Tag: fine
UBS Wins Acquittal & Reduced Charges in Switzerland Court on Drug...
UBS Wins Acquittal & Reduced Charges in Switzerland Court on Drug Trafficking & Money Laundering Between Credit Suisse & Bulgarian Mafia, Federal Criminal Court...
Singapore MAS Fines JP Morgan $1.7 Million for Failure to Prevent...
Singapore MAS Fines JP Morgan $1.7 Million for Failure to Prevent Private Bankers Misconduct in Overcharging Bond Spreads on 24 OTC Bond Transactions in...
Alibaba Ant Group or Subsidiaries in Potential IPO in 2025, Ant...
Alibaba Ant Group or Subsidiaries in Potential IPO in 2025, Ant Group Had Removed Controlling Shareholders Including Jack Ma with 10 Management & Staff...
UK Financial Conduct Authority Fines Macquarie Bank $16 Million for Internal...
UK Financial Conduct Authority Fines Macquarie Bank $16 Million for Internal Control Failures Allowing Junior Trader Travis Klein to Record & Conceal 400 Fictitious...
UK Financial Conduct Authority Fines Barclays $50 Million for Failure &...
UK Financial Conduct Authority Fines Barclays $50 Million for Failure & Lacking Integrity to Disclose to Shareholders Material Arrangements with Qatar Entities in 2008,...
United States SEC Fines United Parcel Service (UPS) $45 Million for...
United States SEC Fines United Parcel Service (UPS) $45 Million for Misrepresenting Earnings & Improperly Valuing Business Unit UPS Freight at $2 Billion Instead...
United States SEC Fines 3 Brokers-Dealers $275,000 for Failure to Include...
United States SEC Fines 3 Brokers-Dealers $275,000 for Failure to Include Information of Suspicious Funds from Illegal Activity in Suspicious Activity Reports, 3 Firms...
United States Department of Justice & SEC Fines Bit Mining (Previously...
United States Department of Justice & SEC Fines Bit Mining (Previously 500.com) $10 Million for Violating Foreign Corrupt Practices Act in $2.5 Million Bribery...
Sexual Abuse & Trafficker Jeffrey Epstein Kept in Contact with Then-Barclays...
Sexual Abuse & Trafficker Jeffrey Epstein Kept in Contact with Then-Barclays CEO James Staley via Eldest Daughter Alexa Staley in 2016 & 2017, Jeffrey...
European Commission Fines $1.4 Trillion Meta Facebook $843 Million for Breaching...
European Commission Fines $1.4 Trillion Meta Facebook $843 Million for Breaching EU Antitrust Rules & Unfair Trading Conditions for Other Online Classified Ads Service...
