Tag: Ban
China Financial Futures Exchange Bans Shanghai Weiwan Fund Management from Opening...
China Financial Futures Exchange Bans Shanghai Weiwan Fund Management from Opening Stock Index Futures Positions for 1 Year & to Repay $1.2 Million of...
China Securities Regulatory Commission to Reduce Size & Leverage of Direct...
China Securities Regulatory Commission to Reduce Size & Leverage of Direct Market Access, Used Widely in Highly Leveraged Quantitative Trading Strategies by Funds &...
Joint Liquidator Teneo of Bankrupt $3 Billion Crypto Hedge Fund Three...
Joint Liquidator Teneo of Bankrupt $3 Billion Crypto Hedge Fund Three Arrows Capital Announced to Distribute Interim Dividend Around 31st March 2024, Creditors with...
China $11 Billion Quant Hedge Fund Lingjun Investment Management Banned from...
China $11 Billion Quant Hedge Fund Lingjun Investment Management Banned from Trading for 3 Days from 20th to 22nd February on Shanghai & Shenzhen...
South Korea Prosecutors Searched HSBC & BNP Paribas Offices for Illegal...
South Korea Prosecutors Searched HSBC & BNP Paribas Offices for Illegal Naked Short-Selling, HSBC Fined $5.6 Million & BNP Paribas Fined $14.2 Million
17th February...
Hong Kong SFC Fines PICC Asset Management $358,000 for Failure to...
Hong Kong SFC Fines PICC Asset Management $358,000 for Failure to Ensure Investments Meet Fund-Stated Investment Strategy, Risk Management & Supervise Designated Fund Manager...
Hong Kong SFC Issues 5-Year Ban to Ex-Representatives of Brokerage Nerico...
Hong Kong SFC Issues 5-Year Ban to Ex-Representatives of Brokerage Nerico Brothers Lam Ching Chiu & Wong Siu Fung after Criminal Conviction of Bribery,...
Hong Kong SFC Bans Chee Tak Securities Ex-Account Executive for 15...
Hong Kong SFC Bans Chee Tak Securities Ex-Account Executive for 15 Months for Allowing Unauthorized Trading of Client Account through 3rd-Party, Prevented Chee Tak...
South Korea Securities Commission Fines 2 International Investment Banks $20 Million...
South Korea Securities Commission Fines 2 International Investment Banks $20 Million for Naked Short Selling with Names of Investment Banks to be Released in...
BVI Court Issues Order to Freeze $1.1 Billion Assets of Collapsed...
BVI Court Issues Order to Freeze $1.1 Billion Assets of Collapsed $3 Billion Crypto Hedge Fund Three Arrows Capital Co-Founder Zhu Su, Co-Founder Kyle...