Tag: brokerage
World Largest Asset Manager $10 Trillion BlackRock & India Jio Financial...
World Largest Asset Manager $10 Trillion BlackRock & India Jio Financial Services Form New Joint Venture to Setup Wealth Management & Brokerage Business in...
Standard Chartered Brokerage Receives Securities Business Licence in China, Target to...
Standard Chartered Brokerage Receives Securities Business Licence in China, Target to Start Operations in Early 2024 with Initial Focus on Fixed Income
14th December 2023...
30 Hong Kong Brokerages Closed in 2023 Following Record 49 Hong...
30 Hong Kong Brokerages Closed in 2023 Following Record 49 Hong Kong Brokerages Closed in 2022, Hang Seng Index Decreased -19.44% YTD
14th December 2023...
China Securities Regulatory Commission to Limit Commissions at 15% Paid by...
China Securities Regulatory Commission to Limit Commissions at 15% Paid by Fund Management Firms to Brokerages with Current Fees as High as 30% of...
China Securities Regulatory Commission Issues Ban on Domestic Brokerage Firms &...
China Securities Regulatory Commission Issues Ban on Domestic Brokerage Firms & Offshore Units from Opening Offshore Trading Accounts for Mainland China Investors, New Prohibition...
Hong Kong SFC Fines China Industrial Securities International Brokerage $446,000 for...
Hong Kong SFC Fines China Industrial Securities International Brokerage $446,000 for Internal Control Failures for Suspicious Trading & Recording of Order Instructions, Only 5,000...
Hong Kong SFC & Police Conducted Joint Operation on Illegal Short-Selling...
Hong Kong SFC & Police Conducted Joint Operation on Illegal Short-Selling & Fraud to Mislead 2 Brokerage Firms, Shorted 4 Hong Kong Listed Companies...
Online Brokerages Futu & UP Fintech Tiger Brokers Removed Trading Apps...
Online Brokerages Futu & UP Fintech Tiger Brokers Removed Trading Apps in Mainland China after Regulators Crackdown for Operating without License, Futu Holdings Market...
Singapore Court Sentenced Individual to 30 Months Jail for False Trading,...
Singapore Court Sentenced Individual to 30 Months Jail for False Trading, Used 13 3rd-Party Trading Accounts without Authorization from Brokerages & Received S$1 Million...
China Regulator Orders Online Brokerages Futu & Up Fintech / Tiger...
China Regulator Orders Online Brokerages Futu & Up Fintech / Tiger Brokers to Stop Illegal Cross-Border Business Activities in China, Immediate Stop to Onboard...
