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Tag: Hong Kong Securities and Futures Commission

2021

Hong Kong SFC 2020 Report: Asset and Wealth Management in Hong...

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Hong Kong SFC 2020 Report: Asset and Wealth Management in Hong Kong The Hong Kong Securities and Futures Commission (SFC) has released the 2020 Report...
Capital Market

Hong Kong SFC and Corruption Agency ICAC Crackdown on Stock Manipulation,...

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Hong Kong SFC and Corruption Agency ICAC Crackdown on Stock Manipulation, Arrest Listco & Search IPO Underwriter  16th July 2021 | Hong Kong Hong Kong Securities...
Socially Responsible Investments

Hong Kong SFC Publishes ESG Fund Disclosure Guidelines, 59 Funds Listed...

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Hong Kong SFC Publishes ESG Fund Disclosure Guidelines, 59 Funds Listed Including BlackRock, Amundi and Allianz 30th June 2021 | Hong Kong The Hong Kong Securities...
Investment

Hong Kong SFC Online Investment Scam Attracted 24,000 Clicks from Viewers,...

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Hong Kong SFC Online Investment Scam Attracted 24,000 Clicks from Viewers, 50% Below Age 35 25th May 2021 | Hong Kong Hong Kong Securities and Futures...
Capital Market

Hong Kong SFC and Stock Exchange to Tackle IPO Misconduct, Inflated...

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Hong Kong SFC and Stock Exchange to Tackle IPO Misconduct, Inflated IPO Prices to Meet Listing Requirements 21st May 2021 | Hong Kong Hong Kong Securities...
2021

Hong Kong SFC & Police Arrested 12 People Suspected of Ramp...

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Hong Kong SFC & Police Arrested 12 People Suspected of Ramp & Dump Manipulation Schemes 5th March 2021 | Hong Kong The Hong Kong Securities and Futures...
Financial Industry

Hong Kong & Singapore Regulators Warn Investors of Increased Trading Risks...

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Hong Kong & Singapore Regulators Warn Investors of Increased Trading Risks Triggered by Social Media & Online Forums 4th February 2021 | Hong Kong Hong Kong...
Financial Advisory

Applicant Fined $1500 for Providing False Information in License Application to...

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Applicant Fined $1500 for Providing False Information in License Application to HK SFC An applicant who had provided false information to Hong Kong Securities and Futures...
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