Former HSBC SVP Pleads Guilty of Cheating $5.2 Million Via Non-Existent Investments

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Former HSBC SVP Pleads Guilty of Cheating $5.2 Million Via Non-Existent Investments A former SVP of HSBC has pleaded guilty on 1st June 2018 for...

Monetary Authority of Singapore Requires Reporting of Large Short Positions and Orders

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Reporting of Large Short Positions and Orders The Monetary Authority of Singapore (MAS) will require investors to report their short positions and short sell orders...

Bank of Singapore to Provide SMBC Trust Bank Clients Access to Investment Services

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Bank of Singapore to Provide SMBC Trust Bank Clients Access to Investment Services Bank of Singapore have entered a partnership to provide clients of SMBC...

BNP Paribas Hires Grace Tam as Chief Investment Advisor for Hong Kong

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BNP Paribas Hires Grace Tam as Chief Investment Advisor for Hong Kong BNP Paribas Wealth Management has hired Grace Tam as Chief Investment Advisor for...

ANZ Removes Sales Incentives of Financial Planning Bonuses

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ANZ Removes Sales Incentives of Financial Planning Bonuses ANZ has announced industry-leading initiatives to improve the quality of financial planning and customer remediation when things...

Pictet Asset Management Appoints Mary-Therese Barton as Head of Emerging Markets Debt

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Pictet Asset Management Appoints Mary-Therese Barton as Head of Emerging Markets Debt Pictet Asset Management has appointed Mary-Therese Barton as Head of Emerging Markets Debt....

Credit Suisse Hires David Lim as Vice Chairman of Private Banking for Southeast Asia

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Credit Suisse Hires David Lim as Vice Chairman of Private Banking for Southeast Asia Credit Suisse has hired David Lim as Vice Chairman of Private Banking for...

Hong Kong SFC Provides Guidance on Use of Instant Messaging to Receive Orders from...

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Hong Kong SFC Provides Guidance on Use of Instant Messaging to Receive Orders from Clients Hong Kong's Securities and Futures Commission (SFC) has issued a...

Monetary Authority of Singapore Issues 4 Years Ban Against Former Credit Suisse Banker

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Monetary Authority of Singapore Issues 4 Years Ban Against Former Credit Suisse Banker The Monetary Authority of Singapore (MAS) has issued a 4-year prohibition orders...

Monetary Authority of Singapore Proposed Guidelines to Hold Individual Accountability of Senior Managers 

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Monetary Authority of Singapore Proposed Guidelines to Hold Individual Accountability of Senior Managers  Monetary Authority of Singapore has proposed guidelines to strengthen individual accountability of...