Hong Kong SFC Released Guidelines on Online Distribution and Advisory Platforms
Hong Kong SFC Released Guidelines on Online Distribution and Advisory Platforms
Hong Kong's Securities and Futures Commission (SFC) have released consultation conclusions on Guidelines on Online...
Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities
Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities
The Eastern Magistrates’ Court in Hong Kong has convicted an individual of dealing in...
Hong Kong SFC Sets Enforcement Priorities for 2018
Hong Kong SFC Sets Enforcement Priorities for 2018
The Securities and Futures Commission (SFC) have set out its enforcement priorities for 2018. At the top...
SFC Reprimands and Fines HK$2 million HK-based FXCM Asia for Breaches and Control Failings
SFC Reprimands and Fines HK$2 million HK-based FXCM Asia for Breaches and Control Failings
The Securities and Futures Commission (SFC) has reprimanded and fined FXCM...
SFC Bans Former BNP Paribas Trader for 18 months
SFC Bans Former BNP Paribas Trader for 18 months
The Securities and Futures Commission (SFC) has banned former trader of BNP Paribas Hong Kong, Ms...
Credit Suisse Hires New Head of Investment Management
Credit Suisse Hires New Head of Investment Management
Credit Suisse has hired Jacqueline Koo as the new Head of Investment Management, Hong Kong. She has over...
Indosuez Wealth Management Signs Agreement for Acquistion of Credit Industriel et Commercial (CIC)
Indosuez Wealth Management Signs Agreement for Acquistion of Credit Industriel et Commercial (CIC)
Indosuez Wealth Management has reached an agreement with CIC to acquire the...
Charles Monat Appoints Hong Kong Chief Executive Officer
Charles Monat Appoints Hong Kong Chief Executive Officer
Charles Monat Associates (collectively known as “CMA” or “Charles Monat”), has appointed Berry Wong for the role...
PineBridge Appoints New Head of Marketing & Communications for Asia
PineBridge Appoints New Head of Marketing & Communications for Asia
PineBridge Investments announced the appointment of a new Head of Marketing & Communications for Asia.
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Harvest Global Investments Receives Approval for Swiss-Hong Kong Fund Scheme
Harvest Global Investments Receives Approval for Swiss-Hong Kong Fund Scheme
Harvest Global Investments, the Chinese and Asian markets specialist asset manager, announces that they are...
