Tag: Ban
Singapore MAS Issues 12-Year Ban on ex-Manulife Advisor Aeden Ong Ka...
Singapore MAS Issues 12-Year Ban on ex-Manulife Advisor Aeden Ong Ka Yong for Cheating $937,000 from 25 Victims for Fake Investments Alleged to be...
Singapore MAS Issues 8-Year Ban on Ex-Prudential Advisor Gng Hoon Hon...
Singapore MAS Issues 8-Year Ban on Ex-Prudential Advisor Gng Hoon Hon for Misappropriating $86,000 Client Payment for Insurance Premiums & Used the Money for...
United States Public Company Accounting Oversight Board Fines PwC $2.75 Million...
United States Public Company Accounting Oversight Board Fines PwC $2.75 Million for Failure to Maintain Independence by Consulting with Independent Office Prior to Discussion...
United States Public Company Accounting Oversight Board Fines KPMG Netherlands $25...
United States Public Company Accounting Oversight Board Fines KPMG Netherlands $25 Million, Lifetime Ban for Ex-Head of Assurance Marc Hogeboom with $150,000 Fine for...
United States Public Company Accounting Oversight Board Fines Deloitte Indonesia &...
United States Public Company Accounting Oversight Board Fines Deloitte Indonesia & Philippines $1 Million Each For Cheating in Online Tests By Sharing Answers, Deloitte...
China Financial Futures Exchange Bans Shanghai Weiwan Fund Management from Opening...
China Financial Futures Exchange Bans Shanghai Weiwan Fund Management from Opening Stock Index Futures Positions for 1 Year & to Repay $1.2 Million of...
China Securities Regulatory Commission to Reduce Size & Leverage of Direct...
China Securities Regulatory Commission to Reduce Size & Leverage of Direct Market Access, Used Widely in Highly Leveraged Quantitative Trading Strategies by Funds &...
Joint Liquidator Teneo of Bankrupt $3 Billion Crypto Hedge Fund Three...
Joint Liquidator Teneo of Bankrupt $3 Billion Crypto Hedge Fund Three Arrows Capital Announced to Distribute Interim Dividend Around 31st March 2024, Creditors with...
China $11 Billion Quant Hedge Fund Lingjun Investment Management Banned from...
China $11 Billion Quant Hedge Fund Lingjun Investment Management Banned from Trading for 3 Days from 20th to 22nd February on Shanghai & Shenzhen...
South Korea Prosecutors Searched HSBC & BNP Paribas Offices for Illegal...
South Korea Prosecutors Searched HSBC & BNP Paribas Offices for Illegal Naked Short-Selling, HSBC Fined $5.6 Million & BNP Paribas Fined $14.2 Million
17th February...
