Tag: fine
Switzerland Court Convicts Switzerland & Singapore-Based French Commodities Giant Trafigura Group...
Switzerland Court Convicts Switzerland & Singapore-Based French Commodities Giant Trafigura Group & ex-COO Mike Wainwright of Corruption Including $5 Million Bribe to Angola Official...
United States Fines Cryptocurrency Exchange KuCoin Parent PEKEN & 2 Founders...
United States Fines Cryptocurrency Exchange KuCoin Parent PEKEN & 2 Founders $297 Million after Pleading Guilty to Operating Unlicensed Remittance Business & Money Laundering...
Hong Kong SFC Fines Hang Seng Bank $8.4 Million for Serious...
Hong Kong SFC Fines Hang Seng Bank $8.4 Million for Serious Misconduct Including Overcharging Clients & Inadequate Disclosure of Benefits in Selling of Collective...
Crypto Exchange Binance Founder & ex-CEO Changpeng Zhao with $70 Billion...
Crypto Exchange Binance Founder & ex-CEO Changpeng Zhao with $70 Billion Fortune Converts Binance Venture Capital Unit $10 Billion Binance Labs to Family Office...
United States SEC Fines Digital Currency Group & Subsidiary Genesis Global...
United States SEC Fines Digital Currency Group & Subsidiary Genesis Global Capital ex-CEO Soichoro “Michael” Moro $38.5 Million for Misleading Investors About Genesis Financials...
United States Department of Justice & Federal Reserve Fine American Express...
United States Department of Justice & Federal Reserve Fine American Express $230 Million to Resolve Fraud Investigation of Providing Tax Avoidance Schemes to Sell...
United States CFTC Fines Mosaic Exchange & Owner CEO Sean Michael...
United States CFTC Fines Mosaic Exchange & Owner CEO Sean Michael $1.1 Million for Operating Fraudulent Digital Asset Commodity Scheme by Soliciting 18 Individuals...
United States SEC Fines LPL Financial $18 Million for Failures in...
United States SEC Fines LPL Financial $18 Million for Failures in Money Laundering from 2018 to 2023 Including Failing to Close Accounts Which Had...
United States SEC Fines PMAC Consulting & Paul John McCabe Jr...
United States SEC Fines PMAC Consulting & Paul John McCabe Jr $3 Million for Illegally Brokering Pre-IPO Shares & Received $16 Million in Compensation...
United States SEC Fines e-Commerce Food Company GrubMarket $8 Million for...
United States SEC Fines e-Commerce Food Company GrubMarket $8 Million for Providing Unreliable Financial Information Overstating Revenue by $550 Million Over 5 Years &...
