Tag: fine
United States CFTC Fines Switzerland Energy Trader TOTSA TotalEnergies Trading SA...
United States CFTC Fines Switzerland Energy Trader TOTSA TotalEnergies Trading SA $48 Million for Market Manipulation of EBOB-Linked Futures Contracts (Gasoline) to Benefit its...
United States CFTC Fines Bank of New York Mellon $5 Million...
United States CFTC Fines Bank of New York Mellon $5 Million for Failure to Correctly Report at Least 5 Million of Swap Transactions &...
Hong Kong Monetary Authority Fines WeChat Pay $112,000 for Failure in...
Hong Kong Monetary Authority Fines WeChat Pay $112,000 for Failure in Customer Due Diligence & Applying Enhanced Due Diligence to Manage Risks of Money...
Securities & Exchange Board of India (SEBI) Issues Notices to $4.1...
Securities & Exchange Board of India (SEBI) Issues Notices to $4.1 Billion Paytm Founder Vijay Shekhar Sharma & Board Members Over 2021 IPO Misrepresentations...
PwC China Expects 6-month Ban In China Possibly Starting from 2024...
PwC China Expects 6-month Ban In China Possibly Starting from 2024 September for Failure In Audit Of Collapsed China Evergrande. In 2024 June, China...
PwC UK Faces $8.6 Million Tax Negligent Lawsuit from UK Commercial Property Developer Revelan Causing...
PwC UK Faces $8.6 Million Tax Negligent Lawsuit from UK Commercial Property Developer Revelan Causing $3.9 Million Tax Bill to Revelan, PwC Fined $19.5 million in 2024 August for...
UK Financial Conduct Authority Fines PwC $19.5 Million for Failure to Alert UK...
UK Financial Conduct Authority Fines PwC $19.5 Million for Failure to Alert UK FCA on Suspected Fraud During 2016 Audit Of London Capital & Finance with PwC Reporting...
Hong Kong SFC Announced Cessation of 1-year Suspension of Changjiang Corporate Finance, Changjiang Corporate Finance Fined...
Hong Kong SFC Announced Cessation of 1-year Suspension of Changjiang Corporate Finance, Changjiang Corporate Finance Fined $2.5 million & Suspended Partially for 1 Year in 2023 for 6 IPO Sponsor Failures Including...
China Authorities Issued 75 Fines for Regulatory Breaches & Failures in...
China Authorities Issued 75 Fines for Regulatory Breaches & Failures in 2024 YTD to Listed Companies, Institutions, Intermediaries & Individuals Including Lawyers, Accountants, Listing...
Malaysia Central Bank Fines Maybank $947,000 & CIMB $171,000 for Service...
Malaysia Central Bank Fines Maybank $947,000 & CIMB $171,000 for Service Disruptions, Maybank Services Affected Between 2023 & 2024, CIMB Services Affected in April...
