Tag: fine
United States Department of Justice & SEC Fines Bit Mining (Previously...
United States Department of Justice & SEC Fines Bit Mining (Previously 500.com) $10 Million for Violating Foreign Corrupt Practices Act in $2.5 Million Bribery...
Sexual Abuse & Trafficker Jeffrey Epstein Kept in Contact with Then-Barclays...
Sexual Abuse & Trafficker Jeffrey Epstein Kept in Contact with Then-Barclays CEO James Staley via Eldest Daughter Alexa Staley in 2016 & 2017, Jeffrey...
European Commission Fines $1.4 Trillion Meta Facebook $843 Million for Breaching...
European Commission Fines $1.4 Trillion Meta Facebook $843 Million for Breaching EU Antitrust Rules & Unfair Trading Conditions for Other Online Classified Ads Service...
Germany Stock Exchange Deutsche Boerse ex-Employee Received Suspended Jail Sentence &...
Germany Stock Exchange Deutsche Boerse ex-Employee Received Suspended Jail Sentence & Fined $171,000 (€163,000) for Trading on Non-Public Information Received from Listed-Companies Between 2018...
UK FCA Fines Metro Bank $21.3 Million for Failure in Automated...
UK FCA Fines Metro Bank $21.3 Million for Failure in Automated System to Monitor Transactions for Money Laundering Risks in Over 60 Million Transactions...
United States SEC Fines Invesco Advisors $17.5 Million for Misleading Statements...
United States SEC Fines Invesco Advisors $17.5 Million for Misleading Statements on AUM Integrating ESG Factors, Told Clients & Stated in Marketing Materials from...
PwC Australia Government Tax Leak Scandal – Police Searched PwC Sydney...
PwC Australia Government Tax Leak Scandal - Police Searched PwC Sydney Office on 4th November 2024 for Investigation into Individuals Who Had Left PwC
9th...
UK FCA Fines Fintech Wise CEO Kristo Kaarmann $452,000 for Failure...
UK FCA Fines Fintech Wise CEO Kristo Kaarmann $452,000 for Failure to Notify Tax Authority of Capital Gains Tax Liability After Selling £10 Million...
United States SEC Fines JP Morgan $151 Million for Multiple Failures...
United States SEC Fines JP Morgan $151 Million for Multiple Failures Including Misleading Disclosures to Investors, Breach of Fiduciary Duty, Prohibiting Joint Transactions &...
United States SEC Fines WisdomTree Asset Management $4 Million for Failure...
United States SEC Fines WisdomTree Asset Management $4 Million for Failure to Apply its Own ESG Criteria for 3 WisdomTree ESG Exchange Traded Funds...
