Former HSBC SVP Sentenced to 10.5 Years in Jail for $5.2 Million Investment Scam
Former HSBC SVP Sentenced to 10.5 Years in Jail for $5.2 Million Investment Scam
A former SVP of HSBC has been sentenced to jail for...
Hong Kong SFC Launches Consultation on Margin Requirements for Non-Centrally Cleared OTC Derivatives
Hong Kong SFC Launches Consultation on Margin Requirements for Non-Centrally Cleared OTC Derivatives
Hong Kong's Securities and Futures Commission (SFC) has launched a 2-month consultation...
Singapore Exchange Granted Extension to Continue Trading of India Nifty Contracts Pending Next Arbitration...
Singapore Exchange Granted Extension to Continue Trading of India Nifty Contracts Pending Next Arbitration in 2019
Singapore Exchange (SGX) has been granted a licence extension...
Hong Kong SFC Fines Former Account Executive of Equity Broker KGI $10,000 for Failure...
Hong Kong SFC Fines Former Account Executive of Equity Broker KGI $10,000 for Failure to Keep Record of Order Instructions
Hong Kong's Securities and Futures...
Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO
Switzerland Begins Consultation on Anti-Money Laundering Act and to Enforce Mandatory Verification of UBO
The Federal Council (Switzerland) has initiated consultation on amendments to the...
Credit Suisse Hong Kong Pays $47 Million to United States Authorities to Resolve Investigations...
Credit Suisse Hong Kong Pays $47 Million to United States Authorities to Resolve Investigations of Hiring Practices in Asia
Credit Suisse Hong Kong will pay...
MAS to Introduce New Initiatives to Grow Investment Funds, Venture Capital, Private Equity and...
MAS to Introduce New Initiatives to Grow Investment Funds, Venture Capital, Private Equity and Family Offices in 2019
Monetary Authority of Singapore (MAS) will introduce...
Commonwealth Bank of Australia to Resolve AML / CTF Proceedings with $700 Million Settlements
Commonwealth Bank of Australia to Resolve AML / CTF Proceedings with $700 Million Settlements
Commonwealth Bank of Australia (CBA) has entered into an agreement to...
ANZ, Citi, Deutsche Bank and Individuals Faces Criminal Charges in Australia for Possible Cartel...
ANZ, Citi, Deutsche Bank and Individuals Faces Criminal Charges in Australia for Possible Cartel in 2015 ANZ Share Placement
ANZ, Citi and Deutsche Bank will...
Former HSBC SVP Pleads Guilty of Cheating $5.2 Million Via Non-Existent Investments
Former HSBC SVP Pleads Guilty of Cheating $5.2 Million Via Non-Existent Investments
A former SVP of HSBC has pleaded guilty on 1st June 2018 for...
