United States SEC Fines Digital Currency Group & Subsidiary Genesis Global Capital ex-CEO Soichoro “Michael” Moro $38.5 Million for Misleading Investors About Genesis Financials...
United States Department of Justice & Federal Reserve Fine American Express $230 Million to Resolve Fraud Investigation of Providing Tax Avoidance Schemes to Sell...
United States CFTC Fines Mosaic Exchange & Owner CEO Sean Michael $1.1 Million for Operating Fraudulent Digital Asset Commodity Scheme by Soliciting 18 Individuals...
United States SEC Fines PMAC Consulting & Paul John McCabe Jr $3 Million for Illegally Brokering Pre-IPO Shares & Received $16 Million in Compensation...
United States SEC Fines e-Commerce Food Company GrubMarket $8 Million for Providing Unreliable Financial Information Overstating Revenue by $550 Million Over 5 Years &...
United States SEC Fines Hedge Fund Two Sigma $90 Million for Failure in Fiduciary Duties to Address Identified Vulnerabilities in Investment Models for 4...
United States SEC Fines 2nd Largest Asset Manager Vanguard in $106 Million Settlement for Misleading Statements on Capital Gains Distributions & Tax to Retail...
United States Department of Justice Fines Cryptocurrency Exchange BitMEX (HDR Global Trading) $100 Million & 2-Year Probation for Money Laundering & KYC Failures to...
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