United States CFTC Fines Singapore-Based Supply Chain Manager Olam Group $3.25 Million for Providing...
United States CFTC Fines Singapore-Based Supply Chain Manager Olam Group $3.25 Million for Providing False, Misleading & Inaccurate Reports of $190 Million Cotton Sale...
Hong Kong SFC Published Codes & Guidelines for New Type 13 Regulated Activity (RA13)...
Hong Kong SFC Published Codes & Guidelines for New Type 13 Regulated Activity (RA13) with 19 Depositaries to be Licensed or Registered
30th September 2024...
Hong Kong SFC Files Legal Proceedings for Share Repurchase Order to Protect Independent Minority...
Hong Kong SFC Files Legal Proceedings for Share Repurchase Order to Protect Independent Minority Shareholders of LET Group & Summit Ascent Due to Alleged...
Hong Kong SFC Fines Profitech Securities $513,000 for Failure to Maintain Required Liquid Capital...
Hong Kong SFC Fines Profitech Securities $513,000 for Failure to Maintain Required Liquid Capital of HKD 3 Million ($386,000), Improperly Re-pledged Client Securities Collateral...
Crypto Exchange Binance Founder & ex-CEO Changpeng Zhao with $33 Billion Personal Fortune Completes...
Crypto Exchange Binance Founder & ex-CEO Changpeng Zhao with $33 Billion Personal Fortune Completes 4-Month Jail Sentence in a United States California Low-Security Prison...
United States CFTC Fines Canadian Imperial Bank of Commerce (CIBC) $30 Million for Using...
United States CFTC Fines Canadian Imperial Bank of Commerce (CIBC) $30 Million for Using Unauthorised Communications & Failure to Preserve Electronic Records, $1.25 Million...
United States SEC Fines Cassava Sciences, Founder & ex-CEO Remi Barbier & ex-SVP of...
United States SEC Fines Cassava Sciences, Founder & ex-CEO Remi Barbier & ex-SVP of Neuroscience Dr Lindsay Burn $40 Million in Settlement for Misleading...
United States SEC Fines 15 Firms & 10 Individuals $3.8 Million for Failure to...
United States SEC Fines 15 Firms & 10 Individuals $3.8 Million for Failure to Timely Report Beneficial Ownership & Transactions in Public Companies, 15...
United States SEC Charged Software Technology Company SKAEL Co-founder & ex-CEO Baba Nadimpalli for...
United States SEC Charged Software Technology Company SKAEL Co-founder & ex-CEO Baba Nadimpalli for Fraud, Raised $30 Million from Investors by Claiming Millions of...
United States SEC Fines 12 Financial Firms $88 Million for Using Unauthorised Communications &...
United States SEC Fines 12 Financial Firms $88 Million for Using Unauthorised Communications & Failure to Preserve Electronic Records, 12 Firms are Stifel, Nicolaus...
