Tag: Hong Kong SFC
Hong Kong SFC Holds 1st Sustainability Disclosures Forum Attended by More...
Hong Kong SFC Holds 1st Sustainability Disclosures Forum Attended by More than 200 Leaders from Financial Industry, Listed Companies, Industry Associations & Policy-makers from...
Hong Kong SFC Starts Legal Proceedings Against Former Chairman & Executive...
Hong Kong SFC Starts Legal Proceedings Against Former Chairman & Executive Directors of Tech Pro Technology Development for Failure in Supervision of Joint Venture...
Hong Kong SFC Obtains 10-Year Disqualification & $280,000 Compensation Orders Against...
Hong Kong SFC Obtains 10-Year Disqualification & $280,000 Compensation Orders Against Ex-Chairman & Executive Director Tse On Kin of Kong Sun Holdings & China...
Hong Kong SFC Obtains Court Injunction to Disallow the Completion of...
Hong Kong SFC Obtains Court Injunction to Disallow the Completion of Sale of 2 Properties in Shanghai & Canada, Earlier Obtained Interim Injunction to...
Hong Kong SFC Proposes New Guidelines for Market Sounding Which Some...
Hong Kong SFC Proposes New Guidelines for Market Sounding Which Some Intermediaries Have Unfairly & Dishonestly Exploited the Information to Generate Profit, Market Sounding...
Hong Kong SFC Starts Legal Proceedings to Disqualify 8 Directors &...
Hong Kong SFC Starts Legal Proceedings to Disqualify 8 Directors & Chairman of Hong Kong Listed Mobile Game Company FingerTango for Misconduct & Breach...
Hong Kong SFC & HKMA Sale of Non-Exchange Traded Investment Products...
Hong Kong SFC & HKMA Sale of Non-Exchange Traded Investment Products Survey 2022: Top 5 Investment Products are Structured Products $245 Billion, Collective Investment...
Hong Kong SFC & Hong Kong Police Force Setup Working Group...
Hong Kong SFC & Hong Kong Police Force Setup Working Group to Monitor & Investigate Illegal Activities on Virtual Asset Trading Platforms
5th October 2023...
Hong Kong SFC Issues 2-Year Ban on Ex-UBS Managing Director &...
Hong Kong SFC Issues 2-Year Ban on Ex-UBS Managing Director & Chairman of AMTD Group Calvin Choi, Failure to Disclose Conflict of Interest as...
Hong Kong SFC Obtains Interim Injunction to Prohibit Selling Individual Assets...
Hong Kong SFC Obtains Interim Injunction to Prohibit Selling Individual Assets of Value Above HKD 50,000 Against Former CEO of SMI Culture & Travel...
