Tag: fine
Ex-CEO of Donald Trump SPAC Founder Digital World Acquisition Corporation Patrick...
Ex-CEO of Donald Trump SPAC Founder Digital World Acquisition Corporation Patrick Orlando Wins Lawsuit to Receive 800,000 More Shares Valued at $13 Million Due...
United States SEC Fines Biotech Company Zymergen $30 Million for Misleading...
United States SEC Fines Biotech Company Zymergen $30 Million for Misleading IPO Investors Including on Products & Revenue, Raised $530 Million in 2021 IPO...
United States SEC Settles StraightPath Venture Partners Fraud Charges with $2.8...
United States SEC Settles StraightPath Venture Partners Fraud Charges with $2.8 Million Fine & Disgorgement for Unauthorised Selling Shares of Pre-IPO Companies, Raised $17...
United States SEC Fines Online Trading Platform eToro $1.5 Million for...
United States SEC Fines Online Trading Platform eToro $1.5 Million for Providing Unauthorised Securities in Crypto Assets & to Provide Only Bitcoin, Bitcoin Cash...
United States SEC Fines Deere & Company (John Deere) $10 Million...
United States SEC Fines Deere & Company (John Deere) $10 Million for Violating Foreign Corrupt Practices Act (FCPA) by Bribing Thailand Government Officials to...
China Regulators Issue PwC China 6-Month Ban & $62 Million (CNY...
China Regulators Issue PwC China 6-Month Ban & $62 Million (CNY 441 Million) Fine for Failure In Audit Of Collapsed China Evergrande. In 2024...
PwC to Appoint UK Partner Hermione Hudson to Lead PwC China...
PwC to Appoint UK Partner Hermione Hudson to Lead PwC China Which is Expecting a 6-month Ban Possibly Starting from 2024 September for Failure...
United States Imposed Permanent Ban on Student Loan Provider Navient and...
United States Imposed Permanent Ban on Student Loan Provider Navient and $120 Million Fine & Relief Settlement for Failing Borrowers Including Misleading Borrowers &...
United States SEC Fines 9 Investment Advisory Firms $1.24 Million for...
United States SEC Fines 9 Investment Advisory Firms $1.24 Million for Violating Marketing Rule with Misleading or Insufficient Disclosure on Advertisements, 9 Firms are...
United States SEC Fines 7 Firms $3 Million for Preventing Whistleblowers...
United States SEC Fines 7 Firms $3 Million for Preventing Whistleblowers from Reporting Potential Misconduct, 7 Firms are Acadia Healthcare, Brands Holding, AppFolio, IDEX...
