Monetary Authority of Singapore Proposed Guidelines to Hold Individual Accountability of Senior Managers
Monetary Authority of Singapore has proposed guidelines to strengthen individual accountability of...
MAS Board of Directors Re-appoints DPM Tharman as Chairman
Monetary Authority of Singapore (MAS) has re-appointed Deputy Prime Minister and Coordinating Minister for Economic and...
Hong Kong SFC Released Guidelines on Online Distribution and Advisory Platforms
Hong Kong's Securities and Futures Commission (SFC) have released consultation conclusions on Guidelines on Online...
Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities
The Eastern Magistrates’ Court in Hong Kong has convicted an individual of dealing in...
Singapore Central Bank & Commercial Crime Unit Extend Partnership to Cover SFA & FAA Offences
The Monetary Authority of Singapore (MAS) and the Commercial Affairs...
Monetary Authority of Singapore Proposed Financial Advisory Recruitment Measures, Targeting Sign-on Incentives & Mass Movements
The Monetary Authority of Singapore (MAS) has proposed 4 measures...
Hong Kong SFC Sets Enforcement Priorities for 2018
The Securities and Futures Commission (SFC) have set out its enforcement priorities for 2018. At the top...
MAS and IBF to Provide Career Advisory and Job Placement Services in Singapore
The Monetary Authority of Singapore (MAS) and the Institute of Banking and...
SFC Reprimands and Fines HK$2 million HK-based FXCM Asia for Breaches and Control Failings
The Securities and Futures Commission (SFC) has reprimanded and fined FXCM...
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