Hong Kong SFC Fines CLSA $1.15 Million over Internal Control Failures
Hong Kong SFC Fines CLSA $1.15 Million over Internal Control Failures
The Securities and Futures Commission (SFC) has reprimanded and fined CLSA Limited (CLSA) $1.15...
Pictet Reports CHF 1.17 Billion Profit in 1st Half 2017
Pictet Reports CHF 1.17 Billion Profit in 1st Half 2017
Pictet reported CHF 1.17 billion profit in 1st half 2017, increasing from CHF 1.03 billion...
Lombard Odier Reports 2016 Results
Lombard Odier Reports 2016 Results
Operating income for 2016 was CHF 1.04 billion, 3% lower in 2015. Consolidated net profit also fell 13% to CHF...
BNP Paribas Wealth Management Publishes 2018 Global Entrepreneur Report
BNP Paribas Wealth Management Publishes 2018 Global Entrepreneur Report
BNP Paribas Wealth Management releases the 2018 Global Entrepreneur Report, revealing 39% of elite entrepreneurs consider "positive...
OCBC Reports 1st Quarter Results
OCBC Reports 1st Quarter Results
OCBC reported a net profit after tax of S$973 million for the first quarter of 2017. This was 14% above...
ANZ, Citi, Deutsche Bank and Individuals Faces Criminal Charges in Australia for Possible Cartel...
ANZ, Citi, Deutsche Bank and Individuals Faces Criminal Charges in Australia for Possible Cartel in 2015 ANZ Share Placement
ANZ, Citi and Deutsche Bank will...
Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions
Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions
Hong Kong’s Securities and Futures Commission (SFC) has reprimanded and fined...
Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code
Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code
Hong Kong’s Securities and Futures Commission (SFC) has criticised Nomura Hong Kong and Annisa...
BNP Paribas Insurance and Wealth & Asset Management Posted Good Asset Inflows
BNP Paribas Insurance and Wealth & Asset Management Posted Good Asset Inflows
BNP Paribas posted good asset inflows in Insurance, Wealth & Asset Management units....
UBS to Charge Private Clients for Euro Deposits
UBS to Charge Private Clients for Euro Deposits
UBS will start charging private clients for their euro deposits. Clients will now have to pay 0.6%...
