Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities
Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities
The Eastern Magistrates’ Court in Hong Kong has convicted an individual of dealing in...
Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions
Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions
Hong Kong’s Securities and Futures Commission (SFC) has reprimanded and fined...
Standard Chartered Appoints Judy Hsu as New Regional CEO ASEAN & South Asia
Standard Chartered Appoints Judy Hsu as New Regional CEO ASEAN & South Asia
Standard Chartered Bank has appointed Judy Hsu as new Regional CEO ASEAN...
Bank Pictet & Cie Receives Wholesale Bank License in Singapore, to Expand SGD Services
Bank Pictet & Cie Receives Wholesale Bank License in Singapore, to Expand SGD Services
Bank Pictet & Cie has received a wholesale bank license in...
Monetary Authority of Singapore Fines Standard Chartered Singapore S$6.7 million for Breaching AML &...
Monetary Authority of Singapore Fines Standard Chartered Singapore S$6.7 million for Breaching AML & CFT Requirements
Monetary Authority of Singapore (MAS) has imposed penalties of...
BNP Paribas & University of Cambridge Host Entrepreneurs for 3 Days Sustainability Leadership Programme
BNP Paribas & University of Cambridge Host Entrepreneurs for 3 Days Sustainability Leadership Programme
BNP Paribas Wealth Management and the University of Cambridge Institute for Sustainability...
VP Bank Celebrates 10 Years in Singapore, Hires Kimmis Pun as Head of Private...
VP Bank Celebrates 10 Years in Singapore, Hires Kimmis Pun as Head of Private Banking Singapore
VP Bank celebrates 10 years in Singapore in 2018...
Vistra Acquires Indonesian Based Corporate Service Provider Global Expandia
Vistra Acquires Indonesian Based Corporate Service Provider Global Expandia
Vistra, a leading corporate service providers of incorporations, trust and fund administration services has acquired Global...
Hong Kong SFC Fines Deutsche Bank & Deutsche Securities $1.06 Million for Regulatory Breaches
Hong Kong SFC Fines Deutsche Bank & Deutsche Securities $1.06 Million for Regulatory Breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Deutsche...
Hong Kong SFC Fines CLSA $1.15 Million over Internal Control Failures
Hong Kong SFC Fines CLSA $1.15 Million over Internal Control Failures
The Securities and Futures Commission (SFC) has reprimanded and fined CLSA Limited (CLSA) $1.15...
