Tag: Hong Kong SFC
Hong Kong SFC Fines Ruifeng Securities $665,000 for Failure in Fund...
Hong Kong SFC Fines Ruifeng Securities $665,000 for Failure in Fund Management & Accounting Opening Procedures and Suspends Responsible Officer Fang Zhi for 10...
Hong Kong SFC Commenced Legal Proceedings Against AMTD Global Markets &...
Hong Kong SFC Commenced Legal Proceedings Against AMTD Global Markets & 3 Ex-Executives for Not Complying with IPO-Related Investigations of Suspected Fraud & Misleading...
Hong Kong SFC Commenced Legal Proceedings to Disqualify 6 Ex-Directors, Chairman...
Hong Kong SFC Commenced Legal Proceedings to Disqualify 6 Ex-Directors, Chairman & CEO of First Credit Finance Group for Breach of Fiduciary Duties, Failing...
Hong Kong SFC Fines Lion Futures $359,000 for Due Diligence &...
Hong Kong SFC Fines Lion Futures $359,000 for Due Diligence & Money-Laundering Failures Between 2017 to 2019
24th November 2023 | Hong Kong
The Hong Kong...
Hong Kong SFC Buys 12 Floors of Swire Properties One Island...
Hong Kong SFC Buys 12 Floors of Swire Properties One Island East for $692 Million with 9 Floors to be Acquired in December 2023...
Hong Kong SFC Holds 1st Sustainability Disclosures Forum Attended by More...
Hong Kong SFC Holds 1st Sustainability Disclosures Forum Attended by More than 200 Leaders from Financial Industry, Listed Companies, Industry Associations & Policy-makers from...
Hong Kong SFC Starts Legal Proceedings Against Former Chairman & Executive...
Hong Kong SFC Starts Legal Proceedings Against Former Chairman & Executive Directors of Tech Pro Technology Development for Failure in Supervision of Joint Venture...
Hong Kong SFC Obtains 10-Year Disqualification & $280,000 Compensation Orders Against...
Hong Kong SFC Obtains 10-Year Disqualification & $280,000 Compensation Orders Against Ex-Chairman & Executive Director Tse On Kin of Kong Sun Holdings & China...
Hong Kong SFC Obtains Court Injunction to Disallow the Completion of...
Hong Kong SFC Obtains Court Injunction to Disallow the Completion of Sale of 2 Properties in Shanghai & Canada, Earlier Obtained Interim Injunction to...
Hong Kong SFC Proposes New Guidelines for Market Sounding Which Some...
Hong Kong SFC Proposes New Guidelines for Market Sounding Which Some Intermediaries Have Unfairly & Dishonestly Exploited the Information to Generate Profit, Market Sounding...
