HK SFC Bans Former DBS Investment Counsellor for 6 Months for Client Data Breach
The Securities and Futures Commission (SFC) has banned former DBS Investment...
MAS Bans Former-AIA Representative for 8 Years for Fraud
Monetary Authority of Singapore (MAS) has issued prohibition orders against ex-AIA representative Tan Peng Khoon for...
Hermes Investment Management Appoints Amit Mehta as Director and Senior Asia Analyst for Emerging Markets
Hermes Investment Management, with £30.8 billion AUM, has hired Amit...
BNY Mellon IM Appoints Phoebe Ao Leong as Head of Intermediary Distribution for Greater China
BNY Mellon Investment Management has appointed Phoebe Ao Leong as...
HSBC Private Bank Appoints Alan Beattie as Global Head of Private Wealth Solutions
HSBC Private Bank has appointed Alan Beattie as Global Head of Private Wealth...
BlackRock AUM Grew $1.1 Trillion, Reported $6.28 Trillion AUM at the End of 2017
The World’s Largest Asset Manager BlackRock reported $6.28 Trillion AUM at...
Hong Kong SFC Fines EFG Bank HK$2 Million for Unauthorised Dealing in 139 Futures Transactions
The Securities and Futures Commission (SFC) has reprimanded and fined...
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