Hong Kong SFC Conducting Searches and Investigating Brokers & Representatives of United States Underwriters & Investors for Nasdaq-Listed Companies in Hong Kong in Relation to Stock Market Pump-&-Dump Schemes
18th December 2024 | Hong Kong
The Hong Kong Securities & Futures Commission (SFC) has been reported to be conducting searches and investigating brokers & representatives of United States underwriters & investors for Nasdaq-listed companies in Hong Kong, in relation to stock market pump-&-dump schemes.
“ Hong Kong SFC Conducting Searches and Investigating Brokers & Representatives of United States Underwriters & Investors for Nasdaq-Listed Companies in Hong Kong in Relation to Stock Market Pump-&-Dump Schemes “
Hong Kong SFC Conducting Searches and Investigating Brokers & Representatives of United States Underwriters & Investors for Nasdaq-Listed Companies in Hong Kong in Relation to Stock Market Pump-&-Dump Schemes
Sign Up / Register
Caproasia Users
- Manage $20 million to $3 billion of assets
- Invest $3 million to $300 million
- Advise institutions, billionaires, UHNWs & HNWs
Caproasia Platforms | 11,000 Investors & Advisors
- Caproasia.com
- Caproasia Access
- Caproasia Events
- The Financial Centre | Find Services
- Membership
- Family Office Circle
- Professional Investor Circle
- Investor Relations Network
Monthly Roundtable & Networking
Family Office Programs
The 2024 Investment Day
- March 2024 - Hong Kong
- March 2024 - Singapore
- July 2024 - Hong Kong
- July 2024 - Singapore
- Sept 2024 - Hong Kong
- Sept 2024 - Singapore
- Oct 2024 - Hong Kong
- Nov 2024 - Singapore
- Visit: The Investment Day | Register: Click here
Caproasia Summits
- The Institutional Investor Summit
- The Investment / Alternatives Summit
- The Private Wealth Summit
- The Family Office Summit
- The CEO & Entrepreneur Summit
- The Capital Markets Summit
- The ESG / Sustainable Investment Summit