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Investment

Hong Kong SFC Fines Central Wealth Securities Investment $128,000 for Overstating...

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Hong Kong SFC Fines Central Wealth Securities Investment $128,000 for Overstating Liquid Capital Due to Accounting & Calculation Error in Financial Returns with Deficit...
Financial Industry

Hong Kong SFC Issues Lifetime Ban to Ex-OCBC Wing Hang Bank...

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Hong Kong SFC Issues Lifetime Ban to Ex-OCBC Wing Hang Bank Manager Amy Chow Bic Sum after Hong Kong Court Conviction of Bribery &...
Investment

Hong Kong SFC Issues Warning Of Unauthorized Gold Contracts Investment Product...

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Hong Kong SFC Issues Warning Of Unauthorized Gold Contracts Investment Product By Atg Algorithm Trade Group, Promotes Product On Telegram & Instagram 13th December 2023...
Capital Market

Hong Kong SFC Obtains Director Disqualification Order for 3 Years Against...

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Hong Kong SFC Obtains Director Disqualification Order for 3 Years Against Ex-Independent Director of China Candy Holdings Nicholas Chiu Shi Chuen for Negligence, Failed...
Investment

Hong Kong SFC Issues Warning to Public of Suspected Virtual Asset-Related...

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Hong Kong SFC Issues Warning to Public of Suspected Virtual Asset-Related Frauds by HongKongDAO & BitCuped, Online Article Stated HongKongDAO Applied & Obtained SFC...
2023

Hong Kong SFC Fines Ruifeng Securities $665,000 for Failure in Fund...

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Hong Kong SFC Fines Ruifeng Securities $665,000 for Failure in Fund Management & Accounting Opening Procedures and Suspends Responsible Officer Fang Zhi for 10...
People

Hong Kong SFC Commenced Legal Proceedings Against AMTD Global Markets &...

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Hong Kong SFC Commenced Legal Proceedings Against AMTD Global Markets & 3 Ex-Executives for Not Complying with IPO-Related Investigations of Suspected Fraud & Misleading...
2023

Hong Kong SFC Commenced Legal Proceedings to Disqualify 6 Ex-Directors, Chairman...

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Hong Kong SFC Commenced Legal Proceedings to Disqualify 6 Ex-Directors, Chairman & CEO of First Credit Finance Group for Breach of Fiduciary Duties, Failing...
Investment

Hong Kong SFC Fines Lion Futures $359,000 for Due Diligence &...

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Hong Kong SFC Fines Lion Futures $359,000 for Due Diligence & Money-Laundering Failures Between 2017 to 2019 24th November 2023 | Hong Kong The Hong Kong...
Investment

Hong Kong SFC Buys 12 Floors of Swire Properties One Island...

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Hong Kong SFC Buys 12 Floors of Swire Properties One Island East for $692 Million with 9 Floors to be Acquired in December 2023...
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