Tag: Hong Kong SFC
Hong Kong SFC Issues Restriction Notice to Brokerage Firm Global Securities...
Hong Kong SFC Issues Restriction Notice to Brokerage Firm Global Securities Group for Client Assets, Prohibited from Trading & Transferring Until Further Notice
7th June...
Hong Kong SFC Disqualified 2 Former Directors of Luxey International for...
Hong Kong SFC Disqualified 2 Former Directors of Luxey International for Misconduct & Fraud on Corporate Acquisition, Used Nominees to Buy Acquisition Target at...
Hong Kong SFC Launches Consultation on Amendments to Codes on Takeovers...
Hong Kong SFC Launches Consultation on Amendments to Codes on Takeovers & Mergers and Share Buy-backs with Deadline on 23rd June 2023, New Initiatives...
Hong Kong SFC Increased Bail Conditions for Ramp & Dump Scheme...
Hong Kong SFC Increased Bail Conditions for Ramp & Dump Scheme Individual for Breaching Bail Conditions Including Incorrect Residential Address & Missed Routine Reporting...
Hong Kong SFC Fines China On Securities $766,000 for Negligence as...
Hong Kong SFC Fines China On Securities $766,000 for Negligence as Share Placement Agents for Majority Shareholder of Hon Corp in 2019 with Transaction...
Hong Kong SFC CEO Julia Leung Speech at HK REITS Association:...
Hong Kong SFC CEO Julia Leung Speech at HK REITS Association: Promote Growth of REITS & Grants Available, Reviewing Tax & Stock Connect, Hong...
Hong Kong SFC Starts Insider Trading Proceedings Against Ex-Deputy General Manager...
Hong Kong SFC Starts Insider Trading Proceedings Against Ex-Deputy General Manager of China CITIC Bank for Using Inside Info While Working on Loan to...
Hong Kong SFC Commits to Become a Carbon-Neutral Organisation Before 2050...
Hong Kong SFC Commits to Become a Carbon-Neutral Organisation Before 2050 in Line with Hong Kong Climate Action Plan 2050, Interim Target of Reducing...
Hong Kong SFC Issues Restriction Notices to 10 Brokers to Freeze...
Hong Kong SFC Issues Restriction Notices to 10 Brokers to Freeze 31 Trading Accounts in Ramp & Dump Scheme, 10 Brokers are China Industrial,...
Hong Kong SFC Bans Convoy Asset Management Representative for 10 Years...
Hong Kong SFC Bans Convoy Asset Management Representative for 10 Years for Stock Market Manipulation Arranging 10 Clients & Friends to Buy Shares to...
