SFC Bans Former Citibank Relationship Manager for 3 Years
SFC Bans Former Citibank Relationship Manager for 3 Years
The Securities and Futures Commission (SFC) has banned Yeung Leung Yuen, a former relationship manager of...
Fidelity International Obtains Private Fund Management Licence in China
Fidelity International Obtains Private Fund Management Licence in China
Fidelity International has announced its wholly foreign owned enterprise (WFOE) in Shanghai has become the first...
Monetary Authority of Singapore Issues 4 Years Ban Against Former Credit Suisse Banker
Monetary Authority of Singapore Issues 4 Years Ban Against Former Credit Suisse Banker
The Monetary Authority of Singapore (MAS) has issued a 4-year prohibition orders...
Singapore Exchange and India Stock Exchange NSE to meet in India Court to Decide...
Singapore Exchange and India Stock Exchange NSE to meet in India Court to Decide Fate of Indian Derivative Products
Singapore Exchange (SGX) has been notified...
SFC Bans Ex-JP Morgan Staff
SFC Bans Ex-JP Morgan Staff
The Securities and Futures Commission (SFC) in Hong Kong has banned Fok Chi Kin, ex-Vice President of JP Morgan Funds...
Commonwealth Bank of Australia to File Defence Against AML & CTF Charges
Commonwealth Bank of Australia to File Defence Against AML & CTF Charges
Commonwealth Bank of Australia are currently reviewing AUSTRAC’s claim for serious and systemic non-compliance...
HK SFC Fines Credit Suisse HK$39.3 Million for Regulatory Breaches, to Compensate HK$7.6 Million
HK SFC Fines Credit Suisse HK$39.3 Million for Regulatory Breaches, to Compensate HK$7.6 Million
Hong Kong’s Securities and Futures Commission (SFC) have reprimanded and fined...
Commercial Affairs Department and Monetary Authority of Singapore Partner to Fight Financial Crime
Commercial Affairs Department and Monetary Authority of Singapore Partner to Fight Financial Crime
The Commercial Affairs Department and Monetary Authority of Singapore launched a partnership...
Standard Life Aberdeen Sells Insurance Business to Phoenix Group, Acquires 19.99% Stake
Standard Life Aberdeen Sells Insurance Business to Phoenix Group for £3.24 billion, Acquires 19.99% Stake
Standard Life Aberdeen has sold their insurance business to Phoenix...
MAS Board of Directors Re-appoints DPM Tharman as Chairman
MAS Board of Directors Re-appoints DPM Tharman as Chairman
Monetary Authority of Singapore (MAS) has re-appointed Deputy Prime Minister and Coordinating Minister for Economic and...
