BGL BNP Paribas Buys ABN AMRO in Luxembourg 

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BGL BNP Paribas Buys ABN AMRO in Luxembourg  BGL BNP Paribas, one of the largest banks in Luxembourg and part of the BNP Paribas Group,...

Scottish Widows and Lloyds Wealth to Terminate £109 Billion AUM Partnership with Standard Life...

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Scottish Widows and Lloyds Wealth to Terminate £109 Billion AUM Partnership with Standard Life Aberdeen Scottish Widows and Lloyds Banking Group’s Wealth businesses have given...

HK SFC Reprimands and Fines Interactive Brokers HK$4.5 Million for Causing Market Disruption

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HK SFC Reprimands and Fines Interactive Brokers HK$4.5 Million for Causing Market Disruption The Securities and Futures Commission (SFC) has reprimanded and fined Interactive Brokers...

DBS Completes Acquisition of ANZ Wealth and Retail Business in Asia

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DBS Completes Acquisition of ANZ Wealth and Retail Business in Asia DBS Bank has successfully completed the acquisition of ANZ’s wealth management and retail banking...

HK SFC Fines Credit Suisse HK$39.3 Million for Regulatory Breaches, to Compensate HK$7.6 Million

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HK SFC Fines Credit Suisse HK$39.3 Million for Regulatory Breaches, to Compensate HK$7.6 Million Hong Kong’s Securities and Futures Commission (SFC)  have reprimanded and fined...

Lombard Odier Appoints CEO Asia Vincent Magnenat as Limited Partner

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Lombard Odier Appoints CEO Asia Vincent Magnenat as Limited Partner Lombard Odier has appointed CEO Asia and Head of Private Banking Asia, Vincent Magnenat as...

Moody’s Granted Case to HK Final Court of Appeal for SFC HK$11 Million Fine...

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Moody’s Granted Case to HK Final Court of Appeal for SFC HK$11 Million Fine for Unfair Reporting Hong Kong Court of Final Appeal has granted...

HK SFC Bans Former DBS Investment Counsellor for 6 Months for Client Data Breach

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HK SFC Bans Former DBS Investment Counsellor for 6 Months for Client Data Breach The Securities and Futures Commission (SFC) has banned former DBS Investment...

MAS Bans Former-AIA Representative for 8 Years for Fraud

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MAS Bans Former-AIA Representative for 8 Years for Fraud Monetary Authority of Singapore (MAS) has issued prohibition orders against ex-AIA representative Tan Peng Khoon for...

Hong Kong SFC Fines EFG Bank HK$2 Million for Unauthorised Dealing in 139 Futures...

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Hong Kong SFC Fines EFG Bank HK$2 Million for Unauthorised Dealing in 139 Futures Transactions The Securities and Futures Commission (SFC) has reprimanded and fined...