Tag: Credit Suisse
Switzerland Finance Ministry Fines ex-Credit Suisse Chief Compliance Officer Lara Warner...
Switzerland Finance Ministry Fines ex-Credit Suisse Chief Compliance Officer Lara Warner $113,000 (CHF 100,000) for Failure to Notify Authorities of $8.9 Million (CHF 7.9...
$104 Billion UBS Reviewing Options to Relocate Headquarters from Switzerland Due...
$104 Billion UBS Reviewing Options to Relocate Headquarters from Switzerland Due to Possible Increased Capital Requirement for Switzerland Banks, Swiss Financial Market Supervisory Authority...
UBS Paid $373 Million Bonuses to Retain Credit Suisse Staff after...
UBS Paid $373 Million Bonuses to Retain Credit Suisse Staff after 2023 March Acquisition, $85 Million in Retention Bonus & $288 Million in Deferred...
UBS CEO Sergio Ermotti Received $17 Million Pay Package in 2024,...
UBS CEO Sergio Ermotti Received $17 Million Pay Package in 2024, Appointed Sergio Ermotti as UBS CEO after the Acquisition of Credit Suisse in...
UBS Launches Offshore Desk Services in Singapore for Clients in Australia...
UBS Launches Offshore Desk Services in Singapore for Clients in Australia & Japan, UBS to Grow Wealth Management Business in Australia Following Credit Suisse...
UBS Receives China Regulatory Approval to Sell 36.01% Stake in Credit...
UBS Receives China Regulatory Approval to Sell 36.01% Stake in Credit Suisse Securities (China) to Beijing State-owned Assets Management (BSAM) & Retains 14.99% Stake,...
New $5.3 Billion Hedge Fund Jain Global Launched in 2024 July...
New $5.3 Billion Hedge Fund Jain Global Launched in 2024 July Increased Headcount from Around 150 to 300+, Launched by ex-Credit Suisse & Co-CIO...
Ex-Credit Suisse & Prudential CEO Tidjane Thiam (Age 62) Appointed to...
Ex-Credit Suisse & Prudential CEO Tidjane Thiam (Age 62) Appointed to Lead Ivory Coast Opposition Parties for Presidential Election in 2025 October, Renounced France...
UK Financial Conduct Authority (FCA) Issues Permanent Ban on 2 ex-Credit...
UK Financial Conduct Authority (FCA) Issues Permanent Ban on 2 ex-Credit Suisse Bankers Andrew Pearse & Surjan Singh for Lack of Integrity in Receiving...
UK FCA Fines Mako Financial Markets Partnership $2 Million for Failures...
UK FCA Fines Mako Financial Markets Partnership $2 Million for Failures Against Financial Crime Relating to Cum-Ex Trading (Withholding Tax Claims), Received £1.45 Million...
