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Hong Kong SFC Bans Chee Tak Securities Ex-Account Executive for 15...

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Hong Kong SFC Bans Chee Tak Securities Ex-Account Executive for 15 Months for Allowing Unauthorized Trading of Client Account through 3rd-Party, Prevented Chee Tak...

Hong Kong SFC Fines Chee Tak Securities $255,000 & Suspended Responsible...

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Hong Kong SFC Fines Chee Tak Securities $255,000 & Suspended Responsible Officer for 10 Months for Internal Control Failures & Regulatory Breaches, Failures Including...