MAS Bans Former-AIA Representative for 8 Years for Fraud
MAS Bans Former-AIA Representative for 8 Years for Fraud
Monetary Authority of Singapore (MAS) has issued prohibition orders against ex-AIA representative Tan Peng Khoon for...
Mirae Asset to Buy 100% Stake in ETF Specialist Global X
Mirae Asset to Buy 100% Stake in ETF Specialist Global X
Mirae Asset Global Investments has announced to buy Global X Management Company (Global X),...
Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO
Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO
The Federal Council (Switzerland) has initiated consultation on amendments to the...
Deutsche Bank Appoints Christian Sewing as New Chief Executive Officer
Deutsche Bank Appoints Christian Sewing as New Chief Executive Officer
Deutsche Bank has appointed Christian Sewing as Chief Executive Officer. He replaces John Cryan, who...
Asian Venture Philanthropy Network Launches 3 Reports at the 4-Day Annual Conference in Singapore
Asian Venture Philanthropy Network Launches 3 Reports at the 4-Day Annual Conference in Singapore
Asian Venture Philanthropy Network (AVPN) has launched 3 reports at the...
HK SFC Reprimands and Fines Interactive Brokers HK$4.5 Million for Causing Market Disruption
HK SFC Reprimands and Fines Interactive Brokers HK$4.5 Million for Causing Market Disruption
The Securities and Futures Commission (SFC) has reprimanded and fined Interactive Brokers...
ANZ, Citi, Deutsche Bank and Individuals Faces Criminal Charges in Australia for Possible Cartel...
ANZ, Citi, Deutsche Bank and Individuals Faces Criminal Charges in Australia for Possible Cartel in 2015 ANZ Share Placement
ANZ, Citi and Deutsche Bank will...
Hong Kong SFC Fines CLSA $1.15 Million over Internal Control Failures
Hong Kong SFC Fines CLSA $1.15 Million over Internal Control Failures
The Securities and Futures Commission (SFC) has reprimanded and fined CLSA Limited (CLSA) $1.15...
Hong Kong SFC to Require Disclosure of Benefits and Trading Profits from Intermediaries
Hong Kong SFC to Require Disclosure of Benefits and Trading Profits from Intermediaries
Hong Kong's Securities and Futures Commission (SFC) will require intermediaries providing discretionary...
Fidelity Hires Romain Boscher as Global CIO for Equities
Fidelity Hires Romain Boscher as Global CIO for Equities
Fidelity International has hired Romain Boscher as Global Chief Investment Officer for Equities. He will join...
