Hong Kong SFC to Require Disclosure of Benefits and Trading Profits from Intermediaries
Hong Kong SFC to Require Disclosure of Benefits and Trading Profits from Intermediaries
Hong Kong's Securities and Futures Commission (SFC) will require intermediaries providing discretionary...
Singapore Exchange and India Stock Exchange NSE to meet in India Court to Decide...
Singapore Exchange and India Stock Exchange NSE to meet in India Court to Decide Fate of Indian Derivative Products
Singapore Exchange (SGX) has been notified...
Hong Kong SFC to Amend Professional Investor Rules in July 2018
Hong Kong SFC to Amend Professional Investor Rules in July 2018
The Securities and Futures Commission (SFC) has released consultation conclusions on proposed amendments to the...
Hong Kong SFC Fines Citigroup $7.26 Million for Deficiencies as IPO Sponsor
Hong Kong SFC Fines Citigroup $7.26 Million for Deficiencies as IPO Sponsor
The Securities and Futures Commission (SFC) has reprimanded and fined Citigroup Global Markets...
PE/VC Investments in Asia Surpassed Europe in 2017 with Investments Tripling to $23.5 Billion...
PE/VC Investments in Asia Surpassed Europe in 2017 with Investments Tripling to $23.5 Billion in Southeast Asia
Singapore Venture Capital & Private Equity Association (SVCA) released...
Monetary Authority of Singapore Bans 6 Individuals for Mis-selling Investment Products
Monetary Authority of Singapore Bans 6 Individuals for Mis-selling Investment Products
The Monetary Authority of Singapore (MAS) has banned 6 former financial advisors from Prudential...
Monetary Authority of Singapore Plans Increase of Deposit Insurance from $50,000 to $75,000 in...
Monetary Authority of Singapore Plans Increase of Deposit Insurance from $50,000 to $75,000 in 2019
The Monetary Authority of Singapore (MAS) has finalised proposed enhancements...
HK SFC CEO Ashley Alder Reappointed Chair of IOSCO Board
HK SFC CEO Ashley Alder Reappointed Chair of IOSCO Board
Hong Kong Securities and Futures Commission (SFC) Chief Executive Officer Ashley Alder has been reappointed...
Applicant Fined $1500 for Providing False Information in License Application to HK SFC
Applicant Fined $1500 for Providing False Information in License Application to HK SFC
An applicant who had provided false information to Hong Kong Securities and Futures...
Hong Kong SFC Fines CN Capital $127,000 for Breaching Trading Control Rules
Hong Kong SFC Fines CN Capital $127,000 for Breaching Trading Control Rules
Hong Kong's Securities and Futures Commission (SFC) has reprimanded CN Capital Management (CN Capital)...
