| 1539 | Worldwide Regulators Board | Fictitious Regulators |
| 1540 | Worldwide Transfer and Trust | Impersonators of Genuine Firms |
| 1541 | Wyatt M & A Advisory | Unregistered Soliciting Entities |
| 1542 | X-Clearing Corporation | Impersonators of Genuine Firms |
| 1543 | xBT360 Mining | Unregistered Soliciting Entities |
| 1544 | Xcryptodoubler | Unregistered Soliciting Entities |
| 1545 | Xpressmarketfx | Unregistered Soliciting Entities |
| 1546 | York & Williamson | Unregistered Soliciting Entities |
| 1547 | Young Capital M&A | Unregistered Soliciting Entities |
| 1548 | Zahamax | Unregistered Soliciting Entities |
| 1549 | Zenithmine | Unregistered Soliciting Entities |
| 1550 | Zenith Research Group | Unregistered Soliciting Entities |
| 1551 | Zeus Financial Trades | Impersonators of Genuine Firms |
| 1552 | Zilton Capital | Unregistered Soliciting Entities |
Managing $20 million to $3 billion. Investing $3 million to $300 million.
For Investment Managers, Hedge Funds, Boutique Funds, Private Equity, Venture Capital, Professional Investors, Family Offices, Private Bankers & Advisors, sign up today. Subscribe to Caproasia and receive the latest news, data, insights & reports, events & programs daily at 2 pm.
Join Events & Find Services
Join Investments, Private Wealth, Family Office events in Hong Kong, Singapore, Asia-wide. Find hard-to-find $3 million to $300 million financial & investment services at The Financial Centre | TFC. Find financial, investment, private wealth, family office, real estate, luxury investments, citizenship, law firms & more. List hard-to-find financial & private wealth services.
Have a product launch? Promote a product or service? List your service at The Financial Centre | TFC. Join interviews & editorial and be featured on Caproasia.com or join Investments, Private Wealth, Family Office events. Contact us at [email protected] or [email protected]
Caproasia.com | The leading source of data, research, information & resource for financial professionals, investment managers, professional investors, family offices & advisors to institutions, billionaires, UHNWs & HNWs. Covering capital markets, investments and private wealth in Asia. How do you invest $3 million to $300 million? How do you manage $20 million to $3 billion of assets?
Quick Links
Caproasia Access | Events | Summits | Register Events | The Financial Centre
The 2025 Investment Day | 2025 Family Office Summits | Family Office Circle
2021 Data Release
2020 List of Private Banks in Hong Kong2020 List of Private Banks in Singapore
2020 Top 10 Largest Family Office2020 Top 10 Largest Multi-Family Offices2020 Report: Hong Kong Private Banks & Asset Mgmt - $4.49 Trillion2020 Report: Singapore Asset Mgmt - $3.48 Trillion AUM
For Investors | Professionals | Executives
Latest data, reports, insights, news, events & programs
Everyday at 2 pm
Direct to your inbox
Save 2 to 8 hours per week. Organised for success
Register Below
For CEOs, Heads, Senior Management, Market Heads, Desk Heads, Financial Professionals, Investment Managers, Asset Managers, Fund Managers, Hedge Funds, Boutique Funds, Analysts, Advisors, Wealth Managers, Private Bankers, Family Offices, Investment Bankers, Private Equity, Institutional Investors, Professional Investors
Get Ahead in 60 Seconds. Join 10,000 +
Save 2 to 8 hours weekly. Organised for Success.
Sign Up / Register
Web links may be disabled on mobile for security. Please click on desktop.
Caproasia Users
- Manage $20 million to $3 billion of assets
- Invest $3 million to $300 million
- Advise institutions, billionaires, UHNWs & HNWs
Caproasia Platforms | 11,000 Investors & Advisors
- Caproasia.com
- Caproasia Access
- Caproasia Events
- The Financial Centre | Find Services
- Membership
- Family Office Circle
- Professional Investor Circle
- Investor Relations Network
Monthly Roundtable & Networking
Family Office Programs
The 2024 Investment Day
- March 2024 - Hong Kong
- March 2024 - Singapore
- July 2024 - Hong Kong
- July 2024 - Singapore
- Sept 2024 - Hong Kong
- Sept 2024 - Singapore
- Oct 2024 - Hong Kong
- Nov 2024 - Singapore
- Visit: The Investment Day | Register: Click here
Caproasia Summits
- The Institutional Investor Summit
- The Investment / Alternatives Summit
- The Private Wealth Summit
- The Family Office Summit
- The CEO & Entrepreneur Summit
- The Capital Markets Summit
- The ESG / Sustainable Investment Summit
Contact Us
For Enquiries, Membership [email protected], [email protected] For Listing, Subscription [email protected], [email protected] For Press Release, send to: [email protected] For Events & Webinars [email protected] For Media Kit, Advertising, Sponsorships, Partnerships [email protected] For Research, Data, Surveys, Reports [email protected] For General Enquiries [email protected]Caproasia | Driving the future of Asia
a financial information technology co.
since 2014
