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Caproasia.com covering capital markets, investments and private wealth in Asia. Our users manage, advise & invest $25 trillion assets in Asia

China Property Giant Country Garden Reports $24.3 Billion Loss for 2023...

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China Property Giant Country Garden Reports $24.3 Billion Loss for 2023 & $1.7 Billion Loss for 2024 1H, Share Trading Expects to Resume after...

United States SEC Fines 3 Investment Advisors $540,000 for Acting as...

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United States SEC Fines 3 Investment Advisors $540,000 for Acting as Unregistered Brokers for StraightPath Venture Partners in Selling Shares of Pre-IPO Companies &...

United States SEC Fines 12 Financial Firms $63.1 Million for Using...

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United States SEC Fines 12 Financial Firms $63.1 Million for Using Unapproved Off-Channel Communications, Maintaining & Preserving Electronic Communications, 12 Firms Fined are 3...

United States SEC Fines Commission-Free Brokerage Robinhood Broker-Dealers $45 Million for...

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United States SEC Fines Commission-Free Brokerage Robinhood Broker-Dealers $45 Million for Multiple Failures Including Failing to Investigate & File Suspicious Transactions, Adequately Protect Customers...

United States SEC Fines ex-President & CIO of Public-Listed Company Alfred...

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United States SEC Fines ex-President & CIO of Public-Listed Company Alfred V. Tobia Jr & Sister-in-Law Elizabeth Lee $1.36 Million for Insider Trading in...

United States SEC Fines BMO Capital Markets $40 Million in Penalty,...

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United States SEC Fines BMO Capital Markets $40 Million in Penalty, Disgorgement & Prejudgement Interest for Failing to Supervise Employees in Selling $3 Billion...

Family Office Association Hong Kong (Industry Trade Association) New Leadership Team...

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Family Office Association Hong Kong (Industry Trade Association) New Leadership Team with Chair Chi-man Kwan, 2 Vice Chair Grant Ko & Jim Kwok, 3...

Hong Kong Exchange Fund Bills Tender Results 14th January 2025 –...

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Hong Kong Exchange Fund Bills Tender Results 14th January 2025 – $8.5 Billion 3-Month Bills Average Yield at 3.72%, $2.5 Billion 6-Month Bills Average...

Singapore Reports More than 2,000 Single Family Offices in Singapore at...

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Singapore Reports More than 2,000 Single Family Offices in Singapore at the End of 2024, 1,700 Singapore Locals Employed by Single Family Offices Awarded...

HSBC Private Bank Head of Investments & Wealth Solutions Southeast Asia...

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HSBC Private Bank Head of Investments & Wealth Solutions Southeast Asia Jeffrey Yap Chih Yee Joins Malaysia Hong Leong Bank as Regional Head of...