Hong Kong SFC Fines Hang Seng Investment $380,000 for Paying Lower Interest Rates
Hong Kong SFC Fines Hang Seng Investment $380,000 for Paying Lower Interest Rates
Hong Kong's Securities and Futures Commission (SFC) has reprimanded has fined Hang...
S$7.8 Million Losses from Trading with Unlicensed Platforms in 2017 in Singapore
S$7.8 Million Losses from Trading with Unlicensed Platforms in 2017 in Singapore
Monetary Authority of Singapore and Commercial Affairs Department (CAD) of Singapore Police Force...
Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling
Hong Kong SFC Fines Noah Holdings $640,000 for Mismatch Transactions and Defective Risk Profiling
Hong Kong's Securities and Futures Commission (SFC) has fined Noah Holdings...
Subsidiary of National Stock Exchange of India Stops SGX from Launching New India Derivative...
Subsidiary of National Stock Exchange of India Stops SGX from Launching New India Derivative with Interim Court Injunction
A subsidiary of the National Stock Exchange...
Monetary Authority of Singapore Requires Reporting of Large Short Positions and Orders
Reporting of Large Short Positions and Orders
The Monetary Authority of Singapore (MAS) will require investors to report their short positions and short sell orders...
Hong Kong SFC to Require Disclosure of Benefits and Trading Profits from Intermediaries
Hong Kong SFC to Require Disclosure of Benefits and Trading Profits from Intermediaries
Hong Kong's Securities and Futures Commission (SFC) will require intermediaries providing discretionary...
Singapore Exchange and India Stock Exchange NSE to meet in India Court to Decide...
Singapore Exchange and India Stock Exchange NSE to meet in India Court to Decide Fate of Indian Derivative Products
Singapore Exchange (SGX) has been notified...
Hong Kong SFC to Amend Professional Investor Rules in July 2018
Hong Kong SFC to Amend Professional Investor Rules in July 2018
The Securities and Futures Commission (SFC) has released consultation conclusions on proposed amendments to the...
Hong Kong SFC Fines Citigroup $7.26 Million for Deficiencies as IPO Sponsor
Hong Kong SFC Fines Citigroup $7.26 Million for Deficiencies as IPO Sponsor
The Securities and Futures Commission (SFC) has reprimanded and fined Citigroup Global Markets...
Monetary Authority of Singapore Bans 6 Individuals for Mis-selling Investment Products
Monetary Authority of Singapore Bans 6 Individuals for Mis-selling Investment Products
The Monetary Authority of Singapore (MAS) has banned 6 former financial advisors from Prudential...
