Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work
Hong Kong SFC Found Serious Deficiencies in IPO Sponsors Work
Hong Kong’s Securities and Futures Commission (SFC) have uncovered serious deficiencies and instances of non-compliance...
Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities
Hong Kong Court Fines Individual HK$8,000 for Unlicensed Dealing in Securities
The Eastern Magistrates’ Court in Hong Kong has convicted an individual of dealing in...
Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions
Hong Kong SFC Fines UBS Securities Asia $570,000 for Failure to Record Client Transactions
Hong Kong’s Securities and Futures Commission (SFC) has reprimanded and fined...
Standard Chartered Appoints Judy Hsu as New Regional CEO ASEAN & South Asia
Standard Chartered Appoints Judy Hsu as New Regional CEO ASEAN & South Asia
Standard Chartered Bank has appointed Judy Hsu as new Regional CEO ASEAN...
VP Bank Celebrates 10 Years in Singapore, Hires Kimmis Pun as Head of Private...
VP Bank Celebrates 10 Years in Singapore, Hires Kimmis Pun as Head of Private Banking Singapore
VP Bank celebrates 10 years in Singapore in 2018...
Hong Kong SFC Fines Deutsche Bank & Deutsche Securities $1.06 Million for Regulatory Breaches
Hong Kong SFC Fines Deutsche Bank & Deutsche Securities $1.06 Million for Regulatory Breaches
The Securities and Futures Commission (SFC) has reprimanded and fined Deutsche...
Hong Kong SFC Fines CLSA $1.15 Million over Internal Control Failures
Hong Kong SFC Fines CLSA $1.15 Million over Internal Control Failures
The Securities and Futures Commission (SFC) has reprimanded and fined CLSA Limited (CLSA) $1.15...
Old Mutual Awards Management of $74 Million China Equity Fund to Ping An
Old Mutual Awards Management of $74 Million China Equity Fund to Ping An
Old Mutual Global Investors (OMGI) has awarded management of its $74 million...
Bank of Singapore Appoints Derrick Tan as Global Market Head for Greater China & North...
Bank of Singapore Appoints Derrick Tan as Global Market Head for Greater China & North Asia and Chief Executive in Hong Kong
Bank of Singapore has...
Citi Private Bank Appoints Catherine Cheung as Asia Pacific Strategist
Citi Private Bank Appoints Catherine Cheung as Asia Pacific Strategist
Citi Private Bank has appointed Catherine Cheung as Asia Pacific Strategist. Based in Hong Kong...
