Tag: Australian Securities & Investments Commission
Australian Securities & Investments Commission (ASIC) Files for Court Order to...
Australian Securities & Investments Commission (ASIC) Files for Court Order to Appoint Liquidators to Wind Up Falcon Capital (First Guardian Master Fund) & to...
Australia Court Fines Australia Largest Superannuation Fund $225 Billion AustralianSuper $6.6...
Australia Court Fines Australia Largest Superannuation Fund $225 Billion AustralianSuper $6.6 Million for Greenwashing Misconduct Claiming Investments in Securities were Eliminated or Restricted by...
Australian Securities & Investments Commission (ASIC) Filed Lawsuit Against Australia Largest...
Australian Securities & Investments Commission (ASIC) Filed Lawsuit Against Australia Largest Superannuation Fund $225 Billion AustralianSuper for Failure to Process Death Benefit Claims Efficiently,...
Australian Securities & Investments Commission (ASIC) Fines Australia Largest Superannuation Fund...
Australian Securities & Investments Commission (ASIC) Fines Australia Largest Superannuation Fund AustralianSuper $17.1 Million for Failing to Merge 90,700 Members with Multiple Accounts from...
Australian Securities & Investments Commission Files Lawsuit Against QBE Insurance for...
Australian Securities & Investments Commission Files Lawsuit Against QBE Insurance for Misleading Customers on General Insurance Products Discounts from 2017 to 2022, Promised Discounts...
Australian Securities & Investments Commission Files Lawsuit Against National Australia Bank...
Australian Securities & Investments Commission Files Lawsuit Against National Australia Bank (NAB) for Failing to Reply to 345 Customers Within 21 Days When They...
Australian Securities & Investments Commission Fines Macquarie Bank $3.3 Million for...
Australian Securities & Investments Commission Fines Macquarie Bank $3.3 Million for Failure to Prevent Suspicious Orders Placed on Electricity Futures Market 50 Times by...
Australian Securities & Investments Commission Reports 47 Interventions on Greenwashing Misconduct...
Australian Securities & Investments Commission Reports 47 Interventions on Greenwashing Misconduct Over 15 Months from 2023 to 2024 with Fines & Notices of $7.6...
Australia Court Sentenced Growth Plus Financial Group Financial Advisor & Director...
Australia Court Sentenced Growth Plus Financial Group Financial Advisor & Director Ben Jayaweera to 12 Years Jail for $3.9 Million Fraud & Providing Misleading...
Australian Securities & Investments Commission Fines CLSA $144,300 for Failure to...
Australian Securities & Investments Commission Fines CLSA $144,300 for Failure to Provide Regulatory Data, Post-Trade Confirmations & Off-Market Transactions
9th September 2024 | Hong Kong
The...
