Tag: Hong Kong Securities & Futures Commission
Hong Kong SFC Withdraws Restriction Notice Banning Bright Smart Securities from...
Hong Kong SFC Withdraws Restriction Notice Banning Bright Smart Securities from Dealing with Proceeds or Assets of Barry Kwok Sze Lok Who is Suspected...
Hong Kong SFC Issues Warning to Public of 2 Suspected Virtual...
Hong Kong SFC Issues Warning to Public of 2 Suspected Virtual Asset-Related Fraud Platforms EDY & HKCEXP, Victims Unable to Withdraw Funds or Required...
Hong Kong SFC Released 4 Strategic Priorities for the Next 3...
Hong Kong SFC Released 4 Strategic Priorities for the Next 3 Years: Maintain Market Resilience & Mitigate Serious Harm to Markets, Enhance Global Competitiveness...
UBS Launches 3 Crypto ETFs in Hong Kong for Investors to...
UBS Launches 3 Crypto ETFs in Hong Kong for Investors to Trade ETFs Relating to Bitcoin & Ethereum on Trading Platform, HSBC Launched Crypto...
Hong Kong SFC, ICAC & AFRC Conducts 1st Joint Operation on...
Hong Kong SFC, ICAC & AFRC Conducts 1st Joint Operation on 2 Hong Kong-Listed Companies on Suspicion of Falsifying $24.6 Million of Corporate Transactions...
Hong Kong SFC Revokes Licence & Suspends Eugene Chung for 5...
Hong Kong SFC Revokes Licence & Suspends Eugene Chung for 5 Years for Failing to Meet Liquid Capital Requirement for 19 Months & Failure...
Hong Kong SFC Issues New Guidelines on Risk Management for Futures...
Hong Kong SFC Issues New Guidelines on Risk Management for Futures Brokers Effective 25th February 2024 - Safeguard Client Assets, Liquidity Risk, Stress Testing,...
Hong Kong SFC 2023 Q2 Report: 48,165 Licensees & Registrants in...
Hong Kong SFC 2023 Q2 Report: 48,165 Licensees & Registrants in 3,245 Licensed Corporations, Issued $1.1 Million Fines, 4 Individuals Charged for Short Selling,...
Hong Kong & China Securities Commission to Introduce Block Trading under...
Hong Kong & China Securities Commission to Introduce Block Trading under Stock Connect, Allow Southbound & Northbound Investors Manual Trading of Large-Sized Transaction to...
Hong Kong SFC Proposed Amendments to Insider Dealing, Securities & Underlying...
Hong Kong SFC Proposed Amendments to Insider Dealing, Securities & Underlying Derivatives Listed on Overseas Stock Markets & Insider Trading Conducted Outside of Hong...
