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UK Financial Conduct Authority Seeks Views to Modernize Asset Management Regulation...

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UK Financial Conduct Authority Seeks Views to Modernize Asset Management Regulation for $13.2 Trillion Industry after European Union Exit, Includes Technology, Innovation & Better...

UK Financial Conduct Authority Crackdown on Hiring Individuals for Senior or...

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UK Financial Conduct Authority Crackdown on Hiring Individuals for Senior or Influential Roles to Fulfil Regulatory Criteria for Business Launches & Mergers, Roles Include CEOs,...

UK FCA Charges 5 Individuals Including Janus Henderson Analyst for Insider...

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UK FCA Charges 5 Individuals Including Janus Henderson Analyst for Insider Trading Resulting in $1.86 Million Profit & Money Laundering of 170 Deposits Totalling...

UK Regulator FCA Fines Spain Largest Bank Santander $133 Million for...

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UK Regulator FCA Fines Spain Largest Bank Santander $133 Million for Repeated Money-Laundering Offences, Impacting Account Oversight of 560,000 Business Customers 15th December 2022 |...

UK Regulator FCA Provides Guidance to Banks & Lenders to Support...

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UK Regulator FCA Provides Guidance to Banks & Lenders to Support Existing Property Loans Borrowers, Including Options for Reduced Monthly Payment & Interest Only...

UK Regulator FCA Banned & Fined 3 Mizuho Traders $725,000 for...

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UK Regulator FCA Banned & Fined 3 Mizuho Traders $725,000 for Market Manipulation, Placed Large Orders on Italian Government Bond Futures to Send False...

UK Regulator FCA Requires Firms to Have Right Expertise to Check...

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UK Regulator FCA Requires Firms to Have Right Expertise to Check & Approve Financial Promotions & Advertisements, Strengthen Rules on Misleading Advertisements & High-Risk...

UK Regulator FCA Fines Julius Baer $21 Million for Improper Introducer...

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UK Regulator FCA Fines Julius Baer $21 Million for Improper Introducer Fee Arrangement with Higher FX Transaction Fees & $3 Million Paid to Introducer,...

UK Regulator FCA Warned Stock Trading Apps of Gamification Features, Frequent...

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UK Regulator FCA Warned Stock Trading Apps of Gamification Features, Frequent Notifications of Market News, Points, Badges & Celebratory Messages to Promote Gambling-Like Investor...

UK Regulator FCA Intervenes on Advertisements from Banks & Investment Firms...

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UK Regulator FCA Intervenes on Advertisements from Banks & Investment Firms in Q3 2022, 4,151 Amended or Withdrawn for Misleading or Unfair Advertisements 10th November...