Deutsche Bank Appoints Lok Yim as New Chief Country Officer for Hong Kong

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Deutsche Bank Appoints Lok Yim as New Chief Country Officer for Hong Kong Deutsche Bank has appointed current Head of Wealth Management APAC, Lok Yim...

Hong Kong SFC Released Guidelines on Online Distribution and Advisory Platforms

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Hong Kong SFC Released Guidelines on Online Distribution and Advisory Platforms Hong Kong's Securities and Futures Commission (SFC) have released consultation conclusions on Guidelines on Online...

BNP Paribas Appoints Vikas Jaidka as Head of NRI in Hong Kong & Singapore

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BNP Paribas Appoints Vikas Jaidka as Head of NRI in Hong Kong & Singapore BNP Paribas Wealth Management has appointed Vikas Jaidka as Head of...

Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work

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Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work Hong Kong’s Securities and Futures Commission (SFC) have uncovered serious deficiencies and instances of non-compliance...

15th Singapore International Reinsurance Conference (SIRC) to Take Place on 29th October to 1st...

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15th Singapore International Reinsurance Conference (SIRC) to Take Place on 29th October to 1st November 2018 The 15th Singapore International Reinsurance Conference (SIRC) will take...

Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities 

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Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities  The Eastern Magistrates’ Court in Hong Kong has convicted an individual of dealing in...

Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions

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Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions Hong Kong’s Securities and Futures Commission (SFC) has reprimanded and fined...

Standard Chartered Appoints Judy Hsu as New Regional CEO ASEAN & South Asia

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Standard Chartered Appoints Judy Hsu as New Regional CEO ASEAN & South Asia Standard Chartered Bank has appointed Judy Hsu as new Regional CEO ASEAN...

Bank Pictet & Cie Receives Wholesale Bank License in Singapore, to Expand SGD Services

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Bank Pictet & Cie Receives Wholesale Bank License in Singapore, to Expand SGD Services Bank Pictet & Cie has received a wholesale bank license in...

Monetary Authority of Singapore Fines Standard Chartered Singapore S$6.7 million for Breaching AML &...

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Monetary Authority of Singapore Fines Standard Chartered Singapore S$6.7 million for Breaching AML & CFT Requirements Monetary Authority of Singapore (MAS) has imposed penalties of...