United States SEC Fines Aerospace & Defence Company RTX Corporation $124 Million for Bribery & Violating Foreign Corrupt Practices Act to Obtain Contracts with...
United States SEC Fines Motion Control Systems Manufacturer Moog Inc $1.7 Million for Bribery Paid by India Subsidiary to India Government Officials from 2020...
United States CFTC Fines Taiwan Taishin Securities $200,000 for Trader Executing $17 Million of Futures via 50 Wash Trades & Non-Competitive Transactions in 2022...
UBS Loses Appeal to Suspend Court Case on Drug Trafficking & Money Laundering Between Credit Suisse & Bulgarian Mafia, Federal Criminal Court Fined Credit...
Crypto Exchange Binance Founder & ex-CEO Changpeng Zhao with $33 Billion Personal Fortune in Social Media Post on X Had Pledged to Continue Investing...
United States CFTC Fines Barclays $4 Million for Swap Reporting Violations, Failed to Report Correctly & Late Reporting for Millions of Swap Transactions from...
United States SEC Fines Crypto Trading Platform Mango Markets $700,000 for Unregistered Sale of Crypto Assets MNGO Tokens Raising $70 Million, Affiliates Include Blockworks...
United States CFTC Fines Singapore-Based Supply Chain Manager Olam Group $3.25 Million for Providing False, Misleading & Inaccurate Reports of $190 Million Cotton Sale...
Hong Kong SFC Fines Profitech Securities $513,000 for Failure to Maintain Required Liquid Capital of HKD 3 Million ($386,000), Improperly Re-pledged Client Securities Collateral...
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