Tag: Finma
Switzerland Finance Ministry Fines ex-Credit Suisse Chief Compliance Officer Lara Warner...
Switzerland Finance Ministry Fines ex-Credit Suisse Chief Compliance Officer Lara Warner $113,000 (CHF 100,000) for Failure to Notify Authorities of $8.9 Million (CHF 7.9...
UBS Paid $373 Million Bonuses to Retain Credit Suisse Staff after...
UBS Paid $373 Million Bonuses to Retain Credit Suisse Staff after 2023 March Acquisition, $85 Million in Retention Bonus & $288 Million in Deferred...
UBS CEO Sergio Ermotti Received $17 Million Pay Package in 2024,...
UBS CEO Sergio Ermotti Received $17 Million Pay Package in 2024, Appointed Sergio Ermotti as UBS CEO after the Acquisition of Credit Suisse in...
UBS Receives China Regulatory Approval to Sell 36.01% Stake in Credit...
UBS Receives China Regulatory Approval to Sell 36.01% Stake in Credit Suisse Securities (China) to Beijing State-owned Assets Management (BSAM) & Retains 14.99% Stake,...
UK Financial Conduct Authority (FCA) Issues Permanent Ban on 2 ex-Credit...
UK Financial Conduct Authority (FCA) Issues Permanent Ban on 2 ex-Credit Suisse Bankers Andrew Pearse & Surjan Singh for Lack of Integrity in Receiving...
UBS Provides Up to 3 Months of Paid Sabbatical Leave to...
UBS Provides Up to 3 Months of Paid Sabbatical Leave to Credit Suisse UK Employees after Merger into UBS, Sabbatical Leave Not Provided to...
Credit Suisse $17.3 Billion AT1 500 Bondholders (300 Singapore Citizens) with...
Credit Suisse $17.3 Billion AT1 500 Bondholders (300 Singapore Citizens) with $250 Million Losses Start Legal Proceedings Against Credit Suisse / Swiss Confederation Led...
UBS Expects to Pay Hundreds of Millions in Settlement Fine to...
UBS Expects to Pay Hundreds of Millions in Settlement Fine to Resolve Credit Suisse Clients Tax Evasion Case Brought by United States Department of...
Switzerland FINMA Suspends Annual UBS Approval, Requires UBS to Revise Recovery...
Switzerland FINMA Suspends Annual UBS Approval, Requires UBS to Revise Recovery & Emergency Plans Due to Takeover of Credit Suisse, UBS Options for Actions...
Switzerland Financial Authority FINMA Reported to Investigate Credit Suisse Including Then-CEO...
Switzerland Financial Authority FINMA Reported to Investigate Credit Suisse Including Then-CEO Ulrich Korner, Chairman Axel Lehmann & Employees on Possibly Misleading Public & Regulators...
