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Hong Kong SFC & HKMA Updated Financial Services Providers List for OTC Derivatives Regulatory Regime Effective 2025: Total of 103 Entities
28th June 2024 | Hong Kong
Hong Kong SFC & HKMA Updated Financial Services Providers List for OTC Derivatives Regulatory Regime (2025). Announcement (27/6/24): “ The Securities and Futures Commission (SFC) and Hong Kong Monetary Authority (HKMA) today issued joint consultation conclusions on the annual updates to the list of Financial Services Providers (FSP List) under the over-the-counter (OTC) derivatives clearing regime. Having considered market feedback, the SFC and HKMA will implement the proposed changes to the FSP List as set out in the joint consultation paper with a minor modification to reflect a post-consultation change in the status of an existing FSP. The consultation conclusions paper and updated FSP List are available on the websites of the SFC and HKMA. The FSP List includes entities that meet the following two criteria: 1) They belong to a group of companies that appears on either the list of global systemically important banks published by the Financial Stability Board, or the list of dealer groups which undertook to the OTC Derivatives Supervisors Group to work collaboratively with central counterparties, infrastructure providers and global supervisors to continue to make structural improvements to the global OTC derivatives markets; and 2) They are clearing members of the largest central counterparties offering clearing for interest rate swaps in the United States, Europe, Japan and Hong Kong. See the April 2024 joint consultation paper on the annual updates to the FSP List. The updated FSP List will be gazetted during the fourth quarter of 2024 for implementation on 1 January 2025.”
“ Hong Kong SFC & HKMA Updated Financial Services Providers List for OTC Derivatives Regulatory Regime Effective 2025: Total of 103 Entities “
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Hong Kong SFC & HKMA Updated Financial Services Providers List for OTC Derivatives Regulatory Regime Effective 2025: Total of 103 Entities
The following entities have been designated, or are proposed to be designated, as Financial Services Providers for the purposes of the Clearing Rules.
- Agricultural Bank of China Limited
- Banco Santander S.A.
- Bank of America, National Association
- Bank of America Europe Designated Activity Company
- Bank of China (UK) Ltd
- Bank of Communications Co., Ltd
- Banque Palatine S.A.
- Barclays Bank Ireland Plc
- Barclays Bank PLC
- Barclays Bank UK PLC
- Barclays Capital Inc.
- BNP Paribas
- BNP Paribas Fortis SA/NV
- BNP Paribas Securities Corp.
- BofA Securities, Inc.
- BofA Securities Europe SA
- BofA Securities Japan Co., Ltd
- CACEIS Bank SA
- Citibank, N.A.
- Citibank Europe Plc
- Citigroup Global Markets Europe AG
- Citigroup Global Markets Inc.
- Citigroup Global Markets Japan Inc.
- Citigroup Global Markets Limited
- Credit Agricole Corporate and Investment Bank
- Credit Foncier de France
- Credit Suisse AG (Cancelled)
- Credit Suisse Bank (Europe), S.A.
- Credit Suisse International
- Credit Suisse (Schweiz) AG
- Credit Suisse Securities (Japan) Limited
- Credit Suisse Securities (USA) LLC
- Deutsche Bank Aktiengesellschaft
- Deutsche Bank Securities Inc.
- Goldman Sachs & Co. LLC
- Goldman Sachs Bank Europe SE
- Goldman Sachs Bank USA
- Goldman Sachs Financial Markets Pty Ltd
- Goldman Sachs International
- Goldman Sachs Japan Co., Ltd.
- HSBC Bank plc
- HSBC Bank USA, National Association
- HSBC Continental Europe
- HSBC Securities (USA) Inc.
- HSBC UK Bank plc
- ING Bank N.V.
- ING Bank Slaski S.A.
- ING-DiBa AG
- J.P. Morgan SE
- J.P. Morgan Securities LLC
- J.P. Morgan Securities plc
- JPMorgan Chase Bank, National Association
- JPMorgan Securities Japan Co., Ltd.
- Merrill Lynch Capital Services Inc.
- Merrill Lynch International
- Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. 56. Mizuho Bank, Ltd.
- Mizuho Capital Markets LLC
- Mizuho International plc
- Mizuho Securities USA LLC
- Morgan Stanley & Co. International plc
- Morgan Stanley & Co. LLC
- Morgan Stanley Capital Services LLC
- Morgan Stanley Europe SE
- Morgan Stanley MUFG Securities Co., Ltd.
- MUFG Bank, Ltd.
- MUFG Securities EMEA plc
- National Westminster Bank Plc
- NATIXIS
- NatWest Markets N.V.
- NatWest Markets plc
- Nomura Financial Products & Services, Inc.
- Nomura Financial Products Europe GmbH
- Nomura Global Financial Products, Inc.
- Nomura International plc
- Nomura Securities Co., Ltd.
- Nomura Securities International, Inc.
- Nordea Bank Abp
- RBC Capital Markets, LLC
- RBC Europe Limited
- Royal Bank of Canada
- Santander Financial Services Plc
- Santander US Capital Markets LLC
- SG Americas Securities LLC
- SMBC Capital Markets Inc.
- SMBC Nikko Securities Inc.
- Societe Generale
- Societe Generale International Limited
- Standard Chartered Bank
- Sumitomo Mitsui Banking Corporation
- Sumitomo Mitsui Trust Bank, Limited
- TD Bank, N.A.
- TD Bank USA, N.A.
- TD Global Finance Unlimited Company
- The Bank of New York Mellon
- Toronto-Dominion Bank
- UBS AG
- UBS Europe SE
- UBS Securities LLC
- UBS Switzerland AG
- UniCredit Bank GmbH
- UniCredit Bank Austria AG
- UniCredit S.p.A.
- Wells Fargo Bank, National Association
- Wells Fargo Securities, LLC
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