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China Brokerage GF Securities Fined $1.39 Million for Due Diligence Failure & Fraudulent Documents as Sponsor & Underwriter for Insurance of Shares of Misho Ecology & Landscape in 2018
21st July 2023 | Hong Kong
China brokerage GF Securities had been fined $1.39 million (CNY 10 million) for due diligence failure & fraudulent documents as sponsor & underwriter for insurance of shares of Misho Ecology & Landscape in 2018. GF Securities, formerly the Securities Department of Guangdong Development Bank founded on 8 September 1991, was officially established at the end of 1993, and restructured into “GF Securities Limited Company” in 1996. In 2001, “GF Securities Limited Company” as a whole was reorganised into a joint-stock company. The Company (including subsidiaries) has total 207 securities broking branches nationwide, ranking in the top 3 in China’s securities industry.
“ China Brokerage GF Securities Fined $1.39 Million for Due Diligence Failure & Fraudulent Documents as Sponsor & Underwriter for Insurance of Shares of Misho Ecology & Landscape in 2018 “
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China Brokerage GF Securities Fined $1.39 Million
GF Securities
GF Securities, formerly the Securities Department of Guangdong Development Bank founded on 8 September 1991, was officially established at the end of 1993, and restructured into “GF Securities Limited Company” in 1996. In 2001, “GF Securities Limited Company” as a whole was reorganised into a joint-stock company. As one of China’s first integrated securities companies, GF Securities obtained the Innovation Pilot qualification in December 2004. On 12 February 2010, GF Securities was successfully listed on the Shenzhen Stock Exchange in a share swap deal with Yan Bian Highway Construction Limited. GF Securities stock code at the Shenzhen Stock Exchange is 000776. GF Securities was rated a Grade AA securities company in China in 2011. The Company (including subsidiaries) has total 207 securities broking branches nationwide, ranking in the top 3 in China’s securities industry.
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