Tag: fine
United States SEC Charged & Fined Rimar Capital, Owner Itai Liptz...
United States SEC Charged & Fined Rimar Capital, Owner Itai Liptz & Board Member Clifford Boro $310,000 for False & Misleading Statements of Using...
United States CFTC Fines Taiwan Taishin Securities $200,000 for Trader Executing...
United States CFTC Fines Taiwan Taishin Securities $200,000 for Trader Executing $17 Million of Futures via 50 Wash Trades & Non-Competitive Transactions in 2022...
UBS Loses Appeal to Suspend Court Case on Drug Trafficking &...
UBS Loses Appeal to Suspend Court Case on Drug Trafficking & Money Laundering Between Credit Suisse & Bulgarian Mafia, Federal Criminal Court Fined Credit...
Crypto Exchange Binance Founder & ex-CEO Changpeng Zhao with $33 Billion...
Crypto Exchange Binance Founder & ex-CEO Changpeng Zhao with $33 Billion Personal Fortune in Social Media Post on X Had Pledged to Continue Investing...
United States CFTC Fines Barclays $4 Million for Swap Reporting Violations,...
United States CFTC Fines Barclays $4 Million for Swap Reporting Violations, Failed to Report Correctly & Late Reporting for Millions of Swap Transactions from...
United States SEC Fines Crypto Trading Platform Mango Markets $700,000 for...
United States SEC Fines Crypto Trading Platform Mango Markets $700,000 for Unregistered Sale of Crypto Assets MNGO Tokens Raising $70 Million, Affiliates Include Blockworks...
United States CFTC Fines Singapore-Based Supply Chain Manager Olam Group $3.25...
United States CFTC Fines Singapore-Based Supply Chain Manager Olam Group $3.25 Million for Providing False, Misleading & Inaccurate Reports of $190 Million Cotton Sale...
Hong Kong SFC Fines Profitech Securities $513,000 for Failure to Maintain...
Hong Kong SFC Fines Profitech Securities $513,000 for Failure to Maintain Required Liquid Capital of HKD 3 Million ($386,000), Improperly Re-pledged Client Securities Collateral...
Crypto Exchange Binance Founder & ex-CEO Changpeng Zhao with $33 Billion...
Crypto Exchange Binance Founder & ex-CEO Changpeng Zhao with $33 Billion Personal Fortune Completes 4-Month Jail Sentence in a United States California Low-Security Prison...
United States CFTC Fines Canadian Imperial Bank of Commerce (CIBC) $30...
United States CFTC Fines Canadian Imperial Bank of Commerce (CIBC) $30 Million for Using Unauthorised Communications & Failure to Preserve Electronic Records, $1.25 Million...
