Tag: fine
United States SEC Fines 6 Credit Rating Agencies $49 Million for...
United States SEC Fines 6 Credit Rating Agencies $49 Million for Failure to Keep Communication Records, 6 Credit Rating Agencies are Moody’s, S&P Global...
Germany Court Orders Wirecard ex-CEO Markus Braun & 2 Executives to...
Germany Court Orders Wirecard ex-CEO Markus Braun & 2 Executives to Pay $155 Million for Violation of Duties to Approve Loans to Business Partner...
UK Prudential Regulation Authority Instructs HSBC to Review Data on Risk...
UK Prudential Regulation Authority Instructs HSBC to Review Data on Risk Management in Commercial Banking, Investment Banking & Global Markets
5th September 2024 | Hong...
United States CFTC Fines Nasdaq Futures $22 Million for Failure to...
United States CFTC Fines Nasdaq Futures $22 Million for Failure to Disclose Traders Incentive Program Including to Designated Market Marker on Energy Commodity Futures...
United States CFTC Fines Switzerland Energy Trader TOTSA TotalEnergies Trading SA...
United States CFTC Fines Switzerland Energy Trader TOTSA TotalEnergies Trading SA $48 Million for Market Manipulation of EBOB-Linked Futures Contracts (Gasoline) to Benefit its...
United States CFTC Fines Bank of New York Mellon $5 Million...
United States CFTC Fines Bank of New York Mellon $5 Million for Failure to Correctly Report at Least 5 Million of Swap Transactions &...
Hong Kong Monetary Authority Fines WeChat Pay $112,000 for Failure in...
Hong Kong Monetary Authority Fines WeChat Pay $112,000 for Failure in Customer Due Diligence & Applying Enhanced Due Diligence to Manage Risks of Money...
Securities & Exchange Board of India (SEBI) Issues Notices to $4.1...
Securities & Exchange Board of India (SEBI) Issues Notices to $4.1 Billion Paytm Founder Vijay Shekhar Sharma & Board Members Over 2021 IPO Misrepresentations...
PwC China Expects 6-month Ban In China Possibly Starting from 2024...
PwC China Expects 6-month Ban In China Possibly Starting from 2024 September for Failure In Audit Of Collapsed China Evergrande. In 2024 June, China...
PwC UK Faces $8.6 Million Tax Negligent Lawsuit from UK Commercial Property Developer Revelan Causing...
PwC UK Faces $8.6 Million Tax Negligent Lawsuit from UK Commercial Property Developer Revelan Causing $3.9 Million Tax Bill to Revelan, PwC Fined $19.5 million in 2024 August for...
