Tag: Financial Conduct Authority
UK Regulator FCA Fines Spain Largest Bank Santander $133 Million for...
UK Regulator FCA Fines Spain Largest Bank Santander $133 Million for Repeated Money-Laundering Offences, Impacting Account Oversight of 560,000 Business Customers
15th December 2022 |...
UK Regulator FCA Provides Guidance to Banks & Lenders to Support...
UK Regulator FCA Provides Guidance to Banks & Lenders to Support Existing Property Loans Borrowers, Including Options for Reduced Monthly Payment & Interest Only...
UK Regulator FCA Banned & Fined 3 Mizuho Traders $725,000 for...
UK Regulator FCA Banned & Fined 3 Mizuho Traders $725,000 for Market Manipulation, Placed Large Orders on Italian Government Bond Futures to Send False...
UK Regulator FCA Requires Firms to Have Right Expertise to Check...
UK Regulator FCA Requires Firms to Have Right Expertise to Check & Approve Financial Promotions & Advertisements, Strengthen Rules on Misleading Advertisements & High-Risk...
UK Regulator FCA Fines Julius Baer $21 Million for Improper Introducer...
UK Regulator FCA Fines Julius Baer $21 Million for Improper Introducer Fee Arrangement with Higher FX Transaction Fees & $3 Million Paid to Introducer,...
UK Regulator FCA Warned Stock Trading Apps of Gamification Features, Frequent...
UK Regulator FCA Warned Stock Trading Apps of Gamification Features, Frequent Notifications of Market News, Points, Badges & Celebratory Messages to Promote Gambling-Like Investor...
UK Regulator FCA Intervenes on Advertisements from Banks & Investment Firms...
UK Regulator FCA Intervenes on Advertisements from Banks & Investment Firms in Q3 2022, 4,151 Amended or Withdrawn for Misleading or Unfair Advertisements
10th November...
2,000 Investors Lost $55 Million in Blackmore Bond Collapse, UK Regulator...
2,000 Investors Lost $55 Million in Blackmore Bond Collapse, UK Regulator FCA Alleged to Have Failed to Protect Investors Despite Sufficient Evidence
18th August 2022...
UK Financial Authority: $30 Million Lost to Sophisticated Investment Scams Including...
UK Financial Authority: $30 Million Lost to Sophisticated Investment Scams Including Using Online Screenshare Software
6th May 2022 | Hong Kong
The UK Financial Conduct Authority...
UK Financial Authority Proposes Compensation for British Steel Pension Fund, 46%...
UK Financial Authority Proposes Compensation for British Steel Pension Fund, 46% Had Received Unsuitable Advice
1st April 2022 | Hong Kong
The United Kingdom Financial Conduct...
