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United States Authority Fines Goldman Sachs $3 Million for Wrong Labelling of 60 Million Short Sale Orders as Long Orders with Error Caused by Failing to Modify a Single Line of Computer Code During Upgrade to Automated Trading System, Resulted in 12,335 Trades Executed at Below Best Displayed Price During Short Sale Circuit Breaker
7th April 2023 | Hong Kong
The United States Financial Industry Regulatory Authority (FINRA) has fined Goldman Sachs $3 million for wrong labelling of 60 million short sale orders as long orders with the error caused by failing to modify a single line of computer code during an upgrade to the automated trading system, resulting in 8 million orders (wrongly labelled) executed and 12,335 trades executed at below best displayed price during a short sale circuit breaker. The orders occurred between 2015 to 2018, with the wrongly labelled data (transactions report) submitted to FINRA, and thus maintaining incorrect records.
“ United States Authority Fines Goldman Sachs $3 Million for Wrong Labelling of 60 Million Short Sale Orders as Long Orders with Error Caused by Failing to Modify a Single Line of Computer Code During Upgrade to Automated Trading System “
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United States Authority Fines Goldman Sachs $3 Million for Wrong Labelling of 60 Million Short Sale Orders as Long Orders with Error Caused by Failing to Modify a Single Line of Computer Code During Upgrade to Automated Trading System
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