United States SEC Issues Update on Accredited Investor Definition: Individuals with Net Worth Above $1 Million Excluding Primary Residence, Income Above $200,000 Yearly for 2 Years or Joint Income with Spouse Above $300,000 Yearly for 2 Years, Directors, Executive Officers & General Partners, Holding Designated Professional Certifications or Credentials, Designated Knowledgeable Employees, Family Clients under Family Office, Designated Institutions Including Private Business Development Companies, Entities Where Equity Owners are Accredited Investors, Total Assets for Benefit of Employees Above $5 Million
20th December 2023 | Hong Kong
The United States SEC (Securities & Exchange Commission) has issued an update on the Accredited Investor Definition: Individuals with net worth above $1 million excluding primary residence, income above $200,000 yearly for 2 years or joint income with spouse above $300,000 yearly for 2 years, directors, executive officers & general partners, holding designated professional certifications or credentials, designated knowledgeable employees, family clients under family office, designated institutions including private business development companies, entities where equity owners are accredited investors, institutions with total assets for benefit of employees above $5 million. View: United States SEC (14/12/23) here
“ United States SEC Issues Update on Accredited Investor Definition: Individuals with Net Worth Above $1 Million Excluding Primary Residence, Income Above $200,000 Yearly for 2 Years or Joint Income with Spouse Above $300,000 Yearly for 2 Years, Directors, Executive Officers & General Partners, Holding Designated Professional Certifications or Credentials, Designated Knowledgeable Employees, Family Clients under Family Office, Designated Institutions Including Private Business Development Companies, Entities Where Equity Owners are Accredited Investors, Total Assets for Benefit of Employees Above $5 Million “
United States SEC Issues Update on Accredited Investor Definition
15th December 2023 – The Securities and Exchange Commission today issued a staff report on the accredited investor definition. The Dodd-Frank Wall Street Reform and Consumer Protection Act directs the Commission to review the accredited investor definition as it relates to natural persons every four years to determine whether the definition should be modified or adjusted. The Staff previously reviewed the definition in 2015 and in 2019 (as part of the Concept Release on Harmonization of Securities Offering Exemptions). Staff from the Divisions of Corporation Finance and Economic and Risk Analysis prepared the report in connection with this third review of the definition.
The report examines the current status of the accredited investor pool and concludes with a review of frequently suggested revisions to the accredited investor definition received from a variety of sources, including public commenters, the Investor Advisory Committee, and the Small Business Capital Formation Advisory Committee.
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