Tag: Hong Kong SFC
Hong Kong SFC Issues Restriction Notices to Money Concepts (Asia) Holdings...
Hong Kong SFC Issues Restriction Notices to Money Concepts (Asia) Holdings & Money Concepts Asset Management Because of Doubts Over Honesty, Reliability, Integrity &...
Hong Kong SFC Regulatory Guidance Allows Listing of Alternative Funds on...
Hong Kong SFC Regulatory Guidance Allows Listing of Alternative Funds on Hong Kong Exchange (HKEX), Circular Clarifies Closed-End Alternative Funds Investing Mainly in Less...
Hong Kong SFC Fines Hang Seng Bank $8.4 Million for Serious...
Hong Kong SFC Fines Hang Seng Bank $8.4 Million for Serious Misconduct Including Overcharging Clients & Inadequate Disclosure of Benefits in Selling of Collective...
Hong Kong SFC Proposes Online-Only Electronic Subscription Process for Hong Kong...
Hong Kong SFC Proposes Online-Only Electronic Subscription Process for Hong Kong Exchange (HKEX) Public Offerings & Removing Application Forms Process, Investors Must Use Online...
Hong Kong SFC Issues Regulatory Requirements on Listed Structured Funds for...
Hong Kong SFC Issues Regulatory Requirements on Listed Structured Funds for Product Issuers to Expand Range of Listed Structured Funds Offered to Public Investors...
Hong Kong Market Misconduct Tribunal (MMT) Orders Tian An China Investments...
Hong Kong Market Misconduct Tribunal (MMT) Orders Tian An China Investments Company Chairman Family Chauffeur Wife Choi Ban Yee to Disgorge (Give Up) $13,700...
Hong Kong SFC Extends Swift Licensing Process to New Applicants of...
Hong Kong SFC Extends Swift Licensing Process to New Applicants of Virtual Asset Trading Platform (VATP) Licences, Issued 4 Licences in 2024 December to...
Hong Kong SFC & HKEX Take Enforcement Actions Against Listed-Mobile Gaming...
Hong Kong SFC & HKEX Take Enforcement Actions Against Listed-Mobile Gaming Company FingerTango & ex-Directors for Misconduct in Problematic Investments & Loans Resulting in...
Hong Kong SFC Issues Public Warning of Unlicensed Virtual Asset Trading...
Hong Kong SFC Issues Public Warning of Unlicensed Virtual Asset Trading Platform International Standard Carbon Assets Technology (iSCAT Exchange) for Providing Cryptocurrency Trading Services...
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Founder &...
$4.8 Billion Hong Kong Hedge Fund Segantii Capital Management Founder & Chief Investment Officer Simon Saldar to Sell English League One Football Club Blackpool,...
