Subsidiary of National Stock Exchange of India Stops SGX from Launching New India Derivative...
Subsidiary of National Stock Exchange of India Stops SGX from Launching New India Derivative with Interim Court Injunction
A subsidiary of the National Stock Exchange...
Former Staff of HSBC Banned for Life
Former Staff of HSBC Banned for Life
The Securities and Futures Commission (SFC) has banned Lam Yuk Wai, a former staff of HSBC from entering...
SFC Fines Value Partners $4 Million
SFC Fines Value Partners $4 Million
SFC has fined Value Partners Limited and Value Partners Hong Kong Limited $2 million respectively for failures to comply...
Rothschild Fined in 1MDB Case
Rothschild Fined in 1MDB Case
The local arm of Edmond de Rothschild has been fined by Luxembourg regulators for the handling of funds linked to...
Moody’s Granted Case to HK Final Court of Appeal for SFC HK$11 Million Fine...
Moody’s Granted Case to HK Final Court of Appeal for SFC HK$11 Million Fine for Unfair Reporting
Hong Kong Court of Final Appeal has granted...
Natixis Asset Management Renames as Ostrum Asset Management
Natixis Asset Management Renames as Ostrum Asset Management
Natixis Asset Management, an affiliate of Natixis Investment Managers, will be renamed as Ostrum Asset Management from...
Hong Kong SFC Fines CN Capital $127,000 for Breaching Trading Control Rules
Hong Kong SFC Fines CN Capital $127,000 for Breaching Trading Control Rules
Hong Kong's Securities and Futures Commission (SFC) has reprimanded CN Capital Management (CN Capital)...
Credit Suisse Hiring Private Bankers in Saudi Arabia
Credit Suisse Hiring Private Bankers in Saudi Arabia
Credit Suisse is planning to hire more private bankers in Saudi Arabia. This comes after the bank...
AXA Investment Managers Funds Received Regulatory Approval in Hong Kong
AXA Investment Managers Funds Received Regulatory Approval in Hong Kong
AXA Investment Managers has received approval from Hong Kong Securities and Futures Commission to increase...
Singapore Central Bank & Commercial Crime Unit Extend Partnership to Cover SFA & FAA...
Singapore Central Bank & Commercial Crime Unit Extend Partnership to Cover SFA & FAA Offences
The Monetary Authority of Singapore (MAS) and the Commercial Affairs...
