Tag: Financial Conduct Authority
UK Financial Conduct Authority Wins UK Court Tribunal to Disallow ex-Barclays...
UK Financial Conduct Authority Wins UK Court Tribunal to Disallow ex-Barclays CEO of Wealth & Investment Thomas Llewellyn Kalaris (1996 to 2014) to be...
UK Financial Conduct Authority to Launch 4 New Sustainability Labels for...
UK Financial Conduct Authority to Launch 4 New Sustainability Labels for Investors to Evaluate ESG Investments, 4 Labels are Sustainability Focus, Sustainability Improvers, Sustainability...
HSBC Private Bank Violated Switzerland Money Laundering Regulations in $300 Million...
HSBC Private Bank Violated Switzerland Money Laundering Regulations in $300 Million Transactions for 2 Politically Exposed Persons Between 2002 to 2015, Failed to Perform...
UK Financial Conduct Authority Anti-Greenwashing Rule Effective on 31st May 2024,...
UK Financial Conduct Authority Anti-Greenwashing Rule Effective on 31st May 2024, New Rule Protects Investors by Ensuring Sustainable Products & Services are Sold Accurately
3rd...
UK Financial Conduct Authority Sent Letters to More than 180 Banks...
UK Financial Conduct Authority Sent Letters to More than 180 Banks & 280 Brokers for Non-Financial Misconduct Including Sexual Harassment, Bullying & Discrimination
2nd March...
London Metal Exchange is Facing a New Lawsuit by Green &...
London Metal Exchange is Facing a New Lawsuit by Green & Human Rights Campaigners London Mining Network for Trading of Dirty Metals from Mining...
UK London Court Dismissed Elliott Associates & Jane Street Lawsuit Against...
UK London Court Dismissed Elliott Associates & Jane Street Lawsuit Against London Metal Exchange for $12 Billion of Cancelled Nickel Trades in March 2022...
UK London Court Hearing to Determine Legal Rights of $12 Billion...
UK London Court Hearing to Determine Legal Rights of $12 Billion Cancelled Nickel Trades by London Metal Exchange in March 2022, LME Highlights $19.7...
UK Financial Conduct Authority Introduces New Advertising Rules For Crypto Assets,...
UK Financial Conduct Authority Introduces New Advertising Rules For Crypto Assets, Cooling-Off Period for 1st Time Investors from 8th October 2023 & Ban on...
UK Financial Conduct Authority Proposed New IPO Rules to Attract Wider...
UK Financial Conduct Authority Proposed New IPO Rules to Attract Wider Range of Companies to List on UK Exchanges, Listings Reduced by 40% Since...
