Tag: Hong Kong SFC
Hong Kong SFC Issues Warning of Suspected Virtual Asset Fraud by...
Hong Kong SFC Issues Warning of Suspected Virtual Asset Fraud by Bitbank Global Financial & LonShiX, Bitbank Used a Name Similar to Crypto Exchange...
Hong Kong SFC Process Review Panel Report 2022/2023: Reviewed 60 Cases,...
Hong Kong SFC Process Review Panel Report 2022/2023: Reviewed 60 Cases, Increasing Application of AI & Technology in Enforcement Cases, General Features of Real...
Hong Kong SFC Fines Central Wealth Securities Investment $128,000 for Overstating...
Hong Kong SFC Fines Central Wealth Securities Investment $128,000 for Overstating Liquid Capital Due to Accounting & Calculation Error in Financial Returns with Deficit...
Hong Kong SFC Issues Lifetime Ban to Ex-OCBC Wing Hang Bank...
Hong Kong SFC Issues Lifetime Ban to Ex-OCBC Wing Hang Bank Manager Amy Chow Bic Sum after Hong Kong Court Conviction of Bribery &...
Hong Kong SFC Issues Warning Of Unauthorized Gold Contracts Investment Product...
Hong Kong SFC Issues Warning Of Unauthorized Gold Contracts Investment Product By Atg Algorithm Trade Group, Promotes Product On Telegram & Instagram
13th December 2023...
Hong Kong SFC Obtains Director Disqualification Order for 3 Years Against...
Hong Kong SFC Obtains Director Disqualification Order for 3 Years Against Ex-Independent Director of China Candy Holdings Nicholas Chiu Shi Chuen for Negligence, Failed...
Hong Kong SFC Issues Warning to Public of Suspected Virtual Asset-Related...
Hong Kong SFC Issues Warning to Public of Suspected Virtual Asset-Related Frauds by HongKongDAO & BitCuped, Online Article Stated HongKongDAO Applied & Obtained SFC...
Hong Kong SFC Fines Ruifeng Securities $665,000 for Failure in Fund...
Hong Kong SFC Fines Ruifeng Securities $665,000 for Failure in Fund Management & Accounting Opening Procedures and Suspends Responsible Officer Fang Zhi for 10...
Hong Kong SFC Commenced Legal Proceedings Against AMTD Global Markets &...
Hong Kong SFC Commenced Legal Proceedings Against AMTD Global Markets & 3 Ex-Executives for Not Complying with IPO-Related Investigations of Suspected Fraud & Misleading...
Hong Kong SFC Commenced Legal Proceedings to Disqualify 6 Ex-Directors, Chairman...
Hong Kong SFC Commenced Legal Proceedings to Disqualify 6 Ex-Directors, Chairman & CEO of First Credit Finance Group for Breach of Fiduciary Duties, Failing...
