Tag: Hong Kong SFC
Hong Kong SFC Issues 16-Month Suspension on Finfluencer & Tse’s Securities...
Hong Kong SFC Issues 16-Month Suspension on Finfluencer & Tse’s Securities Licensed Representative Franky Wong Ming Chung, Criminal Conviction in 2024 for Providing Investment...
Hong Kong SFC Issues 14-Month Ban on ex-CEO of Kylin International...
Hong Kong SFC Issues 14-Month Ban on ex-CEO of Kylin International Steven Wong Yung for Failures in Managing Private Funds as Investment Manager &...
Hong Kong SFC Starts Legal Proceedings for Disqualification & Compensation Orders...
Hong Kong SFC Starts Legal Proceedings for Disqualification & Compensation Orders Against All 8 ex-Board Members of 3DG Holdings (Previously Hong Kong Resources) for...
Hong Kong SFC Issues Public Warning of Suspected Virtual Asset-Related Fraud...
Hong Kong SFC Issues Public Warning of Suspected Virtual Asset-Related Fraud Operating under Linkbex with False Claims of Affiliation to 7 SFC Licensed Corporations...
Hong Kong SFC Obtains Hong Kong Court Disqualification Orders Against Tech...
Hong Kong SFC Obtains Hong Kong Court Disqualification Orders Against Tech Pro Technology Development ex-Chairman Li Wing Sang & 2 ex-Executive Directors Liu Xinsheng...
Hong Kong SFC Starts Insider Dealing Criminal Proceedings Against Businessman Wong...
Hong Kong SFC Starts Insider Dealing Criminal Proceedings Against Businessman Wong Pak Ming for Suspected Indirect Dealing in Shares of Transmit Entertainment (Previously Pegasus...
Hong Kong SFC Issues Restriction Notices to Money Concepts (Asia) Holdings...
Hong Kong SFC Issues Restriction Notices to Money Concepts (Asia) Holdings & Money Concepts Asset Management Because of Doubts Over Honesty, Reliability, Integrity &...
Hong Kong SFC Regulatory Guidance Allows Listing of Alternative Funds on...
Hong Kong SFC Regulatory Guidance Allows Listing of Alternative Funds on Hong Kong Exchange (HKEX), Circular Clarifies Closed-End Alternative Funds Investing Mainly in Less...
Hong Kong SFC Fines Hang Seng Bank $8.4 Million for Serious...
Hong Kong SFC Fines Hang Seng Bank $8.4 Million for Serious Misconduct Including Overcharging Clients & Inadequate Disclosure of Benefits in Selling of Collective...
Hong Kong SFC Proposes Online-Only Electronic Subscription Process for Hong Kong...
Hong Kong SFC Proposes Online-Only Electronic Subscription Process for Hong Kong Exchange (HKEX) Public Offerings & Removing Application Forms Process, Investors Must Use Online...
