St James’s Place Wealth Management Asia Appoints Enzio Von Pfeil as Partner
St. James’s Place Wealth Management Asia has appointed Enzio Von Pfeil as Partner...
Hong Kong SFC Criticises Nomura International for Breaches of Takeovers Code
Hong Kong’s Securities and Futures Commission (SFC) has criticised Nomura Hong Kong and Annisa...
Hong Kong SFC Appoints Julia Leung as Deputy CEO
The Securities and Futures Commission (SFC) has appointed Julia Leung as Deputy Chief Executive Officer and reappointed Julia Leung as...
Hong Kong SFC Sets Enforcement Priorities for 2018
The Securities and Futures Commission (SFC) have set out its enforcement priorities for 2018. At the top...
HK SFC Reprimands and Fines Interactive Brokers HK$4.5 Million for Causing Market Disruption
The Securities and Futures Commission (SFC) has reprimanded and fined Interactive Brokers...
DBS Completes Acquisition of ANZ Wealth and Retail Business in Asia
DBS Bank has successfully completed the acquisition of ANZ’s wealth management and retail banking...
HK SFC Fines Credit Suisse HK$39.3 Million for Regulatory Breaches, to Compensate HK$7.6 Million
Hong Kong’s Securities and Futures Commission (SFC) have reprimanded and fined...
Lombard Odier Appoints CEO Asia Vincent Magnenat as Limited Partner
Lombard Odier has appointed CEO Asia and Head of Private Banking Asia, Vincent Magnenat as...
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