Reporting of Large Short Positions and Orders
The Monetary Authority of Singapore (MAS) will require investors to report their short positions and short sell orders...
Hong Kong SFC to Require Disclosure of Benefits and Trading Profits from Intermediaries
Hong Kong's Securities and Futures Commission (SFC) will require intermediaries providing discretionary...
Singapore Exchange and India Stock Exchange NSE to meet in India Court to Decide Fate of Indian Derivative Products
Singapore Exchange (SGX) has been notified...
Bank of Singapore to Provide SMBC Trust Bank Clients Access to Investment Services
Bank of Singapore have entered a partnership to provide clients of SMBC...
Hong Kong SFC to Amend Professional Investor Rules in July 2018
The Securities and Futures Commission (SFC) has released consultation conclusions on proposed amendments to the...
Hong Kong SFC Fines Citigroup $7.26 Million for Deficiencies as IPO Sponsor
The Securities and Futures Commission (SFC) has reprimanded and fined Citigroup Global Markets...
PE/VC Investments in Asia Surpassed Europe in 2017 with Investments Tripling to $23.5 Billion in Southeast Asia
Singapore Venture Capital & Private Equity Association (SVCA) released...
Monetary Authority of Singapore Bans 6 Individuals for Mis-selling Investment Products
The Monetary Authority of Singapore (MAS) has banned 6 former financial advisors from Prudential...
Monetary Authority of Singapore Plans Increase of Deposit Insurance from $50,000 to $75,000 in 2019
The Monetary Authority of Singapore (MAS) has finalised proposed enhancements...
HK SFC CEO Ashley Alder Reappointed Chair of IOSCO Board
Hong Kong Securities and Futures Commission (SFC) Chief Executive Officer Ashley Alder has been reappointed...
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