Hong Kong SFC Proposed Amendments to Insider Dealing, Securities & Underlying Derivatives Listed on Overseas Stock Markets & Insider Trading Conducted Outside of Hong Kong Involving Securities Operated by Hong Kong Exchange
Caproasia.com | The leading source of data, research, information & resource for financial professionals, investment managers, professional investors, family offices & advisors to institutions, billionaires, UHNWs & HNWs. Covering capital markets, investments and private wealth in Asia. How do you invest $3 million to $300 million? How do you manage $20 million to $3 billion of assets? Caproasia - Learn more
2025 Summits in Hong Kong & Singapore
Investment / Alternatives Summit - March / Oct / Nov
Investment Day - March / July / Sept / Oct / Nov
Private Wealth Summit - April / Oct / Nov
Family Office Summit - April / Oct / Nov
View Events | Register
This site is for accredited investors, professional investors, investment managers and financial professionals only.
You should have assets around $3 million to $300 million or managing $20 million to $30 billion.
Hong Kong SFC Proposed Amendments to Insider Dealing, Securities & Underlying Derivatives Listed on Overseas Stock Markets & Insider Trading Conducted Outside of Hong Kong Involving Securities Operated by Hong Kong Exchange
11th August 2023 | Hong Kong
The Hong Kong Securities & Futures Commission (SFC)has proposed amendments to insider dealing provisions, broadening the scope to include 1) Securities & underlying derivatives listed on overseas stock markets 2) Insider trading conducted outside of Hong Kong involving securities operated by Hong Kong Exchange (HKEX).Hong Kong SFC: “The SFC will proceed with the proposal to broaden the scope of the SFO’s insider dealing provisions. The scope of the insider dealing provisions of the SFO will be broadened to cover: (i) insider dealing perpetrated in Hong Kong with respect to securities listed on overseas stock markets or their derivatives; and (ii) insider dealing perpetrated outside of Hong Kong, if it involves any securities listed on a recognised stock market, ie, a stock market operated by The Stock Exchange of Hong Kong Limited, or their derivatives. The industry will have the opportunity to review the draft amendments during the legislative process.Considering the complex implementation issues raised by the respondents to the consultation, the SFC concluded that, pending further review, it will put on hold the other two proposed amendments, which concern the professional investor exemption and injunctions and other orders. However, the SFC will continue to monitor market developments and consider a full range of options to ensure investors are adequately protected. Such options may include enhancing the SFC’s disciplinary powers and other parts of the legal and regulatory framework.”The consultation began on 10th June 2022 and ended on 12th August 2022. The Hong Kong SFC received 27 written submissions, including from industry associations, law firms, professional bodies and individuals. ViewConsultation Conclusion
“ Hong Kong SFC Proposed Amendments to Insider Dealing, Securities & Underlying Derivatives Listed on Overseas Stock Markets & Insider Trading Conducted Outside of Hong Kong Involving Securities Operated by Hong Kong Exchange “
Managing $20 million to $3 billion. Investing $3 million to $300 million.
For Investment Managers, Hedge Funds, Boutique Funds, Private Equity, Venture Capital, Professional Investors, Family Offices, Private Bankers & Advisors, sign up today. Subscribe to Caproasia and receive the latest news, data, insights & reports, events & programs daily at 2 pm.
Join Events & Find Services
Join Investments, Private Wealth, Family Office events in Hong Kong, Singapore, Asia-wide. Find hard-to-find $3 million to $300 million financial & investment services at The Financial Centre | TFC. Find financial, investment, private wealth, family office, real estate, luxury investments, citizenship, law firms & more. List hard-to-find financial & private wealth services.
Have a product launch? Promote a product or service? List your service at The Financial Centre | TFC. Join interviews & editorial and be featured on Caproasia.com or join Investments, Private Wealth, Family Office events. Contact us at [email protected] or [email protected]Caproasia.com | The leading source of data, research, information & resource for financial professionals, investment managers, professional investors, family offices & advisors to institutions, billionaires, UHNWs & HNWs. Covering capital markets, investments and private wealth in Asia. How do you invest $3 million to $300 million? How do you manage $20 million to $3 billion of assets?
Driving Your Future in Asia – The leading financial platform covering capital market, investments, private wealth & family office in Asia. For top investment professionals, advisors, investors, business leaders. Join 11,000+ top investment professionals, institutional investors, professional investors & advisors. Our users typically manage $20 million to $30 billion of assets, invest $3 million to $300 million, or advise institutions, billionaires, UHNWs & HNWs.
Caproasia.com | Newsletter Daily 2 pm | Caproasia Access | The Financial Centre | Family Office Circle | Family Office Summit | Investment Day | Latest News | Reports | Insights | Subscription | Membership & more
“ Breaking News:$1 Billion Singapore MFO Files Lawsuit Against Deutsche Private Bank. $16 Billion Lens Tech Hong Kong IPO Share Price Increased +9% on Day 1. Temasek +11.8% Return in Last 12 Months. Hong Kong MPF Equity Fund +19.3% in Last 12 Months. SHEIN Hong Kong IPO. Nvidia Market Value at $4 Trillion. Singapore 2nd Largest Bank OCBC Group CEO Helen Wong to Retire. Hong Kong Fake Family Office. New Family Office Reports Released “
” Latest Singapore MAS Fines:Credit Suisse S$5.8 Million, UOB S$5.6 Million, UBS S$3 Million, UOB Kay Hian S$2.85 Million, Citibank S$2.6 Million, Julius Baer S$2.4 Million, Blue Ocean Invest S$2.4 Million, Trident Trust S$1.8 Million, LGT S$1 Million “
” 2025 Investment Day Hong Kong 17th July at Conrad Hotel. Where do you invest $1 million, $10 million $100 million or $1 billion? Presentations from leading & specialist fund managers. Join 4 billionaire & 20+ family offices. Complimentary passes* for qualified family offices & institutional investors. 60% with more than $300 million AUM. Total $11 billion AUM. Registerhere | Sponsorship & Delegate Pass available. “
Quick Sign Up / Contact Us:
For Investment Professionals, Chief Investment Officers, Head of Investments, Portfolio Managers, Funds Managers, Traders, Investment Advisors, Private Bankers, HNW Wealth Managers, Family Offices, Investment Bankers, Private Equity, Venture Capital, CEOs, Executives & Leaders managing & investing $20 million to $30 billion assets in Asia.
