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Singapore MAS Issues Updated Information Paper on Good Practices for Licensed & Exempt Financial Advisers, Covering Sales Process, Use of Gifts, Disclosure of Information & Remuneration, Introducing Activities, Training & Competency, Recruitment & Complaints Handling
6th August 2024 | Hong Kong
The Monetary Authority of Singapore (MAS) has issued an updated Information Paper on Good Practices for Licensed & Exempt Financial Advisers (31/7/24), covering sales process, use of gifts, disclosure of information & remuneration, introducing activities, training & competency, recruitment & complaints handling. MAS (31/7/24) – Information on the good practices of financial advisers in the areas of advisory and sales process, recruitment, training and competency of representatives, complaints handling and compliance function | View updated information paper here
“ Singapore MAS Issues Updated Information Paper on Good Practices for Licensed & Exempt Financial Advisers, Covering Sales Process, Use of Gifts, Disclosure of Information & Remuneration, Introducing Activities, Training & Competency, Recruitment & Complaints Handling “
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Singapore MAS Issues Updated Information Paper on Good Practices for Licensed & Exempt Financial Advisers, Covering Sales Process, Use of Gifts, Disclosure of Information & Remuneration, Introducing Activities, Training & Competency, Recruitment & Complaints Handling
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