Tag: fine
United States Commodity Futures Trading Commission (CFTC) Fines French Commodities Giant...
United States Commodity Futures Trading Commission (CFTC) Fines French Commodities Giant Trafigura Group $55 Million for Fraud, Manipulation & Impeding Whistleblower Communications with CFTC,...
Sweden Financial Supervisory Authority Fines Nasdaq Stockholm Stock Exchange $9.59 Million...
Sweden Financial Supervisory Authority Fines Nasdaq Stockholm Stock Exchange $9.59 Million for Deficiencies in Trade Monitoring on Insider Trading & Trading in Financial Instruments...
HSBC Private Bank Violated Switzerland Money Laundering Regulations in $300 Million...
HSBC Private Bank Violated Switzerland Money Laundering Regulations in $300 Million Transactions for 2 Politically Exposed Persons Between 2002 to 2015, Failed to Perform...
United States SEC Fines Terraform Labs & South Korean Co-founder Do...
United States SEC Fines Terraform Labs & South Korean Co-founder Do Kwon $4.5 Billion & to Wind Down with Do Kwon to Pay $204...
Allianz Global Investors ex-CIO of Structured Alpha Funds Gregoire Tournant Pleads...
Allianz Global Investors ex-CIO of Structured Alpha Funds Gregoire Tournant Pleads Guilty to Investment Fraud & Forfeits $17.5 Million of Income & Bonuses Inflated...
Securities & Exchange Board of India Fines Ex-CNBC Awaaz Anchor Pradeep...
Securities & Exchange Board of India Fines Ex-CNBC Awaaz Anchor Pradeep Pandya & Analyst Alpesh Vasanji Furiya $120,000 Each for Fraudulent Trading & Banned...
Crypto Exchange Binance Founder & ex-CEO Changpeng Zhao with $33 Billion...
Crypto Exchange Binance Founder & ex-CEO Changpeng Zhao with $33 Billion Personal Fortune Starts 4-Month Jail Sentence in a United States California Low-Security Prison...
Ex-United States President & Billionaire with $7.2 Billion Fortune Donald Trump...
Ex-United States President & Billionaire with $7.2 Billion Fortune Donald Trump Found Guilty by New York Court Jury for Falsifying $130,000 Payment Information to...
New York Stock Exchange Technical Glitch on 3rd June 2024 Monday...
New York Stock Exchange Technical Glitch on 3rd June 2024 Monday for 45 Minutes Starting from 945 am Caused Share Prices Including Warren Buffett...
Switzerland Finance Ministry Fines UBS $55,000 for Failure to Report $10...
Switzerland Finance Ministry Fines UBS $55,000 for Failure to Report $10 Million Money Laundering Red Flags of ex-President of Yemen Ali Abdullah Saleh in...