Intelligence at your fingertips – Capital Market, IPO, Equity, Fixed Income, Bonds, Unit Trust, Mutual Funds, Foreign Exchange, Trading, Deals, M&A, Buyouts, Bankruptcy, Default, Alternative Investment, Private Equity, Venture Capital, Private Markets, Real Estate, Hedge Funds, Investment Banking, Private Banking, Family Office, Sovereign Wealth Funds, Pension Funds, Fund Managers, Asset Managers, Institutional Investors, Professional Investors, Chief Investment Officers, Billionaires, UHNW, HNW, Next Generation, Citizenship & more
Useful & Relevant – Deal size & liquidity that matters – from $300 million to $1 billion & above. Manage risks – Lawsuits, disputes, tax, fines, suspensions, jail, hostile takeover, insider trading, conspiracy, poaching, espionage, conflict of interest. The big money movers – Follow the rainmakers, risk takers, deal-makers & game-changers. The only comprehensive financial & investment coverage in Asia for investment managers, advisors, professional investors & leaders managing $20 million to $30 billion assets.
Caproasia Users & Coverage – Citi, HSBC, UBS, Goldman Sachs, JP Morgan, Morgan Stanley, BNP Paribas, Deutsche Bank, Barclays, Bank of China, Hang Seng Bank, DBS, OCBC, UOB, Bank of Singapore, Julius Baer, Pictet, BlackRock, Vanguard, Amundi, Fidelity, Schroders, Natixis, States Street, Allianz, BNY, Invesco, Franklin Templeton, KKR, Blackstone, Carlyle Group, Apollo, CVC, TPG, EQT, Bridgewater Associates, Renaissance Technologies, Citadel, Millenium, Two Sigma, ADR, Sequoia Capital, Tiger Global Management, Andreessen Horowitz, Legend Capital, Lighstpeed Venture Partners, Norway Government Pension Fund Global (Norges Bank IM), China Investment Corporation (CIC), Abu Dhabi Investment Authority (ADIA), Kuwait Investment Authority (KIA), Public Investment Fund (PIF), GIC Singapore, Temasek, Qatar Investment Authority (QIA), Hong Kong Monetary Authority Investment Portfolio, Mubadala Investment Company, Korea Investment Corporation (KIC), Australia Future Fund, NZ Super Fund, China Life, Berkshire Hathaway, Munich Reinsurance, Ping An, Nippon Life, AIA, Prudential, AXA, Tokio Marine, MetLife, Aviva & more
Billionaires & family offices – Elon Musk, Jeff Bezos, Mark Zuckerberg, Warren Buffett, Bill Gates, Bernard Arnault, Larry Ellison, Larry Page, Sergey Brin, Steve Ballmer, Walton family, Amancio Ortega, Michael Dell, Carlos Sim, Jensen Huang, Francoise Bettencourt Meyers, Koch family, Giovanni Ferrero family, Mars family, Stephen Schwarzman, Ken Griffin, Wertheimer family, Abigail Johnson, Mackenzie Scott, Changpeng Zhao, Gina Rinehart, Manuel Villar, James Dyson, Ray Dalio, Henry Kravis, Melinda French Gates, Jim Ratcliffe, Rupert Murdoch, Dassault family, Laurene Powell Jobs, Steven Spielberg, Roman Abramovich, Mark Cuban, Georgio Armani, George Soros, Michael Bloomberg & more
Billionaires & family officesin Asia – Mukesh Ambani, Gautam Adani, Zhong Shanshan, Zhang Yiming, Jack Ma, Ma Huateng, Tadashi Yanai, Lei Jun, Colin Huang, Shi Nadar, Zheng Yuqun, Shapoor Mistry, William Ding, Savitri Jindal, He Xiangjian, Changpeng Zhao, Eduardo Saverin, Li Ka-shing, Ng Teng Fong family, Wee family, Low Tuck Kwong, Lakshmi Mittal, Henry Cheng, Robert Kuok, Sukanto Tanoto, Anthoni Salim, Lee Shau Kee, Masayoshi Son, Charoen Sirivadhanabhakdi, Goh Cheng Liang, Jay Y. Lee, Terry Gou, Joseph Tsai, Wang Jianlin, Forrest Li, Jaran Chiaravanont & more
2025 Upcoming Events
> The 2025 Investment Day Hong Kong – July / Sept / Oct
> The 2025 Investment Day Singapore – July / Sept / Nov
> The 2025 Family Office Summit Hong Kong – Oct
> The 2025 Family Office Summit Singapore – Nov
Caproasia Subscription – To Your Inbox
> Subscription – Basic $180 | Professional $680 | Executive $2,000 Per Year
> Membership – Basic $60 | Professional $680 | Executive $2,000 Per Year
